First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership660,279 shares
Latest Disclosed Value $ 14,829,873
Advisory Services Network, LLC ownership in FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 660,279 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $14,829,866 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2025 disclosing 0 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. The current value of the position is $14,770,441 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TRUST ENERGY ALPHADEX ETF ETF 33734X127 660,279 660,279 14,830 0.1370
2025-02-13 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 0 -10,648 -100.00 0 -100.00
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 10,648 0 0.00 194 0.00 0.0040
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 10,648 10,648 194 0.0040
2024-05-06 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 0 -125 -100.00 0 -100.00
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 125 125 2 0.0001
2023-08-09 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 0 -443 -100.00 0 -100.00
2023-05-17 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 443 -541,760 -99.92 7 -99.94 0.0002
2023-02-13 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 542,203 13,777 2.61 9,266 12.33 0.2840
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 528,426 -103,292 -16.35 8,249 -11.53 0.2912
2022-08-02 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 631,718 53,971 9.34 9,324 1.30 0.3189
2022-05-23 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 577,747 577,747 9,204 0.2709
2020-11-16 2020-09-30 13F FIRST TRUST ENERGY ALPHADEX ETF ETF 33734X127 0 -522,219 -100.00 0 -100.00
2020-08-10 2020-06-30 13F FIRST TRUST ENERGY ALPHADEX ETF ETF 33734X127 522,219 522,219 3,431 0.1883
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 0 -470 -100.00 0 -100.00
2020-02-04 2019-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 470 -11,843 -96.18 5 -96.45 0.0003
2019-11-04 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 12,313 0 0.00 141 0.00 0.0086
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 12,313 8,990 270.54 141 227.91 0.0086
2019-05-20 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 3,323 2,920 724.57 43 760.00 0.0030
2019-02-15 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 403 -4,187 -91.22 5 -93.75 0.0004
2018-11-02 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 4,590 -207 -4.32 80 -2.44 0.0058
2018-07-27 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 4,797 4,490 1,462.54 82 1,950.00 0.0062
2018-04-23 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 307 0 0.00 4 -20.00 0.0003
2018-02-08 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 307 207 207.00 5 400.00 0.0004
2017-10-12 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 100 -275 -73.33 1 -80.00 0.0001
2017-08-17 2017-06-30 13F FIRST TRUST ENERGY ALPHADEX FUND ETF 33734X127 375 -32 -7.86 5 -16.67 0.0007
2017-04-28 2017-03-31 13F FIRST TRUST ENERGY ALPHADEX FUND ETF 33734X127 407 32 8.53 6 0.00 0.0009
2016-10-07 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 375 -227 -37.71 6 -33.33 0.0011
2016-07-27 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 602 376 166.37 9 200.00 0.0020
2016-04-21 2016-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 226 -834 -78.68 3 -88.89 0.0008
2014-02-13 2013-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X127 1,060 1,060 27 0.0136
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.