First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership104,942 shares
Latest Disclosed Value $ 2,356,964
Advisor Group Holdings, Inc. reports 1.31% decrease in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 104,942 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $2,356,997 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 106,338 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. This represents a change in shares of -1.31% during the quarter. The current value of the position is $2,260,451 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 104,942 -1,396 -1.31 2,357 34.55 0.0020
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 106,338 -45,203 -29.83 1,751 -30.13 0.0026
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 151,541 -557 -0.37 2,506 8.58 0.0035
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 152,098 -2,373 -1.54 2,309 -9.53 0.0041
2025-08-13 2025-06-30 13F IRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 166,188 11,717 2,701 0.0031
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 154,471 -10,121 -6.15 2,552 -5.13 0.0057
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 164,592 35,372 27.37 2,689 28.29 0.0060
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 126,260 -2,960 2,049 0.0052
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 129,220 -8,247 -6.00 2,096 -16.19 0.0047
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 137,467 -49,909 -26.64 2,502 -28.73 0.0059
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 187,376 -84,259 -31.02 3,510 -22.61 0.0078
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 271,635 -100,678 -27.04 4,534 -30.10 0.0079
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 372,313 -112,656 -23.23 6,486 -14.59 0.0096
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 484,969 -327,760 -40.33 7,595 -39.95 0.0136
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 484,969 -327,760 7,595 0.0021
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 812,729 46,557 6.08 12,647 -3.41 0.0238
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 766,172 205,533 36.66 13,094 49.58 0.0265
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 560,639 30,119 5.68 8,753 11.73 0.0200
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 530,520 -16,858 -3.08 7,834 -9.63 0.0173
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 547,378 261,347 91.37 8,669 154.22 0.0168
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 286,031 95,359 50.01 3,410 55.78 0.0065
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 190,672 14,160 8.02 2,189 8.69 0.0046
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 176,512 43,003 32.21 2,014 49.19 0.0044
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 133,509 52,455 64.72 1,350 110.28 0.0032
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 81,054 -452,997 -84.82 642 -78.54 0.0017
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 534,051 -246,992 -31.62 2,992 -41.69 0.0090
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 781,043 685,259 715.42 5,131 1,250.26 0.0172
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 95,784 95,784 380 0.0016
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.