First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
US ˙ ARCA ˙ US33734X1019

SecurityFXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
InstitutionSuntrust Banks Inc
Latest Disclosed Ownership27,595 shares
Latest Disclosed Value $ 962,000
Suntrust Banks Inc reports 0.37% decrease in ownership of FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund

On November 12, 2019 - Suntrust Banks Inc filed a 13F-HR form disclosing ownership of 27,595 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund (US:FXD) valued at $1,160,370 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 6, 2019 disclosing 27,698 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund. This represents a change in shares of -0.37% during the quarter. The current value of the position is $1,837,744 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-11-12 2019-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 27,595 -103 -0.37 962 -0.41 0.0050
2019-08-06 2019-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 27,698 38 0.14 966 0.21 0.0050
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 27,660 -576 -2.04 964 -2.03 0.0051
2019-02-14 2018-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 28,236 -20,702 -42.30 984 -45.70 0.0057
2019-09-04 2018-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 48,938 -9,958 -16.91 1,812 -16.88 0.0094
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 48,937 -9,959 1,811
2019-09-04 2018-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 58,896 -9,778 -14.24 2,180 -14.24 0.0119
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 58,896 -9,778 2,180
2019-09-04 2018-03-31 13F/A-2 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 68,674 4,704 7.35 2,542 7.35 0.0142
2018-05-25 2018-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 68,674 0 2,542 0.0134
2019-09-03 2017-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 63,970 -586 -0.91 2,368 -0.92 0.0138
2018-02-09 2017-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 63,969 -586 2,368
2019-09-03 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 64,556 8,332 14.82 2,390 14.85 0.0142
2017-11-14 2017-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 64,555 8,331 2,389
2019-09-04 2017-06-30 13F/A-2 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 56,224 2,331 4.33 2,081 4.89 0.0127
2019-09-03 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 56,224 0 2,081 0.0127
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 56,224 2,331 2,081
2019-09-03 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 53,893 -63,158 -53.96 1,984 -52.24 0.0126
2017-05-03 2017-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 53,893 -63,158 1,984
2017-02-09 2016-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 117,051 -66,047 -36.07 4,154 -35.64 0.0250
2016-11-09 2016-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 183,098 8,261 4.72 6,454 9.48 0.0403
2016-08-02 2016-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 174,837 39,831 29.50 5,895 22.61 0.0361
2016-05-09 2016-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 135,006 20,196 17.59 4,808 17.58 0.0298
2016-02-10 2015-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 114,810 8,818 8.32 4,089 12.58 0.0252
2015-11-16 2015-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 105,992 2,028 1.95 3,632 -4.30 0.0245
2015-08-10 2015-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 103,964 103,964 0.00 3,795 0.0244
2015-05-12 2015-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 0 -90,418 -100.00 0 -100.00
2015-02-12 2014-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 90,418 9,294 11.46 3,236 23.09 0.0219
2014-11-14 2014-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 81,124 6,899 9.29 2,629 6.57 0.0185
2014-08-14 2014-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 74,225 3,643 5.16 2,467 9.21 0.0171
2014-05-14 2014-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 70,582 18,010 34.26 2,259 33.27 0.0083
2014-02-12 2013-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 52,572 5,747 12.27 1,695 22.12 0.0066
2013-11-04 2013-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 46,825 5,038 12.06 1,388 22.51 0.0054
2013-10-31 2013-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 46,825 1,388
2013-09-06 2013-06-30 13F/A-1 FIRST TR CONSUMR DISCRET A CONSUMR DISCRE 33734X101 41,787 41,787 1,133 0.0050
2013-08-15 2013-06-30 13F FIRST TR CONSUMR DISCRET A COM 33734X101 41,787 1,133
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.