First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
US ˙ ARCA ˙ US33734X1019

SecurityFXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
InstitutionNEXT Financial Group, Inc
Latest Disclosed Ownership27,019 shares
Latest Disclosed Value $ 1,676,000
NEXT Financial Group, Inc reports 4.93% decrease in ownership of FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund

On February 15, 2022 - NEXT Financial Group, Inc filed a 13F-HR form disclosing ownership of 27,019 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund (US:FXD) valued at $1,676,259 USD as of December 31, 2021. The entity filed a previous 13F-HR on October 15, 2021 disclosing 28,419 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund. This represents a change in shares of -4.93% during the quarter. The current value of the position is $1,799,384 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2022-02-15 2021-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 27,019 -1,400 -4.93 1,676 -0.18 0.1102
2021-10-15 2021-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 28,419 1,619 6.04 1,679 3.20 0.1310
2021-07-13 2021-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 26,800 26,754 58,160.87 1,627 54,133.33 0.1303
2021-04-16 2021-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 46 46 3 0.0003
2020-07-23 2020-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 0 -65 -100.00 0 -100.00
2020-04-27 2020-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 65 -176 -73.03 2 -81.82 0.0003
2020-01-21 2019-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 241 -158 -39.60 11 -35.29 0.0011
2019-10-17 2019-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 399 0 0.00 17 0.00 0.0018
2019-07-16 2019-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 399 399 17 0.0018
2019-07-16 2019-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 0 -297 -100.00 0 -100.00
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 297 297 11 0.0023
2017-11-08 2017-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 0 -125 -100.00 0 -100.00
2017-07-12 2017-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 125 0 0.00 5 0.00 0.0012
2017-05-08 2017-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 125 -1,217 -90.69 5 -89.58 0.0014
2017-02-02 2016-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1,342 0 0.00 48 2.13 0.0084
2016-11-01 2016-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1,342 1,342 0.00 47 0.0085
2015-02-10 2014-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 0 -342 -100.00 0 -100.00
2015-02-10 2014-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 342 -150 -30.49 11 -31.25 0.0022
2014-10-23 2014-09-30 13F FIRST TR EXCHANGE-TRADED FD II CONSUMER DISCRETIONARY ALPHADEX COM 33734X101 342 11
2014-08-14 2014-06-30 13F FIRST TREXCHANGE-TRADED FDII CONSUMERDISCRETIONARYALPHADEX ETF 33734X101 492 492 16 0.0083
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.