First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
US ˙ NasdaqGM ˙ US33739Q4082

SecurityFTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership262,007 shares
Latest Disclosed Value $ 15,662,803
Private Advisor Group, LLC reports 0.51% decrease in ownership of FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 262,007 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF (US:FTSM) valued at $15,662,778 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 263,342 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF. This represents a change in shares of -0.51% during the quarter. The current value of the position is $15,665,399 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 262,007 -1,335 -0.51 15,663 -0.76 0.0696
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 263,342 24,590 10.30 15,782 10.34 0.0711
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 238,752 2,572 1.09 14,304 1.15 0.0704
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 236,180 -2,386 -1.00 14,140 -0.95 0.0762
2025-05-05 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 238,566 4,069 1.74 14,276 1.86 0.0863
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 234,497 -9,510 -3.90 14,016 -4.06 0.0789
2024-10-22 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 244,007 -145,921 -37.42 14,609 -37.14 0.0907
2024-08-05 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 389,928 89,839 29.94 23,240 29.89 0.1559
2024-04-30 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 300,089 4,967 1.68 17,891 1.61 0.1286
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 295,122 -20,831 -6.59 17,607 -6.21 0.1369
2023-11-03 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 315,953 -42,178 -11.78 18,774 -11.77 0.1677
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 358,131 -252,120 -41.31 21,277 -41.41 0.1850
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 610,251 5,277 0.87 36,316 6,992.97 0.3468
2023-01-18 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 604,974 260,790 75.77 513 -97.49 0.0258
2022-10-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 344,184 106,684 44.92 20,417 44.77 0.2347
2022-07-13 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 237,500 46,145 24.11 14,103 23.81 0.1258
2022-05-12 2022-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 191,355 -12,686 -6.22 11,391 -6.65 0.0873
2022-05-10 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 204,041 0 12,202 0.0917
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 204,041 -56,735 -21.76 12,202 -21.94 0.0915
2021-10-14 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 260,776 6,674 2.63 15,631 2.63 0.0994
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 254,102 -75,528 -22.91 15,230 -22.96 0.1330
2021-04-22 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 329,630 12,840 4.05 19,768 3.93 0.1886
2021-04-01 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 316,790 15,635 5.19 19,020 5.23 0.1982
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 301,155 10,624 3.66 18,074 3.70 0.2350
2020-08-17 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 290,531 -6,420 -2.16 17,429 -0.57 0.2419
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 296,951 -58,268 -16.40 17,529 -17.88 0.3217
2020-02-10 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 355,219 -62,200 -14.90 21,345 -14.88 0.3318
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 417,419 106,900 34.43 25,077 34.48 0.3899
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 310,519 -281,556 -47.55 18,647 -47.49 0.3371
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 592,075 78,728 15.34 35,513 15.59 0.7008
2019-02-08 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 513,347 205,810 66.92 30,724 66.45 0.7405
2018-11-01 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 307,537 122,643 66.33 18,458 66.39 0.3784
2018-08-09 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 184,894 163,701 772.43 11,093 772.78 0.1819
2018-05-09 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 21,193 -15,639 -42.46 1,271 -42.49 0.0497
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 36,832 -21,651 -37.02 2,210 -37.05 0.0933
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 58,483 35,275 152.00 3,511 152.05 0.0868
2017-08-10 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 23,208 1,685 7.83 1,393 7.90 0.0377
2017-05-10 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 21,523 17,673 459.04 1,291 458.87 0.0361
2017-02-09 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 3,850 3,850 231 0.0076
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.