First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
US ˙ NasdaqGM ˙ US33739Q4082

SecurityFTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
InstitutionMorgan Stanley
Latest Disclosed Ownership14,200,874 shares
Latest Disclosed Value $ 848,928,300
Morgan Stanley reports 11.97% increase in ownership of FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF

On May 15, 2026 - Morgan Stanley filed a 13F-HR form disclosing ownership of 14,200,874 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF (US:FTSM) valued at $848,928,248 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on May 27, 2026 disclosing 12,682,599 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF. This represents a change in shares of 11.97% during the quarter. The current value of the position is $849,271,909 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 14,200,874 1,518,275 11.97 848,928 11.69 0.0511
2026-05-27 2025-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,682,599 -623,252 -4.68 760,068 -4.65 0.0454
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,682,599 -623,252 760,068 0.0454
2026-05-27 2025-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,305,851 -43,552 -0.33 797,154 -0.26 0.0483
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,305,851 -43,552 797,154 0.0483
2025-08-15 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,349,403 -44,677 -0.33 799,229 -0.28 0.0521
2025-05-15 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,394,080 1,169,335 9.57 801,502 9.69 0.0573
2025-05-15 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,224,745 -90,511 -0.73 730,673 -0.90 0.0512
2025-02-14 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,224,745 -90,511 730,673 0.0512
2025-05-14 2024-09-30 13F/A-2 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,315,256 218,398 1.81 737,314 2.27 0.0535
2025-02-14 2024-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,315,256 218,398 737,314 0.0535
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,315,256 218,398 737,314 0.0063
2025-05-14 2024-06-30 13F/A-2 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,096,858 -1,179,229 -8.88 720,973 -8.91 0.0558
2024-10-17 2024-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,096,858 -1,179,229 720,973 0.0558
2024-08-14 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,096,858 -1,179,229 720,973 0.0558
2024-10-17 2024-03-31 13F/A-2 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,276,087 -683,179 -4.89 791,520 -4.96 0.0635
2024-08-16 2024-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,276,087 -683,179 791,520 0.0074
2024-05-15 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,276,087 -683,179 791,520 0.0635
2024-08-16 2023-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,959,266 -547,701 -3.78 832,810 -3.39 0.0734
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,959,266 -547,701 832,810 0.0734
2023-11-15 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 14,506,967 -1,820,761 -11.15 862,004 -11.14 0.0877
2023-08-14 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 16,327,728 -968,975 -5.60 970,030 -5.76 0.0956
2023-05-15 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 17,296,703 608,758 3.65 1,029,327 3.77 0.1104
2023-02-14 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 16,687,945 3,038,020 22.26 991,931 22.50 0.1127
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,649,925 2,646,732 24.05 809,714 23.93 0.1104
2022-10-27 2022-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 11,003,193 1,895,773 20.82 653,370 20.51 0.0848
2022-08-15 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 11,003,193 1,895,773 653,370 0.0171
2022-10-27 2022-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,107,420 386,904 4.44 542,165 3.97 0.0731
2022-05-13 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,107,420 386,904 542,165 0.0731
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 8,720,516 -1,028,330 -10.55 521,486 -10.76 0.0644
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,748,846 943,334 10.71 584,394 10.72 0.0787
2021-08-23 2021-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 8,805,512 -286,976 -3.16 527,802 -3.20 0.0696
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 8,805,512 -286,976 527,802 0.0145
2021-05-17 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,092,488 -885,806 -8.88 545,276 -8.98 0.0801
2021-02-16 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,978,294 583,958 6.22 599,097 6.25 0.0925
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,394,336 743,264 8.59 563,848 8.65 0.1091
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 8,651,072 -818,852 -8.65 518,978 -7.16 0.1149
2020-05-26 2020-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,469,924 -3,290,726 -25.79 559,009 -27.10 0.1519
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9,469,924 -3,290,726 559,009 42,943.5446
2020-02-14 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 12,760,650 -60,014 -0.47 766,788 -0.43 0.1783
2019-11-14 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 12,820,664 962,377 8.12 770,137 8.15 0.2039
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 11,858,287 550,152 4.87 712,090 4.99 0.1895
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 11,308,135 227,647 2.05 678,262 2.28 0.1920
2019-02-14 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 11,080,488 3,765,279 51.47 663,167 51.04 0.1985
2019-04-23 2018-09-30 13F/A-2 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 7,315,209 2,810,246 62.38 439,059 62.46 0.1099
2018-11-20 2018-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 7,315,209 0 439,059 0.1099
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 7,315,209 2,810,246 439,059
2019-04-23 2018-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 4,504,963 468,672 11.61 270,253 11.67 0.0730
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 4,504,963 468,672 270,253
2019-04-23 2018-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 4,036,291 492,852 13.91 242,016 13.87 0.0672
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 4,036,291 492,852 242,016
2019-04-23 2017-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 3,543,439 640,842 22.08 212,535 22.04 0.0582
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 3,543,439 640,842 212,535
2017-11-14 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2,902,597 229,508 8.59 174,156 8.60 0.0522
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2,673,089 519,536 24.12 160,372 24.18 0.0484
2017-05-22 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2,153,553 490,879 29.52 129,148 29.59 0.0397
2017-05-12 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2,153,553 129,148
2017-02-22 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1,662,674 516,428 45.05 99,661 45.05 0.0326
2017-02-13 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1,662,674 99,661
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1,146,246 -19,057 -1.64 68,706 -1.54 0.0235
2016-08-12 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1,165,303 108,717 10.29 69,778 10.38 0.0252
2016-05-12 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1,056,586 696,627 193.53 63,216 193.58 0.0243
2016-02-09 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 359,959 226,591 169.90 21,533 169.63 0.0078
2016-02-08 2015-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 133,368 32,765 32.57 7,986 32.28 0.0030
2015-11-09 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 133,368 7,986
2015-08-12 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 100,603 20,082 24.94 6,037 24.91 0.0021
2015-05-14 2015-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 80,521 76,902 2,124.95 4,833 2,127.19 0.0018
2015-02-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 3,619 3,619 217 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.