First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
US ˙ NasdaqGM ˙ US33739Q4082

SecurityFTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
InstitutionCwm, Llc
Latest Disclosed Ownership175,622 shares
Latest Disclosed Value $ 10,498,655
Cwm, Llc reports 4.15% increase in ownership of FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF

On May 14, 2026 - Cwm, Llc filed a 13F-HR form disclosing ownership of 175,622 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF (US:FTSM) valued at $10,498,683 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 168,619 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF. This represents a change in shares of 4.15% during the quarter. The current value of the position is $10,502,933 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 175,622 7,003 4.15 10,499 104,880.00 0.0273
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 168,619 85,657 103.25 10 150.00 0.0274
2025-10-15 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 82,962 -49,124 -37.19 5 -42.86 0.0149
2025-07-25 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 132,086 80,298 155.05 8 133.33 0.0279
2025-05-01 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 51,788 -4,365 -7.77 3 0.00 0.0124
2025-02-04 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 56,153 -1,836 -3.17 3 0.00 0.0139
2024-10-08 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 57,989 -3,130 -5.12 3 0.00 0.0149
2024-07-10 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 61,119 -117 -0.19 4 0.00 0.0172
2024-04-05 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 61,236 -13,549 -18.12 4 -25.00 0.0178
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 74,785 -16,609 -18.17 4 -20.00 0.0240
2023-10-11 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 91,394 -165,703 -64.45 5 -66.67 0.0333
2023-08-03 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 257,097 -127,275 -33.11 15 -31.82 0.0944
2023-05-01 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 384,372 -41,365 -9.72 23 -12.00 0.1546
2023-02-01 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 425,737 352,677 482.72 25 -99.42 0.1864
2022-10-27 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 73,060 -264,078 -78.33 4,334 -78.35 0.0344
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 337,138 265,266 369.08 20,019 367.84 0.1551
2022-04-21 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 71,872 1,942 2.78 4,279 2.32 0.0304
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 69,930 6,701 10.60 4,182 10.34 0.0294
2021-09-15 2021-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2021-07-29 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 3,790 0.0302
2021-09-15 2021-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2021-04-27 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 66,284 3,055 3,975 0.0350
2021-09-15 2020-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2021-01-27 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 90,250 27,021 5,419 0.0508
2021-09-15 2020-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2020-10-19 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 224,187 160,958 13,456 0.1496
2021-09-15 2020-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2020-07-22 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2,151,687 2,088,458 129,080 1.5310
2021-09-15 2020-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2020-04-28 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 3,735,733 3,672,504 220,520 3.2834
2021-09-14 2019-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2020-01-27 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 183,666 120,437 11,036 0.1410
2021-09-14 2019-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2019-10-22 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 161,554 98,325 9,705 0.1413
2021-09-14 2019-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 0 0.00 3,790 0.00 0.0302
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 135,775 72,546 8,153 0.1349
2021-09-02 2019-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 63,229 43,879 226.76 3,790 227.29 0.0302
2019-04-22 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 21,795 2,445 1,307 0.0262
2019-01-25 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 19,350 -875 -4.33 1,158 -4.61 0.0289
2018-10-29 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 20,225 1,364 7.23 1,214 7.34 0.0310
2018-07-31 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 18,861 18,861 1,131 0.0372
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.