First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
US ˙ NasdaqGM ˙ US33739Q4082

SecurityFTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
InstitutionEquitable Holdings, Inc.
Latest Disclosed Ownership167,704 shares
Latest Disclosed Value $ 10,042,131
Equitable Holdings, Inc. reports 29.30% increase in ownership of FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF

On May 15, 2026 - Equitable Holdings, Inc. filed a 13F-HR form disclosing ownership of 167,704 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF (US:FTSM) valued at $10,025,345 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 129,703 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF. This represents a change in shares of 29.30% during the quarter. The current value of the position is $10,027,022 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 167,704 38,001 29.30 10,042 29.19 0.0646
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 129,703 11,120 9.38 7,773 9.42 0.0531
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 118,583 -2,310 -1.91 7,104 -1.84 0.0522
2025-08-15 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 120,893 11,392 10.40 7,238 10.45 0.0597
2025-05-13 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 109,501 -2,333 -2.09 6,553 -1.97 0.0622
2025-02-12 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 111,834 11,042 10.96 6,684 10.77 0.0636
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 100,792 2,125 2.15 6,034 2.62 0.0584
2024-08-14 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 98,667 -6,603 -6.27 5,881 -6.31 0.0619
2024-05-14 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 105,270 -8,902 -7.80 6,276 -7.85 0.0707
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 114,172 1,290 1.14 6,812 1.55 0.0840
2023-11-14 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 112,882 333 0.30 6,707 0.31 0.0962
2023-08-15 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 112,549 21,618 23.77 6,687 23.56 0.0961
2023-05-15 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 90,931 20,746 29.56 5,411 29.73 0.0865
2023-02-14 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 70,185 2,946 4.38 4,172 4.56 0.0726
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 67,239 16,905 33.59 3,989 33.46 0.0779
2022-08-15 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 50,334 35,968 250.37 2,989 249.59 0.0570
2022-05-13 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 14,366 1,730 13.69 855 13.10 0.0140
2022-02-11 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12,636 -838 -6.22 756 -6.44 0.0119
2021-11-12 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13,474 1,810 15.52 808 15.59 0.0138
2021-08-11 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 11,664 190 1.66 699 1.60 0.0120
2021-05-14 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 11,474 2,530 28.29 688 28.12 0.0145
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 8,944 -25,880 -74.32 537 -74.31 0.0122
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 34,824 4,001 12.98 2,090 13.03 0.0539
2020-08-13 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 30,823 7,761 33.65 1,849 35.86 0.0532
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 23,062 1,915 9.06 1,361 7.08 0.0489
2020-05-28 2019-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 21,147 21,147 1,271 0.0371
2020-02-18 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 21,147 1,271 0.0066
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.