First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
US ˙ NasdaqGM ˙ US33738D3098

SecurityFTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership270,060 shares
Latest Disclosed Value $ 12,098,689
Private Advisor Group, LLC reports 0.44% decrease in ownership of FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 270,060 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund (US:FTSL) valued at $12,098,688 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 271,259 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund. This represents a change in shares of -0.44% during the quarter. The current value of the position is $12,139,197 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 270,060 -1,199 -0.44 12,099 -2.79 0.0537
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 271,259 52,480 23.99 12,445 24.10 0.0585
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 218,779 31,656 16.92 10,029 16.78 0.0493
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 187,123 79,027 73.11 8,587 74.04 0.0462
2025-05-05 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 108,096 22,741 26.64 4,935 25.04 0.0298
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 85,355 21,541 33.76 3,947 34.77 0.0222
2024-10-22 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 63,814 -8,359 -11.58 2,928 -11.25 0.0182
2024-08-05 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 72,173 -566 -0.78 3,299 -1.84 0.0221
2024-04-30 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 72,739 -27,545 -27.47 3,361 -27.25 0.0242
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 100,284 902 0.91 4,620 1.65 0.0359
2023-11-03 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 99,382 -7,731 -7.22 4,546 -6.35 0.0406
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 107,113 -2,929 -2.66 4,854 -2.51 0.0422
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 110,042 -52,034 -32.10 4,978 1,166.67 0.0475
2023-01-18 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 162,076 -44,830 -21.67 394 -95.69 0.0198
2022-10-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 206,906 -34,491 -14.29 9,118 -14.35 0.1048
2022-07-13 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 241,397 13,604 5.97 10,646 -0.67 0.0949
2022-05-12 2022-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 227,793 129,872 132.63 10,718 128.43 0.0821
2022-05-10 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 97,921 0 4,692 0.0353
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 97,921 8,686 9.73 4,692 9.88 0.0352
2021-10-14 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 89,235 57,704 183.01 4,270 182.03 0.0271
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 31,531 8,063 34.36 1,514 34.70 0.0132
2021-04-22 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 23,468 6,660 39.62 1,124 40.50 0.0107
2021-04-01 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 16,808 4,917 41.35 800 46.25 0.0083
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 11,891 -1,400 -10.53 547 -8.83 0.0071
2020-08-17 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 13,291 164 1.25 600 9.29 0.0083
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 13,127 -121,424 -90.24 549 -91.49 0.0101
2020-02-10 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 134,551 -2,401 -1.75 6,448 -0.69 0.1002
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 136,952 -5,159 -3.63 6,493 -2.35 0.1010
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 142,111 46,513 48.65 6,649 47.66 0.1202
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 95,598 18,575 24.12 4,503 28.44 0.0889
2019-02-08 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 77,023 -511 -0.66 3,506 -5.90 0.0845
2018-11-01 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 77,534 62,364 411.10 3,726 413.93 0.0764
2018-08-09 2018-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 15,170 -54,261 -78.15 725 -78.30 0.0119
2018-05-09 2018-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 69,431 53,685 340.94 3,341 340.18 0.1307
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 15,746 -110,666 -87.54 759 -87.54 0.0321
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 126,412 -5,829 -4.41 6,091 -4.89 0.1506
2017-08-10 2017-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 132,241 8,128 6.55 6,404 6.52 0.1733
2017-05-10 2017-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 124,113 53,208 75.04 6,012 74.26 0.1681
2017-02-09 2016-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 70,905 57,405 425.22 3,450 426.72 0.1131
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,500 7,693 132.48 655 135.61 0.0267
2016-08-09 2016-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 5,807 600 11.52 278 12.55 0.0112
2016-05-13 2016-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 5,207 0 0.00 247 1.23 0.0119
2016-02-09 2015-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 5,207 955 22.46 244 19.02 0.0117
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 4,252 4,252 -18.34 205 -15.98 0.0113
2015-02-17 2014-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 0 -400 -100.00 0 -100.00
2014-11-12 2014-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 400 400 20 0.0014
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.