First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
US ˙ NasdaqGM ˙ US33738D3098

SecurityFTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership300,747 shares
Latest Disclosed Value $ 13,474,237
Advisor Group Holdings, Inc. reports 48.06% decrease in ownership of FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 300,747 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund (US:FTSL) valued at $13,473,466 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 578,982 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund. This represents a change in shares of -48.06% during the quarter. The current value of the position is $13,518,578 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 300,747 -278,235 -48.06 13,474 -49.28 0.0115
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 578,982 -15,740 -2.65 26,564 -2.78 0.0388
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 594,722 46,644 8.51 27,324 8.65 0.0382
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 548,078 -53,211 -8.85 25,150 -8.38 0.0448
2025-08-13 2025-06-30 13F IRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 597,027 -4,262 27,590 0.0319
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 601,289 6,655 1.12 27,449 -0.17 0.0612
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 594,634 82,701 16.15 27,497 17.04 0.0617
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 472,459 -39,474 21,698 0.0553
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 511,933 -83,655 -14.05 23,495 -13.71 0.0530
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 595,588 -118,775 -16.63 27,226 -17.53 0.0643
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 714,363 4,634 0.65 33,012 0.96 0.0737
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 709,729 -207,547 -22.63 32,699 -22.07 0.0572
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 917,276 301,923 49.07 41,957 50.50 0.0620
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 615,353 -10,430 -1.67 27,880 -1.54 0.0501
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1,139,068 513,285 27,356 0.0074
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 625,783 101,620 19.39 28,315 21.15 0.0533
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 524,163 -60,971 -10.42 23,372 -9.37 0.0473
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 585,134 -249,474 -29.89 25,787 -29.96 0.0589
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 834,608 -8,059 -0.96 36,820 -6.82 0.0812
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 842,667 160,726 23.57 39,517 20.87 0.0767
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 681,941 107,648 18.74 32,693 18.90 0.0619
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 574,293 163,721 39.88 27,496 39.40 0.0573
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 410,572 -11,979 -2.83 19,724 -2.56 0.0427
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 422,551 190,698 82.25 20,242 83.40 0.0487
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 231,853 24,130 11.62 11,037 15.59 0.0295
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 207,723 43,945 26.83 9,548 29.17 0.0286
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 163,778 -98,646 -37.59 7,392 -32.83 0.0248
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 262,424 262,424 11,005 0.0451
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.