First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionNorthwestern Mutual Wealth Management Co
Latest Disclosed Ownership7,499 shares
Latest Disclosed Value $ 692,498
Northwestern Mutual Wealth Management Co reports 19.07% increase in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 7, 2026 - Northwestern Mutual Wealth Management Co filed a 13F-HR form disclosing ownership of 7,499 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $692,533 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on February 10, 2026 disclosing 6,298 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of 19.07% during the quarter. The current value of the position is $721,261 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 7,499 1,201 19.07 692 27.68 0.0004
2026-02-10 2025-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 6,298 341 5.72 543 9.27 0.0003
2026-02-05 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 49 -5,908 2 0.0000
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 5,957 -1,132 -15.97 496 -10.95 0.0003
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 7,089 -970 -12.04 557 -9.87 0.0004
2025-05-14 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,059 -412 -4.86 618 -4.48 0.0005
2025-02-11 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,471 -10 -0.12 648 -3.58 0.0005
2024-11-12 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,481 298 3.64 671 11.46 0.0006
2024-08-16 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,183 0 0.00 602 -3.68 0.0006
2024-05-15 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,183 5,553 211.14 625 236.02 0.0006
2024-02-13 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,630 -1,413 -34.95 186 -28.74 0.0002
2023-11-14 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4,043 -942 -18.90 262 -21.39 0.0003
2023-08-14 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4,985 343 7.39 332 7.79 0.0004
2023-05-15 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4,642 2,648 132.80 308 135.11 0.0004
2023-02-21 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,994 430 27.49 131 45.56 0.0002
2022-11-14 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,564 0 0.00 90 -7.22 0.0002
2022-08-04 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,564 0 0.00 97 -11.82 0.0002
2022-05-09 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,564 651 71.30 110 71.88 0.0002
2022-02-03 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 913 0 0.00 64 8.47 0.0001
2021-11-15 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 913 0 0.00 59 -1.67 0.0001
2021-08-13 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 913 -321 -26.01 60 -23.08 0.0001
2021-05-14 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,234 -138 -10.06 78 4.00 0.0002
2021-02-12 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,372 398 40.86 75 66.67 0.0002
2020-11-13 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 974 64 7.03 45 9.76 0.0001
2020-08-14 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 910 0 0.00 41 24.24 0.0001
2020-05-08 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 910 -4,281 -82.47 33 -88.74 0.0001
2020-02-13 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 5,191 -5,882 -53.12 293 -48.69 0.0010
2019-11-12 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 11,073 -1 -0.01 571 -1.04 0.0022
2019-08-12 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 11,074 1,035 10.31 577 11.39 0.0023
2019-05-10 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 10,039 1,522 17.87 518 31.47 0.0023
2019-02-12 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,517 -2,530 -22.90 394 -34.11 0.0020
2018-11-01 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 11,047 9,364 556.39 598 579.55 0.0030
2018-08-10 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,683 0 0.00 88 -1.12 0.0005
2018-05-14 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,683 -167 -9.03 89 -11.88 0.0005
2018-01-31 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,850 98 5.59 101 12.22 0.0006
2017-11-07 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,752 -76 -4.16 90 -2.17 0.0006
2017-08-10 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1,828 1,364 293.97 92 318.18 0.0007
2017-02-15 2016-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 464 74 18.97 22 29.41 0.0002
2016-11-14 2016-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 390 390 0.00 17 0.0003
2016-08-29 2016-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 0 -2,223 -100.00 0 -100.00
2016-05-16 2016-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,223 0 0.00 90 5.88 0.0015
2016-02-16 2015-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,223 0 0.00 85 1.19 0.0017
2015-11-16 2015-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,223 0 0.00 84 -10.64 0.0020
2015-09-30 2015-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,223 0 0.00 94 -3.09 0.0024
2015-08-14 2015-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,223 97
2015-05-15 2015-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,223 -450 -16.84 97 -17.09 0.0027
2015-02-13 2014-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,673 413 18.27 117 21.88 0.0036
2014-11-14 2014-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,260 0 0.00 96 -2.04 0.0034
2014-08-05 2014-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2,260 2,260 98 0.0038
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.