First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionBenjamin F. Edwards & Company, Inc.
Latest Disclosed Ownership42,012 shares
Latest Disclosed Value $ 3,093
Benjamin F. Edwards & Company, Inc. reports 0.42% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On August 12, 2024 - Benjamin F. Edwards & Company, Inc. filed a 13F-HR form disclosing ownership of 42,012 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $3,092,083 USD as of June 30, 2024. The entity filed a previous 13F-HR on April 29, 2024 disclosing 42,191 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of -0.42% during the quarter. The current value of the position is $4,000,778 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2024-08-12 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 42,012 -179 -0.42 3 0.00 0.0544
2024-04-29 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 42,191 4,338 11.46 3 50.00 0.0585
2024-02-06 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 37,853 974 2.64 3 0.00 0.0538
2023-11-13 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 36,879 -3,944 -9.66 2 0.00 0.0917
2023-08-15 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,823 2,052 5.29 3 0.00 0.1036
2023-04-27 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 38,771 -920 -2.32 3 0.00 0.1078
2023-02-07 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 39,691 -26,327 -39.88 3 -99.95 0.1173
2022-10-28 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 66,018 2,237 3.51 3,808 -3.86 0.1910
2022-08-12 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 63,781 7,140 12.61 3,961 -0.83 0.1915
2022-05-04 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 56,641 -14,863 -20.79 3,994 -20.07 0.1783
2022-02-07 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 71,504 1,421 2.03 4,997 10.68 0.2225
2021-11-02 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 70,083 5,095 7.84 4,515 5.84 0.2271
2021-08-11 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 64,988 4,317 7.12 4,266 10.46 0.2173
2021-05-14 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 60,671 -12,067 -16.59 3,862 -3.33 0.2079
2021-02-16 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 72,738 565 0.78 3,995 18.62 0.2373
2020-11-13 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 72,173 24,944 52.82 3,368 56.80 0.2258
2020-08-14 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 47,229 -6,492 -12.08 2,148 8.65 0.1559
2020-05-07 2020-03-31 13F FIRST TR LRG CP VL ALPH COM SHS 33735J101 53,721 -20,130 -27.26 1,977 -52.62 0.1690
2020-02-06 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 73,851 -6,886 -8.53 4,173 0.22 0.2935
2019-11-05 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 80,737 -1,453 -1.77 4,164 -2.82 0.3257
2019-08-08 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 82,190 8,717 11.86 4,285 13.09 0.3595
2019-05-15 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 73,473 26,375 56.00 3,789 74.05 0.3433
2019-01-31 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 47,098 -2,195 -4.45 2,177 -18.43 0.2257
2018-10-29 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 49,293 2,367 5.04 2,669 8.72 0.2510
2018-07-19 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 46,926 4,230 9.91 2,455 9.01 0.2417
2018-04-17 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 42,696 42,395 14,084.72 2,252 14,913.33 0.2292
2017-07-26 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 301 1 0.33 15 0.00 0.0020
2017-05-04 2017-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 300 -200 -40.00 15 -31.82 0.0022
2015-02-06 2014-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 500 0 0.00 22 4.76 0.0051
2014-11-06 2014-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 500 0 0.00 21 -4.55 0.0052
2014-07-21 2014-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 500 500 22 0.0056
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.