First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership116,811 shares
Latest Disclosed Value $ 10,791,254
Advisor Group Holdings, Inc. reports 13.70% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 116,811 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $10,787,496 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 135,355 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of -13.70% during the quarter. The current value of the position is $11,123,841 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 116,811 -18,544 -13.70 10,791 -7.48 0.0092
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 135,355 -5,006 -3.57 11,664 -0.20 0.0170
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 140,361 -13,050 -8.51 11,688 -3.06 0.0164
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 153,411 6,311 4.29 12,057 6.80 0.0215
2025-08-13 2025-06-30 13F IRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 148,022 922 11,432 0.0132
2025-05-12 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 147,100 -53,472 -26.66 11,289 -26.41 0.0252
2025-06-06 2024-12-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 200,572 -19,329 -8.79 15,339 -11.87 0.0344
2025-02-07 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 211,576 -8,325 16,456 0.0420
2024-11-13 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 219,901 -11,227 -4.86 17,404 2.29 0.0392
2024-08-13 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 231,128 -28,132 -10.85 17,014 -14.09 0.0402
2024-05-10 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 259,260 -105,810 -28.98 19,805 -23.45 0.0442
2024-02-12 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 365,070 -105,541 -22.43 25,873 -15.15 0.0453
2023-11-13 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 470,611 35,946 8.27 30,493 5.13 0.0451
2023-08-21 2023-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 434,665 3,148 0.73 29,004 1.24 0.0521
2023-08-10 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 434,665 3,148 29,004 0.0079
2023-05-12 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 431,517 42,848 11.02 28,650 11.98 0.0539
2023-02-10 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 388,669 -8,270 -2.08 25,586 11.72 0.0518
2022-11-14 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 396,939 21,548 5.74 22,901 -1.96 0.0523
2022-08-10 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 375,391 112,738 42.92 23,359 37.52 0.0515
2022-05-04 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 262,653 4,914 1.91 16,986 -5.74 0.0330
2022-02-03 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 257,739 38,225 17.41 18,020 27.24 0.0341
2021-11-05 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 219,514 2,583 1.19 14,162 -0.69 0.0295
2021-08-02 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 216,931 74,338 52.13 14,260 56.88 0.0309
2021-05-13 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 142,593 14,735 11.52 9,090 29.40 0.0219
2021-02-10 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 127,858 11,192 9.59 7,025 43.90 0.0188
2020-11-12 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 116,666 7,098 6.48 4,882 9.63 0.0146
2020-08-14 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 109,568 -22,132 -16.80 4,453 0.34 0.0149
2020-05-18 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 131,700 131,700 4,438 0.0182
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.