First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
US ˙ ARCA ˙ US3369201039

SecurityFPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
InstitutionBb&t Securities, Llc
Latest Disclosed Ownership17,942 shares
Latest Disclosed Value $ 1,363,000
Bb&t Securities, Llc reports 23.72% decrease in ownership of FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF

On October 30, 2019 - Bb&t Securities, Llc filed a 13F-HR form disclosing ownership of 17,942 shares of First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF (US:FPX) valued at $1,360,542 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 7, 2019 disclosing 23,521 shares of First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF. This represents a change in shares of -23.72% during the quarter. The current value of the position is $3,470,162 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-10-30 2019-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 17,942 -5,579 -23.72 1,363 -25.60 0.0125
2019-08-07 2019-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 23,521 2,805 13.54 1,832 18.12 0.0167
2019-05-14 2019-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 20,716 3,862 22.91 1,551 48.42 0.0150
2019-02-04 2018-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 16,854 -325 -1.89 1,045 -18.10 0.0116
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 17,179 -171 -0.99 1,276 2.99 0.0126
2018-08-13 2018-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 17,350 -330 -1.87 1,239 2.31 0.0132
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 17,680 1,352 8.28 1,211 8.71 0.0137
2018-02-15 2017-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 16,328 -73 -0.45 1,114 6.40 0.0145
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 16,401 -134,584 -89.14 1,047 -88.38 0.0142
2017-08-04 2017-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 150,985 134,575 820.08 9,012 857.70 0.1307
2017-05-11 2017-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT 336920103 16,410 16,410 0.00 941 0.0128
2016-08-04 2016-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 0 -4,174 -100.00 0 -100.00
2016-05-12 2016-03-31 13F FIRST TR US IPO INDEX FD SHS 336920103 4,174 -9,104 -68.56 208 -69.32 0.0034
2016-01-15 2015-12-31 13F * FIRST TR US IPO INDEX FD SHS 336920103 13,278 979 7.96 678 13.38 0.0142
2015-10-20 2015-09-30 13F * FIRST TR US IPO INDEX FD SHS 336920103 12,299 -48 -0.39 598 -11.14 0.0131
2015-07-21 2015-06-30 13F * FIRST TR US IPO INDEX FD SHS 336920103 12,347 605 5.15 673 -89.35 0.0143
2015-04-17 2015-03-31 13F * FIRST TR US IPO INDEX FD SHS 336920103 11,742 -1,904 -13.95 6,319 -7.91 0.0138
2015-01-22 2014-12-31 13F * FIRST TR US IPO INDEX FD SHS 336920103 13,646 593 4.54 6,862 9.32 0.0155
2014-10-21 2014-09-30 13F * FIRST TR US IPO INDEX FD SHS 336920103 13,053 -459 -3.40 6,277 -3.45 0.0147
2014-07-11 2014-06-30 13F * FIRST TR US IPO INDEX FD SHS 336920103 13,512 166 1.24 6,501 6.16 0.0155
2014-04-15 2014-03-31 13F * FIRST TR US IPO INDEX FD SHS 336920103 13,346 13,346 6,124 0.0158
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.