First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
US ˙ ARCA ˙ US33739P8555

SecurityFPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership703,169 shares
Latest Disclosed Value $ 13,360,300
Advisor Group Holdings, Inc. reports 7.43% increase in ownership of FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 703,169 shares of First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF (US:FPEI) valued at $13,360,211 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 654,521 shares of First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF. This represents a change in shares of 7.43% during the quarter. The current value of the position is $13,507,876 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 703,169 48,648 7.43 13,360 5.27 0.0114
2026-02-17 2025-12-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 654,521 6,432 0.99 12,691 1.81 0.0185
2025-11-14 2025-09-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 648,089 -74,522 -10.31 12,466 -9.03 0.0174
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 722,611 29,192 4.21 13,702 5.67 0.0244
2025-08-13 2025-06-30 13F IRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 711,757 18,338 13,365 0.0155
2025-05-12 2025-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 693,419 -10,053 -1.43 12,967 -1.42 0.0289
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 703,472 -71,092 -9.18 13,155 -10.94 0.0295
2025-02-07 2024-12-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 799,857 25,293 15,161 0.0387
2024-11-13 2024-09-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 774,564 170,720 28.27 14,771 33.17 0.0333
2024-08-13 2024-06-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 603,844 -7,717 -1.26 11,091 -0.44 0.0262
2024-05-10 2024-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 611,561 134,933 28.31 11,141 31.09 0.0249
2024-02-12 2023-12-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 476,628 -179,190 -27.32 8,498 -23.23 0.0149
2023-11-13 2023-09-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 655,818 264,694 67.68 11,071 67.91 0.0164
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 391,124 -74,996 -16.09 6,593 -15.58 0.0118
2023-08-10 2023-06-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 391,124 -74,996 6,593 0.0018
2023-05-12 2023-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 466,120 -972 -0.21 7,811 -6.11 0.0147
2023-02-10 2022-12-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 467,092 221,885 90.49 8,319 97.81 0.0168
2022-11-14 2022-09-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 245,207 6,066 2.54 4,205 -0.78 0.0096
2022-08-10 2022-06-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 239,141 6,272 2.69 4,238 -6.18 0.0093
2022-05-04 2022-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 232,869 -81,434 -25.91 4,517 -29.55 0.0088
2022-02-03 2021-12-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 314,303 10,691 3.52 6,412 2.26 0.0121
2021-11-05 2021-09-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 303,612 145,581 92.12 6,270 91.92 0.0131
2021-08-02 2021-06-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 158,031 11,395 7.77 3,267 9.96 0.0071
2021-05-13 2021-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 146,636 61,452 72.14 2,971 71.14 0.0071
2021-02-10 2020-12-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 85,184 -42,793 -33.44 1,736 -30.00 0.0046
2020-11-12 2020-09-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 127,977 34,105 36.33 2,480 40.27 0.0074
2020-08-14 2020-06-30 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 93,872 34,898 59.18 1,768 77.15 0.0059
2020-05-18 2020-03-31 13F FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 58,974 58,974 998 0.0041
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.