Truist Financial Corp ownership in FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF - 13F, 13D, 13G Filings

First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

US ˙ ARCA ˙ US33739E1082

Security	FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
Institution	Truist Financial Corp
Latest Disclosed Ownership	7,991 shares
Ownership	5.33%

Truist Financial Corp ownership in FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

2021-02-17 - Truist Financial Corp has filed an SC 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 7,991 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE). This represents 5.327 percent ownership of the company.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2021-02-17	2021-02-17	13G		7,991		5.33

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-04-27	2026-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,504,232	327,923	27.88	26,700	24.58	0.0192
2026-02-02	2025-12-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,176,309	121,504	11.52	21,432	11.40	0.0286
2025-11-03	2025-09-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,054,805	23,896	2.32	19,240	4.84	0.0260
2025-07-18	2025-06-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,030,909	54,951	5.63	18,350	6.89	0.0269
2025-04-29	2025-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	975,958	-3,308	-0.34	17,167	-0.96	0.0275
2025-01-31	2024-12-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	979,266	38,527	4.10	17,333	1.80	0.0271
2024-11-13	2024-09-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	940,739	-17,907	-1.87	17,027	2.31	0.0267
2024-08-21	2024-06-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	958,646	-29,363	-2.97	16,642	-2.75	0.0253
2024-05-13	2024-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	988,009	7,409	0.76	17,112	3.51	0.0259
2024-02-02	2023-12-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	980,600	-119,687	-10.88	16,533	-5.91	0.0263
2023-11-14	2023-09-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,100,287	9,493	0.87	17,572	0.87	0.0294
2023-08-01	2023-06-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,090,794	-250,874	-18.70	17,420	-18.65	0.0290
2023-05-05	2023-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,341,668	-349,101	-20.65	21,413	-24.61	0.0368
2023-02-17	2022-12-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,690,769	-242,970	-12.56	28,405	-12.05	0.0500
2022-10-26	2022-09-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,933,739	-90,071	-4.45	32,294	-7.39	0.0619
2022-07-22	2022-06-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	2,023,810	-570,749	-22.00	34,871	-29.34	0.0640
2022-04-22	2022-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	2,594,559	-152,338	-5.55	49,349	-11.59	0.0779
2022-02-14	2021-12-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	2,746,897	52,537	1.95	55,818	0.86	0.0851
2021-11-05	2021-09-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	2,694,360	45,003	1.70	55,343	1.40	0.0908
2021-08-16	2021-06-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	2,649,357	712,483	36.79	54,577	39.84	0.0892
2021-05-17	2021-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,936,874	125,249	6.91	39,028	6.70	0.0679
2021-11-19	2020-12-31	13F/A-1	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,811,625	-75,826	-4.02	36,577	1.09	0.0700
2021-02-18	2020-12-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,811,625	-75,826		36,577		0.0679
2021-11-05	2020-09-30	13F/A-1	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,887,451	229,422	13.84	36,183	18.47	0.0791
2020-11-13	2020-09-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,862,576	229,422		35,706		0.0772
2021-11-16	2020-06-30	13F/A-1	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,658,029	94,564	6.05	30,541	19.11	0.0687
2020-08-14	2020-06-30	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,633,154	69,689		30,083		0.0668
2021-11-05	2020-03-31	13F/A-1	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,563,465	303,150	24.05	25,641	1.37	0.0675
2020-05-15	2020-03-31	13F	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	1,538,590	297,690		25,233		0.0658
2021-11-16	2019-12-31	13F/A-1	FIRST TR EXCHANGE-TRADED FD	PFD SECS INC ETF	33739E108	1,260,315	1,260,315		25,295		0.0514
2020-02-14	2019-12-31	13F	FIRST TR EXCHANGE-TRADED FD	PFD SECS INC ETF	33739E108	1,240,900			24,905		0.0502

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.