First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership55,211 shares
Latest Disclosed Value $ 980,001
Advisory Services Network, LLC reports 8.70% decrease in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 55,211 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $979,995 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 60,470 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of -8.70% during the quarter. The current value of the position is $992,694 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 33739E108 55,211 -5,259 -8.70 980 -10.99 0.0091
2026-02-17 2025-12-31 13F FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 33739E108 60,470 8,547 16.46 1,102 16.26 0.0156
2025-11-18 2025-09-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 51,923 -212 -0.41 947 1.39 0.0139
2025-08-19 2025-06-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 52,135 -41,351 -44.23 935 -43.19 0.0150
2025-05-15 2025-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 93,486 -119,617 -56.13 1,644 -56.40 0.0316
2025-02-13 2024-12-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 213,103 76,331 55.81 3,772 58.85 0.0703
2024-11-14 2024-09-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 136,772 0 0.00 2,374 0.00 0.0491
2024-08-13 2024-06-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 136,772 36,019 35.75 2,374 36.05 0.0491
2024-05-06 2024-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 100,753 53,271 112.19 1,745 118.13 0.0387
2024-02-09 2023-12-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 47,482 -295,617 -86.16 801 -85.40 0.0196
2023-11-14 2023-09-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 343,099 12,684 3.84 5,479 3.85 0.1472
2023-08-09 2023-06-30 13F FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 33739E108 330,415 -16,947 -4.88 5,277 -4.82 0.1406
2023-05-17 2023-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 347,362 13,847 4.15 5,544 -1.07 0.1536
2023-02-13 2022-12-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 333,515 247,188 286.34 5,603 288.56 0.1717
2022-11-14 2022-09-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 86,327 163 0.19 1,442 -2.90 0.0509
2022-08-02 2022-06-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 86,164 6,362 7.97 1,485 -2.17 0.0508
2022-05-23 2022-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 79,802 7,720 10.71 1,518 3.62 0.0447
2022-02-14 2021-12-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 72,082 -482 -0.66 1,465 -1.68 0.0421
2021-11-05 2021-09-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 72,564 -25,636 -26.11 1,490 -26.35 0.0474
2021-08-12 2021-06-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 98,200 2,023 2.10 2,023 4.39 0.0638
2021-05-24 2021-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 96,177 211 0.22 1,938 0.00 0.0720
2021-02-09 2020-12-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 95,966 3,870 4.20 1,938 9.80 0.0778
2020-11-16 2020-09-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 92,096 16,354 21.59 1,765 26.52 0.0831
2020-08-10 2020-06-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 75,742 29,422 63.52 1,395 83.55 0.0766
2020-05-15 2020-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 46,320 -48,313 -51.05 760 -60.00 0.0497
2020-02-04 2019-12-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 94,633 63,090 200.01 1,900 210.46 0.0999
2019-11-04 2019-09-30 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 31,543 0 0.00 612 0.00 0.0375
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 31,543 5,325 20.31 612 22.65 0.0375
2019-05-20 2019-03-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 26,218 14,965 132.99 499 147.03 0.0351
2019-02-15 2018-12-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 11,253 290 2.65 202 -3.35 0.0176
2018-11-02 2018-09-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 10,963 1,977 22.00 209 21.51 0.0153
2018-07-27 2018-06-30 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 8,986 -771 -7.90 172 -9.47 0.0131
2018-04-23 2018-03-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 9,757 -372 -3.67 190 -6.40 0.0152
2018-02-08 2017-12-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 10,129 1,040 11.44 203 10.93 0.0177
2017-10-12 2017-09-30 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 9,089 232 2.62 183 3.39 0.0209
2017-08-17 2017-06-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 8,857 -1,381 -13.49 177 -11.50 0.0231
2017-04-28 2017-03-31 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 10,238 -12,566 -55.10 200 -55.16 0.0290
2016-10-07 2016-09-30 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 22,804 -535 -2.29 446 0.45 0.0839
2016-07-27 2016-06-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 23,339 14 0.06 444 2.07 0.1009
2016-04-21 2016-03-31 13F FIRST TR EXCHANGE-TRADED FD ETF 33739E108 23,325 7,192 44.58 435 42.16 0.1188
2016-01-27 2015-12-31 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 16,133 -1,980 -10.93 306 -10.00 0.0984
2015-10-01 2015-09-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 18,113 14,968 475.93 340 466.67 0.1026
2015-07-02 2015-06-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 3,145 3,145 60 0.0177
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.