First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership2,240,777 shares
Latest Disclosed Value $ 39,774,356
Advisor Group Holdings, Inc. reports 4.70% increase in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 2,240,777 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $39,773,792 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 2,140,152 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of 4.70% during the quarter. The current value of the position is $40,289,170 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,240,777 100,625 4.70 39,774 2.00 0.0339
2026-02-17 2025-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,140,152 55,213 2.65 38,994 3.13 0.0570
2025-11-14 2025-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,084,939 -19,943 -0.95 37,812 0.92 0.0529
2025-09-04 2025-06-30 13F/A-1 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,104,882 -190,923 -8.32 37,468 -7.22 0.0667
2025-08-13 2025-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,049,750 -246,055 36,309 0.0420
2025-05-12 2025-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,295,805 390,229 20.48 40,384 19.73 0.0900
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,905,576 314,943 19.80 33,729 17.15 0.0757
2025-02-07 2024-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,378,326 -212,307 24,894 0.0635
2024-11-13 2024-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,590,633 27,171 1.74 28,791 6.08 0.0649
2024-08-13 2024-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,563,462 -384,625 -19.74 27,142 -19.56 0.0641
2024-05-10 2024-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,948,087 105,532 5.73 33,742 8.61 0.0754
2024-02-12 2023-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,842,555 -1,227,783 -39.99 31,066 -36.64 0.0544
2023-11-13 2023-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 3,070,338 75,846 2.53 49,034 2.58 0.0725
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,994,492 -114,582 -3.69 47,800 -3.73 0.0858
2023-08-10 2023-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,994,492 -114,582 47,800 0.0130
2023-05-12 2023-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 3,109,074 554,017 21.68 49,650 15.66 0.0934
2023-02-10 2022-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,555,057 -509,306 -16.62 42,926 -16.12 0.0869
2022-11-14 2022-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 3,064,363 -543,963 -15.08 51,177 -17.70 0.1170
2022-08-10 2022-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 3,608,326 201,071 5.90 62,184 11.87 0.1371
2022-05-04 2022-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 3,407,255 560,924 19.71 55,584 -3.90 0.1079
2022-02-03 2021-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,846,331 370,138 14.95 57,840 13.71 0.1095
2021-11-05 2021-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,476,193 280,799 12.79 50,866 12.45 0.1060
2021-08-02 2021-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,195,394 199,097 9.97 45,236 12.43 0.0979
2021-05-13 2021-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,996,297 83,651 4.37 40,236 4.19 0.0968
2021-02-10 2020-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,912,646 12,163 0.64 38,618 6.18 0.1031
2020-11-12 2020-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,900,483 349,980 22.57 36,369 27.33 0.1088
2020-08-14 2020-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,550,503 -234,812 -13.15 28,562 -0.71 0.0959
2020-05-18 2020-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1,785,315 1,785,315 28,767 0.1178
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.