First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737M1027

SecurityFNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
InstitutionMorgan Stanley
Latest Disclosed Ownership410,773 shares
Latest Disclosed Value $ 37,169,666
Morgan Stanley reports 4.82% increase in ownership of FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund

On May 15, 2026 - Morgan Stanley filed a 13F-HR form disclosing ownership of 410,773 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund (US:FNY) valued at $37,169,575 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on May 27, 2026 disclosing 391,891 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund. This represents a change in shares of 4.82% during the quarter. The current value of the position is $43,281,056 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 410,773 18,882 4.82 37,170 4.00 0.0022
2026-05-27 2025-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 391,891 -7,959 -1.99 35,738 -2.44 0.0021
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 391,891 -7,959 35,738 0.0021
2026-05-27 2025-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 399,850 6,475 1.65 36,632 12.96 0.0022
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 399,850 6,475 36,632 0.0022
2025-08-15 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 393,375 42,704 12.18 32,430 23.50 0.0021
2025-05-15 2025-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 350,671 -18,815 -5.09 26,258 -11.16 0.0019
2025-05-15 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 369,486 35,969 10.78 29,559 11.28 0.0021
2025-02-14 2024-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 369,486 35,969 29,559 0.0021
2025-05-14 2024-09-30 13F/A-2 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 333,517 7,284 2.23 26,561 10.65 0.0019
2025-02-14 2024-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 333,517 7,284 26,561 0.0019
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 333,517 7,284 26,561 0.0002
2025-05-14 2024-06-30 13F/A-2 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 326,233 -32,422 -9.04 24,004 -11.48 0.0019
2024-10-17 2024-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 326,233 -32,422 24,004 0.0019
2024-08-14 2024-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 326,233 -32,422 24,004 0.0019
2024-10-17 2024-03-31 13F/A-2 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 358,655 -8,740 -2.38 27,118 8.35 0.0022
2024-08-16 2024-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 358,655 -8,740 27,118 0.0003
2024-05-15 2024-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 358,655 -8,740 27,118 0.0022
2024-08-16 2023-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 367,395 85,649 30.40 25,027 46.34 0.0022
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 367,395 85,649 25,027 0.0022
2023-11-15 2023-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 281,746 23,752 9.21 17,102 2.33 0.0017
2023-08-14 2023-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 257,994 -34,562 -11.81 16,713 -3.98 0.0016
2023-05-15 2023-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 292,556 9,121 3.22 17,404 8.90 0.0019
2023-02-14 2022-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 283,435 -15,346 -5.14 15,983 -0.06 0.0018
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 298,781 9,536 3.30 15,991 1.14 0.0022
2022-10-27 2022-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 289,245 -24,383 -7.77 15,810 -24.40 0.0021
2022-08-15 2022-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 289,245 -24,383 15,810 0.0021
2022-10-27 2022-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 313,628 -92,216 -22.72 20,913 -30.54 0.0028
2022-05-13 2022-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 313,628 -92,216 20,913 0.0028
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 405,844 -63,268 -13.49 30,106 -10.75 0.0037
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 469,112 63,215 15.57 33,734 10.30 0.0045
2021-08-23 2021-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 405,897 -127,552 -23.91 30,584 -15.66 0.0040
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 405,897 -127,552 30,584 0.0008
2021-05-17 2021-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 533,449 -58,230 -9.84 36,264 -6.26 0.0053
2021-02-16 2020-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 591,679 -11,117 -1.84 38,684 19.95 0.0060
2020-11-13 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD MID CP GR ALPH 33737M102 602,796 54,504 9.94 32,250 23.05 0.0062
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 548,292 -73,558 -11.83 26,208 14.05 0.0058
2020-05-26 2020-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 621,850 20,709 3.44 22,980 -20.14 0.0062
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 621,850 20,709 22,980 1,765.3431
2020-02-14 2019-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 601,141 -202,245 -25.17 28,777 -19.96 0.0067
2019-11-14 2019-09-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 803,386 90,628 12.72 35,952 11.52 0.0095
2019-08-14 2019-06-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 712,758 -87,752 -10.96 32,238 -6.78 0.0086
2019-05-15 2019-03-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 800,510 132,919 19.91 34,582 43.02 0.0098
2019-02-14 2018-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 667,591 193 0.03 24,180 -21.71 0.0072
2019-04-23 2018-09-30 13F/A-2 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 667,398 145,710 27.93 30,887 36.64 0.0077
2018-11-20 2018-09-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 667,398 0 30,887 0.0077
2018-11-14 2018-09-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 667,398 145,710 30,887
2019-04-23 2018-06-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 521,688 50,647 10.75 22,605 17.80 0.0061
2018-08-14 2018-06-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 521,688 50,647 22,605
2019-04-23 2018-03-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 471,041 -45,434 -8.80 19,190 -5.19 0.0053
2018-05-14 2018-03-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 471,041 -45,434 19,190
2019-04-23 2017-12-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 516,475 41,965 8.84 20,240 16.70 0.0055
2018-02-14 2017-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 516,475 41,965 20,240
2017-11-14 2017-09-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 474,510 86,220 22.21 17,343 29.20 0.0052
2017-08-11 2017-06-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 388,290 12,310 3.27 13,423 6.62 0.0041
2017-05-22 2017-03-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 375,980 35,609 10.46 12,589 17.83 0.0039
2017-05-12 2017-03-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 375,980 12,589
2017-02-22 2016-12-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 340,371 23,362 7.37 10,684 8.72 0.0035
2017-02-13 2016-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 340,371 10,684
2016-11-10 2016-09-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 317,009 70,838 28.78 9,827 32.98 0.0034
2016-08-12 2016-06-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 246,171 -71,704 -22.56 7,390 -19.47 0.0027
2016-05-12 2016-03-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 317,875 -155,136 -32.80 9,177 -32.73 0.0035
2016-02-09 2015-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 473,011 -101,996 -17.74 13,642 -15.63 0.0049
2016-02-08 2015-09-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 575,007 52,496 10.05 16,169 0.63 0.0060
2015-11-09 2015-09-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 575,007 16,169
2015-08-12 2015-06-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 522,511 592 0.11 16,068 -1.12 0.0056
2015-05-14 2015-03-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 521,919 35,864 7.38 16,250 13.76 0.0060
2015-02-13 2014-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 486,055 147,443 43.54 14,285 52.23 0.0052
2014-12-16 2014-09-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 338,612 170,307 101.19 9,384 97.31 0.0036
2014-11-14 2014-09-30 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 338,612 9,384
2014-05-13 2014-03-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 168,305 -17,837 -9.58 4,756 -8.98 0.0020
2014-02-13 2013-12-31 13F FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 186,142 93,325 100.55 5,225 121.30 0.0022
2013-11-13 2013-09-30 13F FT MID CAP GRWTH COM 33737M102 92,817 32,752 54.53 2,361 68.64 0.0011
2013-08-08 2013-06-30 13F FT MID CAP GRWTH COM 33737M102 60,065 60,065 1,400 0.0007
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.