First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737M2017

SecurityFNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership50,439 shares
Latest Disclosed Value $ 2,878,636
Advisor Group Holdings, Inc. reports 1.63% decrease in ownership of FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 50,439 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund (US:FNK) valued at $2,878,796 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 51,275 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund. This represents a change in shares of -1.63% during the quarter. The current value of the position is $3,007,673 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 50,439 -836 -1.63 2,879 0.88 0.0025
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 51,275 1,358 2.72 2,854 2.11 0.0042
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 49,917 990 2.02 2,795 10.35 0.0039
2025-09-04 2025-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 48,927 7,737 18.78 2,532 21.91 0.0045
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 33,209 -7,981 1,776 0.0021
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 41,190 7,907 23.76 2,078 16.62 0.0046
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 33,283 3,279 10.93 1,781 9.00 0.0040
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 30,078 74 1,638 0.0042
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 30,004 3,685 14.00 1,635 21.67 0.0037
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 26,319 842 3.30 1,344 -2.61 0.0032
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 25,477 5,235 25.86 1,380 34.01 0.0031
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 20,242 -16,179 -44.42 1,030 -36.68 0.0018
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 36,421 -2,525 -6.48 1,625 -8.66 0.0024
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 38,946 5,419 16.16 1,780 21.52 0.0032
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 38,946 5,419 1,780 0.0005
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 33,527 -2,375 -6.62 1,465 -5.06 0.0028
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 35,902 21,097 142.50 1,543 172.44 0.0031
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 14,805 1,578 11.93 566 5.20 0.0013
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 13,227 -22,245 -62.71 538 -67.47 0.0012
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 35,472 22,857 181.19 1,654 178.45 0.0032
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 12,615 -8,588 -40.50 594 -36.67 0.0011
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 21,203 -24,174 -53.27 938 -53.47 0.0020
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 45,377 5,033 12.48 2,016 16.46 0.0044
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 40,344 21,677 116.12 1,731 159.52 0.0042
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 18,667 -26,952 -59.08 667 -46.89 0.0018
2020-11-12 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD MID CAP VAL FD 33737M201 45,619 37,024 430.76 1,256 429.96 0.0038
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 8,595 656 8.26 237 42.77 0.0008
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 7,939 7,939 166 0.0007
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.