First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionBenjamin F. Edwards & Company, Inc.
Latest Disclosed Ownership49,718 shares
Latest Disclosed Value $ 4,822
Benjamin F. Edwards & Company, Inc. reports 344.94% increase in ownership of FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On August 12, 2024 - Benjamin F. Edwards & Company, Inc. filed a 13F-HR form disclosing ownership of 49,718 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $4,822,149 USD as of June 30, 2024. The entity filed a previous 13F-HR on April 29, 2024 disclosing 11,174 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of 344.94% during the quarter. The current value of the position is $6,772,760 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2024-08-12 2024-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 49,718 38,544 344.94 5 300.00 0.0848
2024-04-29 2024-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 11,174 -137 -1.21 1 0.00 0.0201
2024-02-06 2023-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 11,311 578 5.39 1 0.0205
2023-11-13 2023-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 10,733 838 8.47 1 0.0334
2023-08-15 2023-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 9,895 737 8.05 1 0.0316
2023-04-27 2023-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 9,158 4,172 83.67 1 0.0309
2023-02-07 2022-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4,986 1,582 46.47 0 -100.00 0.0179
2022-10-28 2022-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,404 1,377 67.93 246 59.74 0.0123
2022-08-12 2022-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2,027 -4,464 -68.77 154 -73.12 0.0074
2022-05-04 2022-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 6,491 6,491 573 0.0256
2021-08-11 2021-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 0 -3,296 -100.00 0 -100.00
2021-05-14 2021-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,296 267 8.81 264 18.92 0.0142
2021-02-16 2020-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,029 501 19.82 222 38.75 0.0132
2020-11-13 2020-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2,528 613 32.01 160 40.35 0.0107
2020-08-14 2020-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,915 444 30.18 114 62.86 0.0083
2020-05-07 2020-03-31 13F FIRST TR LRGE CP CORE A COM SHS 33734K109 1,471 -11,863 -88.97 70 -91.95 0.0060
2020-02-06 2019-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 13,334 583 4.57 870 11.97 0.0612
2019-11-05 2019-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 12,751 -21 -0.16 777 -0.64 0.0608
2019-08-08 2019-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 12,772 11,199 711.95 782 731.91 0.0656
2019-05-15 2019-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,573 -855 -35.21 94 -25.98 0.0085
2019-01-31 2018-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2,428 759 45.48 127 22.12 0.0132
2018-10-29 2018-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,669 -1,500 -47.33 104 -44.68 0.0098
2018-07-19 2018-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,169 -193 -5.74 188 -4.08 0.0185
2018-04-17 2018-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,362 -568 -14.45 196 -14.78 0.0199
2018-01-17 2017-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,930 -1,429 -26.67 230 -21.77 0.0240
2017-10-24 2017-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,359 1,128 26.66 294 30.67 0.0354
2017-07-26 2017-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4,231 -279 -6.19 225 -3.43 0.0294
2017-05-04 2017-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4,510 -1,209 -21.14 233 -16.49 0.0343
2017-01-18 2016-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,719 1,981 53.00 279 59.43 0.0457
2016-10-24 2016-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,738 -1,153 -23.57 175 -20.45 0.0309
2016-07-08 2016-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4,891 -3,777 -43.57 220 -43.15 0.0429
2016-04-13 2016-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 8,668 -2,010 -18.82 387 -16.23 0.0801
2016-01-12 2015-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 10,678 1,792 20.17 462 24.19
2015-10-16 2015-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 8,886 3,813 75.16 372 59.66 0.0815
2015-07-10 2015-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,073 1,100 27.69 233 25.95 0.0464
2015-04-14 2015-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,973 548 16.00 185 18.59 0.0388
2015-02-06 2014-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,425 925 37.00 156 43.12 0.0362
2014-11-06 2014-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 2,500 1,050 72.41 109 70.31 0.0272
2014-07-21 2014-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,450 1,450 64 0.0163
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.