First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership123,184 shares
Latest Disclosed Value $ 15,022,635
Advisor Group Holdings, Inc. reports 23.80% decrease in ownership of FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 123,184 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $15,019,542 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 161,657 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of -23.80% during the quarter. The current value of the position is $16,780,556 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 123,184 -38,473 -23.80 15,023 -21.68 0.0128
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 161,657 -60,690 -27.30 19,181 -25.40 0.0280
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 222,347 -5,238 -2.30 25,712 2.73 0.0360
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 227,585 7,902 3.60 25,029 11.17 0.0446
2025-08-13 2025-06-30 13F IRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 164,446 -55,237 17,166 0.0199
2025-05-12 2025-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 219,683 48,416 28.27 22,513 26.02 0.0502
2025-06-06 2024-12-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 171,267 -5,229 -2.96 17,864 -2.84 0.0401
2025-02-07 2024-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 168,345 -8,151 17,538 0.0447
2024-11-13 2024-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 176,496 -16,920 -8.75 18,386 -1.99 0.0415
2024-08-13 2024-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 193,416 -7,346 -3.66 18,760 -5.85 0.0443
2024-05-10 2024-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 200,762 49,867 33.05 19,924 46.44 0.0445
2024-02-12 2023-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 150,895 -33,039 -17.96 13,606 -8.79 0.0238
2023-11-13 2023-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 183,934 24,866 15.63 14,918 11.62 0.0220
2023-08-21 2023-06-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 159,068 -4,222 -2.59 13,364 1.67 0.0240
2023-08-10 2023-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 159,068 -4,222 13,364 0.0036
2023-05-12 2023-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 163,290 10,208 6.67 13,146 7.23 0.0247
2023-02-10 2022-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 153,082 8,008 5.52 12,259 16.99 0.0248
2022-11-14 2022-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 145,074 -14,975 -9.36 10,479 -13.94 0.0240
2022-08-10 2022-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 160,049 9,209 6.11 12,176 -17.10 0.0269
2022-05-04 2022-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 150,840 -36,797 -19.61 14,688 -15.23 0.0285
2022-02-03 2021-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 187,637 -13,983 -6.94 17,327 0.73 0.0328
2021-11-05 2021-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 201,620 -970 -0.48 17,201 -1.14 0.0358
2021-08-02 2021-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 202,590 -14,052 -6.49 17,399 0.28 0.0377
2021-05-13 2021-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 216,642 -8,655 -3.84 17,350 4.87 0.0417
2021-02-10 2020-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 225,297 -22,683 -9.15 16,544 5.56 0.0442
2020-11-12 2020-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 247,980 -68,976 -21.76 15,672 -16.95 0.0469
2020-08-14 2020-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 316,956 -43,328 -12.03 18,870 9.93 0.0633
2020-05-18 2020-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 360,284 360,284 17,165 0.0703
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.