First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership425,622 shares
Latest Disclosed Value $ 27,766,000
Advisor Group, Inc. reports 2.59% decrease in ownership of FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 425,622 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $27,763,323 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 436,917 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of -2.59% during the quarter. The current value of the position is $56,960,992 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 425,622 -11,295 -2.59 27,766 4.33 0.1921
2019-11-13 2019-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 436,917 1,332 0.31 26,613 -0.25 0.1964
2019-07-31 2019-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 435,585 12,379 2.93 26,679 5.93 0.2046
2019-05-09 2019-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 423,206 74,327 21.30 25,185 38.47 0.2072
2019-02-11 2018-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 348,879 -64,545 -15.61 18,188 -29.53 0.1786
2018-11-14 2018-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 413,424 17,886 4.52 25,810 10.00 0.2602
2018-08-13 2018-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 395,538 -791 -0.20 23,463 1.32 0.3226
2018-05-15 2018-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 396,329 -55,957 -12.37 23,157 -12.55 0.3183
2018-02-14 2017-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 452,286 8,125 1.83 26,480 8.58 0.3536
2017-11-06 2017-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 444,161 38,014 9.36 24,387 12.93 0.3837
2017-11-03 2017-06-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 406,147 234,722 136.92 21,594 144.00 0.3794
2017-08-11 2017-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 406,147 234,722 21,581
2017-11-02 2017-03-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 171,425 19,783 13.05 8,850 19.68 0.1788
2017-05-15 2017-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 171,425 19,783 8,826
2017-11-02 2016-12-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 151,642 51,697 51.73 7,395 58.28 0.1671
2017-01-31 2016-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 151,642 51,697 7,369
2017-11-02 2016-09-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 99,945 -22,496 -18.37 4,672 -15.27 0.1124
2016-11-08 2016-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 99,945 -22,496 4,650
2016-08-11 2016-06-30 13F FIRST TR LRGE CP CORE ALPHA COM 33734K109 122,441 122,441 5,514 0.1450
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.