First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

SecurityFEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
InstitutionStifel Financial Corp
Latest Disclosed Ownership50,296 shares
Latest Disclosed Value $ 2,291,132
Stifel Financial Corp reports 1.38% decrease in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On May 12, 2026 - Stifel Financial Corp filed a 13F-HR form disclosing ownership of 50,296 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (US:FEMS) valued at $2,291,083 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 51,001 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. This represents a change in shares of -1.38% during the quarter. The current value of the position is $2,360,894 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 50,296 -705 -1.38 2,291 6.76 0.0005
2026-02-13 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 51,001 2,448 5.04 2,147 0.05 0.0019
2025-11-12 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 48,553 1,648 3.51 2,145 12.66 0.0020
2025-08-14 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 46,905 757 1.64 1,905 11.02 0.0019
2025-05-14 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 46,148 3,562 8.36 1,715 6.79 0.0018
2025-02-13 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 42,586 1,433 3.48 1,607 -4.97 0.0017
2024-11-14 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,153 3,512 9.33 1,690 10.67 0.0018
2024-08-13 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 37,641 -5,629 -13.01 1,528 -8.84 0.0017
2024-05-14 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 43,270 1,581 3.79 1,675 4.56 0.0019
2024-02-12 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,689 -429 -1.02 1,603 -1.05 0.0020
2023-11-13 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 42,118 913 2.22 1,620 8.15 0.0023
2023-08-14 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 41,205 7,077 20.74 1,498 17.97 0.0020
2023-05-12 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 34,128 9,502 38.59 1,270 32.46 0.0018
2023-02-13 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 24,626 1,571 6.81 959 30.34 0.0014
2022-11-14 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 23,055 23,055 735 0.0012
2021-11-15 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 0 -5,581 -100.00 0 -100.00
2021-08-13 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 5,581 5,581 260 0.0004
2020-02-13 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 0 -42,132 -100.00 0 -100.00
2019-11-19 2019-09-30 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 42,132 -425 -1.00 1,415 -4.00 0.0036
2019-11-13 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 42,132 -425 1,415 793.1784
2019-08-14 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 42,557 -11,341 -21.04 1,474 -22.18 0.0038
2019-05-14 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 53,898 -1,570 -2.83 1,894 7.25 0.0054
2019-02-13 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 55,468 -12,309 -18.16 1,766 -27.47 0.0057
2018-11-13 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 67,777 1,431 2.16 2,435 -3.22 0.0070
2018-08-14 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 66,346 -22,821 -25.59 2,516 -37.27 0.0077
2018-05-11 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 89,167 52,234 141.43 4,011 150.84 0.0127
2018-02-14 2017-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 36,933 20,815 129.14 1,599 144.87 0.0051
2017-11-13 2017-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 16,118 5,340 49.55 653 64.48 0.0023
2017-08-14 2017-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 10,778 10,778 -33.13 397 -39.20 0.0015
2015-05-14 2015-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 0 -6,954 -100.00 0 -100.00
2015-02-13 2014-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 6,954 -18,583 -72.77 226 -75.62 0.0013
2014-11-13 2014-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 25,537 1,932 8.18 927 5.94 0.0081
2014-08-14 2014-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 23,605 6,583 38.67 875 40.22 0.0079
2014-05-15 2014-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 17,022 17,022 624 0.0060
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.