First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
US ˙ ARCA ˙ US35644YBX04

SecurityFDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
InstitutionLPL Financial LLC
Latest Disclosed Ownership214,367 shares
Latest Disclosed Value $ 17,596,390
LPL Financial LLC reports 26.82% increase in ownership of FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund

On May 6, 2026 - LPL Financial LLC filed a 13F-HR form disclosing ownership of 214,367 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund (US:FDM) valued at $17,596,422 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 169,032 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund. This represents a change in shares of 26.82% during the quarter. The current value of the position is $18,533,099 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 214,367 45,335 26.82 17,596 30.76 0.0047
2026-02-11 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 169,032 8,598 5.36 13,458 10.74 0.0037
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 160,434 18,623 13.13 12,153 19.63 0.0035
2025-08-12 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 141,811 1,198 0.85 10,158 16.18 0.0034
2025-05-07 2025-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 140,613 -26,510 -15.86 8,744 -23.24 0.0034
2025-02-11 2024-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 167,123 43,702 35.41 11,391 43.98 0.0046
2024-11-08 2024-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 123,421 -1,885 -1.50 7,912 5.34 0.0035
2024-08-07 2024-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 125,306 8,634 7.40 7,511 2.57 0.0037
2024-05-10 2024-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 116,672 2,444 2.14 7,323 4.51 0.0039
2024-02-14 2023-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 114,228 4,224 3.84 7,007 16.26 0.0042
2023-11-13 2023-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 110,004 -1,801 -1.61 6,026 -4.14 0.0042
2023-07-31 2023-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 111,805 18,761 20.16 6,287 25.92 0.0045
2023-05-10 2023-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 93,044 -3,339 -3.46 4,992 -6.66 0.0039
2023-02-07 2022-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 96,383 -17,851 -15.63 5,349 -6.37 0.0046
2022-11-14 2022-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 114,234 -12,146 -9.61 5,712 -13.68 0.0055
2022-08-12 2022-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 126,380 -2,416 -1.88 6,617 -14.72 0.0063
2022-05-16 2022-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 128,796 3,335 2.66 7,759 -3.29 0.0067
2022-02-14 2021-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 125,461 9,913 8.58 8,023 15.86 0.0067
2021-11-15 2021-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 115,548 -9,530 -7.62 6,925 -10.37 0.0065
2021-08-13 2021-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 125,078 391 0.31 7,726 3.05 0.0078
2021-05-14 2021-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 124,687 44,411 55.32 7,497 95.03 0.0086
2021-02-12 2020-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 80,276 -957 -1.18 3,844 26.24 0.0050
2020-11-09 2020-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 81,233 37,646 86.37 3,045 78.59 0.0048
2020-08-13 2020-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 43,587 8,504 24.24 1,705 55.14 0.0030
2020-05-14 2020-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 35,083 -27,933 -44.33 1,099 -65.76 0.0024
2020-02-14 2019-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 63,016 -4,940 -7.27 3,210 3.35 0.0058
2019-11-13 2019-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 67,956 12,333 22.17 3,106 23.55 0.0063
2019-08-09 2019-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 55,623 -4,761 -7.88 2,514 -6.79 0.0054
2019-05-08 2019-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 60,384 9,776 19.32 2,697 31.30 0.0061
2019-02-07 2018-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 50,608 13,736 37.25 2,054 8.97 0.0055
2018-11-14 2018-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 36,872 9,000 32.29 1,885 32.75 0.0045
2018-08-14 2018-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 27,872 2,667 10.58 1,420 19.13 0.0037
2018-05-15 2018-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 25,205 -3,631 -12.59 1,192 -12.87 0.0033
2018-02-14 2017-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 28,836 9,385 48.25 1,368 51.83 0.0042
2017-11-14 2017-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 19,451 6,964 55.77 901 63.82 0.0032
2017-08-14 2017-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 12,487 2,372 23.45 550 29.72 0.0021
2017-05-15 2017-03-31 13F FIRST TRUST COM SHS ANNUAL 33718M105 10,115 -9,159 -47.52 424 -50.35 0.0029
2017-02-13 2016-12-31 13F FIRST TRUST COM SHS ANNUAL 33718M105 19,274 19,274 0.00 854 0.0065
2016-08-15 2016-06-30 13F FIRST TRUST COM SHS ANNUAL 33718M105 0 -8,108 -100.00 0 -100.00
2016-05-16 2016-03-31 13F FIRST TRUST COM SHS ANNUAL 33718M105 8,108 -1,932 -19.24 262 -18.89 0.0007
2016-02-12 2015-12-31 13F FIRST TRUST COM SHS ANNUAL 33718M105 10,040 10,040 323 0.0009
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.