First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
| Security | FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund |
| Institution | Baird Robert W & Co Inc /wi/ |
| Latest Disclosed Ownership | 137,607 shares |
| Ownership | 5.10% |
Baird Robert W & Co Inc /wi/ ownership in FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
2026-02-06 - Baird Robert W & Co Inc /wi/ has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 137,607 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund (US:FDM). This represents 5.1 percent ownership of the company. In their previous filing dated 2025-02-11 , Baird Robert W & Co Inc /wi/ had reported owning 133,694 shares, indicating an increase of 2.93 percent.
Institutional Ownership: 13D/G Filings
This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).
| File Date | Effective Date | Form | Prev Shares |
Latest Shares |
ΔShares (Percent) |
Ownership (Percent) |
ΔOwnership (Percent) |
|---|---|---|---|---|---|---|---|
| 2026-02-06 | 2026-02-06 | 133,694 | 137,607 | 2.93 | 5.10 | 0.00 | |
| 2025-02-11 | 2025-02-11 | 172,113 | 133,694 | -22.32 | 5.10 | -16.39 | |
| 2024-02-12 | 2024-02-12 | 180,302 | 172,113 | -4.54 | 6.10 | -11.59 | |
| 2023-02-09 | 2023-02-09 | 161,400 | 180,302 | 11.71 | 6.90 | 25.45 | |
| 2022-02-14 | 2022-02-14 | 159,098 | 161,400 | 1.45 | 5.50 | -14.06 | |
| 2021-02-18 | 2021-02-18 | 159,098 | 159,098 | 0.00 | 6.40 | 0.00 | |
| 2021-02-12 | 2021-02-12 | 159,098 | 6.40 |
Legend
- Shares
- The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
- Value
- The total value of the shares as of the effective date. This is provided in the filing.
- Avg. Share Price
- The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
- Class
- This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
- Allocation (%)
- The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
- Change in Allocation
- The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
- Change in Allocation (%)
- The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
- Cost Basis
- The total cost of the shares held. This is calculated as reported shares * avg. share price
- Unrealized Gain/Loss
- This is the market value of the position as of the effective date minus the cost basis.
