First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
US ˙ NasdaqGM ˙ US33739Q5071

SecurityFCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership164,840 shares
Latest Disclosed Value $ 7,282,639
Advisor Group Holdings, Inc. reports 517.17% increase in ownership of FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 164,840 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (US:FCVT) valued at $7,282,219 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 26,709 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF. This represents a change in shares of 517.17% during the quarter. The current value of the position is $8,868,095 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 164,840 138,131 517.17 7,283 533.77 0.0062
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 26,709 -11,287 -29.71 1,149 -25.92 0.0017
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 37,996 22,347 142.80 1,552 155.52 0.0022
2025-09-04 2025-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 15,649 -6,154 -28.23 607 -20.24 0.0011
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 156,878 135,075 5,780 0.0067
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 21,803 -140,433 -86.56 761 -87.25 0.0017
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 162,236 136,750 536.57 5,969 555.82 0.0134
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 25,334 -152 915 0.0023
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 25,486 -2,345 -8.43 910 -3.40 0.0021
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 27,831 74 0.27 943 -0.21 0.0022
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 27,757 -5,135 -15.61 944 -13.87 0.0021
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 32,892 -7,878 -19.32 1,096 -13.43 0.0019
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 40,770 -49,992 -55.08 1,267 -57.30 0.0019
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 90,762 -15,078 -14.25 2,965 -12.15 0.0053
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 90,762 -15,078 2,965 0.0008
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 105,840 -8,191 -7.18 3,376 -6.59 0.0064
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 114,031 -9,518 -7.70 3,613 -6.13 0.0073
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 123,549 39,038 46.19 3,849 43.78 0.0088
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 84,511 -16,547 -16.37 2,677 -64.43 0.0059
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 101,058 17,784 21.36 7,525 118.12 0.0146
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 83,274 -865 -1.03 3,450 -19.51 0.0065
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 84,139 3,804 4.74 4,286 3.45 0.0089
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 80,335 -57,336 -41.65 4,143 -40.29 0.0090
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 137,671 8,168 6.31 6,938 9.43 0.0167
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 129,503 6,025 4.88 6,340 31.37 0.0169
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 123,478 7,633 6.59 4,826 17.39 0.0144
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 115,845 -1,093 -0.93 4,111 23.05 0.0138
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 116,938 116,938 3,341 0.0137
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.