First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF
US ˙ NasdaqGM ˙ US33739P8639

SecurityFCAL / First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership28,539 shares
Latest Disclosed Value $ 1,395,678
Advisor Group Holdings, Inc. reports 12.65% decrease in ownership of FCAL / First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 28,539 shares of First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF (US:FCAL) valued at $1,395,272 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 32,671 shares of First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF. This represents a change in shares of -12.65% during the quarter. The current value of the position is $1,413,334 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 28,539 -4,132 -12.65 1,396 -13.41 0.0012
2026-02-17 2025-12-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 32,671 -887 -2.64 1,611 -0.74 0.0024
2025-11-14 2025-09-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 33,558 11,140 49.69 1,624 50.98 0.0023
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 22,418 -12,784 -36.32 1,076 -37.06 0.0019
2025-08-13 2025-06-30 13F IRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 15,406 -19,796 758 0.0009
2025-05-12 2025-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 35,202 9,134 35.04 1,709 32.71 0.0038
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 26,068 1,545 6.30 1,287 4.63 0.0029
2025-02-07 2024-12-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 24,105 -418 1,199 0.0031
2024-11-13 2024-09-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 24,523 -12,210 -33.24 1,231 -32.38 0.0028
2024-08-13 2024-06-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 36,733 6,221 20.39 1,819 20.15 0.0043
2024-05-10 2024-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 30,512 -2,622 -7.91 1,515 -8.41 0.0034
2024-02-12 2023-12-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 33,134 -11,222 -25.30 1,654 -21.10 0.0029
2023-11-13 2023-09-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 44,356 10,796 32.17 2,095 27.43 0.0031
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 33,560 585 1.77 1,644 1.29 0.0030
2023-08-10 2023-06-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 33,560 585 1,644 0.0004
2023-05-12 2023-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 32,975 1,440 4.57 1,623 6.36 0.0031
2023-02-10 2022-12-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 31,535 -223 -0.70 1,526 2.62 0.0031
2022-11-14 2022-09-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 31,758 535 1.71 1,487 -1.52 0.0034
2022-08-10 2022-06-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 31,223 11,171 55.71 1,510 47.75 0.0033
2022-05-04 2022-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 20,052 -1,638 -7.55 1,022 -13.90 0.0020
2022-02-03 2021-12-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 21,690 -917 -4.06 1,187 -3.73 0.0022
2021-11-05 2021-09-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 22,607 -1,694 -6.97 1,233 -7.85 0.0026
2021-08-02 2021-06-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 24,301 671 2.84 1,338 4.94 0.0029
2021-05-13 2021-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 23,630 2,060 9.55 1,275 9.25 0.0031
2021-02-10 2020-12-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 21,570 137 0.64 1,167 3.18 0.0031
2020-11-12 2020-09-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 21,433 -12,837 -37.46 1,131 -36.78 0.0034
2020-08-14 2020-06-30 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 34,270 3,679 12.03 1,789 14.46 0.0060
2020-05-18 2020-03-31 13F FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 30,591 30,591 1,563 0.0064
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.