First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737J1410

SecurityFCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund
InstitutionCitadel Advisors Llc
ManagerKen Griffin
Latest Disclosed Ownership6,894 shares
Latest Disclosed Value $ 216,058
Citadel Advisors Llc reports 18.42% decrease in ownership of FCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund

On May 15, 2026 - Citadel Advisors Llc filed a 13F-HR form disclosing ownership of 6,894 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund (US:FCA) valued at $216,058 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 8,451 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund. This represents a change in shares of -18.42% during the quarter. The current value of the position is $208,130 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 6,894 -1,557 -18.42 216 -9.24 0.0000
2026-02-17 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 8,451 -36,897 -81.36 239 -81.87 0.0000
2025-11-14 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 45,348 45,348 1,314 0.0002
2025-08-14 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 0 -11,807 -100.00 0 -100.00
2025-05-15 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 11,807 -51,268 -81.28 247 -80.46 0.0000
2025-02-14 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 63,075 63,075 1,265 0.0002
2022-05-16 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 0 -25,290 -100.00 0 -100.00
2022-02-14 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 25,290 6,405 33.92 692 22.26 0.0001
2021-11-15 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD Cmn 33737J141 18,885 18,885 566 0.0001
2021-05-21 2021-03-31 13F/A-1 FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 0 -24,885 -100.00 0 -100.00
2021-02-16 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 24,885 -45,258 -64.52 717 -60.76 0.0002
2020-11-16 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 70,143 24,043 52.15 1,827 64.74 0.0005
2020-08-14 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD Cmn 33737J141 46,100 17,692 62.28 1,109 75.75 0.0004
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP Cmn 33737J141 28,408 2,015 7.63 631 -11.25 0.0003
2020-02-14 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I Cmn 33737J141 26,393 -8,542 -24.45 711 -15.66 0.0003
2019-11-14 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I Cmn 33737J141 34,935 3,390 10.75 843 1.93 0.0004
2019-08-14 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I Cmn 33737J141 31,545 31,545 827 0.0004
2019-02-14 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I Cmn 33737J141 0 -9,016 -100.00 0 -100.00
2018-11-13 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I Cmn 33737J141 9,016 9,016 249 0.0001
2017-01-31 2016-06-30 13F/A-1 FIRST TRUST CHINA Cmn 33737J141 0 -15,327 -100.00 0 -100.00
2017-01-31 2016-03-31 13F/A-1 FIRST TR EXCH TRD ALPHA FD I Cmn 33737J141 15,327 15,327 298 0.0004
2016-05-13 2016-03-31 13F FIRST TRUST CHINA Cmn 33737J141 15,327 298
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.