Capital Southwest Corporation
US ˙ NasdaqGS ˙ US1405011073

SecurityCSWC / Capital Southwest Corporation
InstitutionD. E. Shaw & Co., Inc.
ManagerDE Shaw
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
D. E. Shaw & Co., Inc. closes position in CSWC / Capital Southwest Corporation

On November 14, 2025 - D. E. Shaw & Co., Inc. filed a 13F-HR form disclosing ownership of 0 shares of Capital Southwest Corporation (US:CSWC) valued at $0 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 14, 2025 disclosing 26,960 shares of Capital Southwest Corporation. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-14 2025-09-30 13F CAPITAL SOUTHWEST COM 140501107 0 -100.00 0
2025-08-14 2025-06-30 13F CAPITAL SOUTHWEST COM 140501107 26,960 1,386 5.42 594 4.21 0.0004
2025-05-15 2025-03-31 13F CAPITAL SOUTHWEST COM 140501107 25,574 -76,064 -74.84 571 -74.29 0.0005
2025-02-14 2024-12-31 13F CAPITAL SOUTHWEST COM 140501107 101,638 101,638 2,218 0.0016
2024-05-15 2024-03-31 13F CAPITAL SOUTHWEST COM 140501107 0 -17,638 -100.00 0 -100.00
2024-02-14 2023-12-31 13F CAPITAL SOUTHWEST COM 140501107 17,638 17,638 418 0.0004
2022-11-14 2022-09-30 13F CAPITAL SOUTHWEST COM 140501107 0 -15,448 -100.00 0 -100.00
2022-08-15 2022-06-30 13F CAPITAL SOUTHWEST COM 140501107 15,448 -35,201 -69.50 285 -76.29 0.0003
2022-05-16 2022-03-31 13F CAPITAL SOUTHWEST COM 140501107 50,649 41,505 453.90 1,202 420.35 0.0011
2022-02-14 2021-12-31 13F CAPITAL SOUTHWEST COM 140501107 9,144 9,144 231 0.0002
2021-11-15 2021-09-30 13F CAPITAL SOUTHWEST COM 140501107 0 -28,789 -100.00 0 -100.00
2021-08-16 2021-06-30 13F CAPITAL SOUTHWEST COM 140501107 28,789 11,726 68.72 669 76.98 0.0006
2021-05-17 2021-03-31 13F CAPITAL SOUTHWEST COM 140501107 17,063 -68,798 -80.13 378 -75.20 0.0004
2021-02-16 2020-12-31 13F CAPITAL SOUTHWEST COM 140501107 85,861 42,470 97.88 1,524 149.84 0.0014
2020-11-16 2020-09-30 13F CAPITAL SOUTHWEST COM 140501107 43,391 -10,685 -19.76 610 -16.32 0.0006
2020-08-14 2020-06-30 13F CAPITAL SOUTHWEST COM 140501107 54,076 -4,200 -7.21 729 9.46 0.0009
2020-05-15 2020-03-31 13F CAPITAL SOUTHWEST COM 140501107 58,276 58,276 666 0.0010
2017-02-14 2016-12-31 13F CAPITAL SOUTHWEST COM 140501107 0 -27,370 -100.00 0 -100.00
2016-11-14 2016-09-30 13F CAPITAL SOUTHWEST COM 140501107 27,370 -827 -2.93 402 4.42 0.0007
2016-08-15 2016-06-30 13F CAPITAL SOUTHWEST COM 140501107 28,197 7,745 37.87 385 35.56 0.0007
2016-05-16 2016-03-31 13F CAPITAL SOUTHWEST COM 140501107 20,452 230 1.14 284 1.07 0.0005
2016-02-16 2015-12-31 13F CAPITAL SOUTHWEST COM 140501107 20,222 409 2.06 281 -70.07 0.0004
2015-11-16 2015-09-30 13F CAPITAL SOUTHWEST COM 140501107 19,813 -4,435 -18.29 939 -22.46 0.0014
2015-08-14 2015-06-30 13F CAPITAL SOUTHWEST COM 140501107 24,248 4,235 21.16 1,211 30.36 0.0018
2015-05-15 2015-03-31 13F CAPITAL SOUTHWEST COM 140501107 20,013 -6,776 -25.29 929 -8.56 0.0014
2015-02-17 2014-12-31 13F CAPITAL SOUTHWEST COM 140501107 26,789 17,436 186.42 1,016 203.28 0.0013
2014-11-14 2014-09-30 13F CAPITAL SOUTHWEST COM 140501107 9,353 1,201 14.73 335 13.95 0.0004
2014-08-14 2014-06-30 13F CAPITAL SOUTHWEST COM 140501107 8,152 8,152 294 0.0004
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.