ConnectOne Bancorp, Inc.
US ˙ NasdaqGS ˙ US20786W1071

SecurityCNOB / ConnectOne Bancorp, Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership2,270,093 shares
Ownership 5.90%
Dimensional Fund Advisors Lp ownership in CNOB / ConnectOne Bancorp, Inc.

2024-02-09 - Dimensional Fund Advisors Lp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 2,270,093 shares of ConnectOne Bancorp, Inc. (US:CNOB). This represents 5.9 percent ownership of the company. In their previous filing dated 2023-02-10 , Dimensional Fund Advisors Lp had reported owning 2,589,592 shares, indicating a decrease of -12.34 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2024-02-09 2024-02-09 13G/A 2,589,592 2,270,093 -12.34 5.90 -10.61
2023-02-10 2023-02-10 13G/A 2,336,433 2,589,592 10.84 6.60 11.86
2022-02-08 2022-02-08 13G/A 2,357,001 2,336,433 -0.87 5.90 0.00
2021-02-12 2021-02-12 13G/A 2,340,744 2,357,001 0.69 5.90 -10.88
2020-02-12 2020-02-12 13G/A 2,175,725 2,340,744 7.58 6.62 -1.93
2019-02-08 2019-02-08 13G/A 1,607,495 2,175,725 35.35 6.75 34.46
2018-02-09 2018-02-09 13G 1,607,495 5.02

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CONNECTONE BANCORP COM 20786W107 2,853,964 37,657 1.34 76,400 3.46 0.0034
2026-02-12 2025-12-31 13F CONNECTONE BANCORP COM 20786W107 2,816,307 -21,491 -0.76 73,844 4.88 0.0155
2025-11-12 2025-09-30 13F CONNECTONE BANCORP COM 20786W107 2,837,798 -4,262 -0.15 70,407 6.96 0.0151
2025-08-12 2025-06-30 13F CONNECTONE BANCORP COM 20786W107 2,842,060 567,945 24.97 65,823 19.07 0.0152
2025-05-13 2025-03-31 13F CONNECTONE BANCORP COM 20786W107 2,274,115 -20,270 -0.88 55,282 5.17 0.0137
2025-02-13 2024-12-31 13F CONNECTONE BANCORP COM 20786W107 2,294,385 8,595 0.38 52,564 -8.20 0.0126
2024-11-07 2024-09-30 13F CONNECTONE BANCORP COM 20786W107 2,285,790 17,889 0.79 57,257 33.66 0.0139
2024-08-09 2024-06-30 13F CONNECTONE BANCORP COM 20786W107 2,267,901 -43,863 -1.90 42,839 -4.97 0.0112
2024-05-10 2024-03-31 13F CONNECTONE BANCORP COM 20786W107 2,311,764 41,671 1.84 45,079 -13.32 0.0122
2024-02-07 2023-12-31 13F CONNECTONE BANCORP COM 20786W107 2,270,093 58,277 2.63 52,009 31.88 0.0152
2023-11-09 2023-09-30 13F CONNECTONE BANCORP COM 20786W107 2,211,816 -37,575 -1.67 39,437 5.68 0.0129
2023-08-09 2023-06-30 13F CONNECTONE BANCORP COM 20786W107 2,249,391 -405,557 -15.28 37,318 -20.50 0.0119
2023-05-12 2023-03-31 13F CONNECTONE BANCORP COM 20786W107 2,654,948 65,356 2.52 46,939 75,608.06 0.0158
2023-02-09 2022-12-31 13F CONNECTONE BANCORP COM 20786W107 2,589,592 52,483 2.07 63 -99.89 0.0185
2022-11-10 2022-09-30 13F CONNECTONE BANCORP COM 20786W107 2,537,109 47,150 1.89 58,507 -3.90 0.0225
2022-08-12 2022-06-30 13F CONNECTONE BANCORP COM 20786W107 2,489,959 122,943 5.19 60,879 -19.65 0.0218
2022-05-13 2022-03-31 13F CONNECTONE BANCORP COM 20786W107 2,367,016 30,583 1.31 75,768 -0.86 0.0233
2022-02-09 2021-12-31 13F CONNECTONE BANCORP COM 20786W107 2,336,433 -16,357 -0.70 76,425 8.24 0.0231
2021-11-12 2021-09-30 13F CONNECTONE BANCORP COM 20786W107 2,352,790 6,893 0.29 70,608 15.01 0.0227
2021-08-12 2021-06-30 13F CONNECTONE BANCORP COM 20786W107 2,345,897 -3,118 -0.13 61,392 3.10 0.0194
2021-05-14 2021-03-31 13F CONNECTONE BANCORP COM 20786W107 2,349,015 -7,986 -0.34 59,548 27.66 0.0197
2021-03-08 2020-12-31 13F/A-2 CONNECTONE BANCORP COM 20786W107 2,357,001 -2,496 -0.11 46,645 40.51 0.0168
2021-02-11 2020-12-31 13F CONNECTONE BANCORP COM 20786W107 2,357,001 -2,496 46,645 16,845.6947
2020-11-12 2020-09-30 13F CONNECTONE BANCORP COM 20786W107 2,359,497 11,452 0.49 33,198 -12.29 0.0141
2020-08-13 2020-06-30 13F CONNECTONE BANCORP INC COM 20786W107 2,348,045 68,229 2.99 37,849 23.52 0.0166
2020-05-14 2020-03-31 13F CONNECTONE BANCORP INC COM 20786W107 2,279,816 -60,928 -2.60 30,641 -49.10 0.0160
2020-02-14 2019-12-31 13F CONNECTONE BANCORP INC COM 20786W107 2,340,744 -10,812 -0.46 60,204 15.32 0.0219
2019-11-12 2019-09-30 13F CONNECTONE BANCORP INC COM 20786W107 2,351,556 22,666 0.97 52,205 -1.07 0.0203
2019-08-13 2019-06-30 13F CONNECTONE BANCORP INC COM 20786W107 2,328,890 2,800 0.12 52,772 15.16 0.0205
2019-08-12 2019-03-31 13F/A-2 CONNECTONE BANCORP INC COM 20786W107 2,326,090 150,365 6.91 45,824 14.03 0.0183
2019-05-10 2019-03-31 13F CONNECTONE BANCORP INC COM 20786W107 2,326,090 150,365 45,824
2019-02-26 2018-12-31 13F/A-1 CONNECTONE BANCORP INC COM 20786W107 2,175,725 140,515 6.90 40,185 -16.86 0.0182
2019-02-13 2018-12-31 13F CONNECTONE BANCORP INC COM 20786W107 2,175,725 140,515 40,185
2018-11-13 2018-09-30 13F CONNECTONE BANCORP INC COM 20786W107 2,035,210 97,718 5.04 48,336 0.19 0.0184
2018-08-10 2018-06-30 13F CONNECTONE BANCORP INC COM 20786W107 1,937,492 200,215 11.52 48,244 -3.58 0.0192
2018-05-11 2018-03-31 13F CONNECTONE BANCORP INC COM 20786W107 1,737,277 129,782 8.07 50,034 20.87 0.0209
2018-02-12 2017-12-31 13F CONNECTONE BANCORP INC COM 20786W107 1,607,495 127,924 8.65 41,394 13.73 0.0172
2017-11-13 2017-09-30 13F CONNECTONE BANCORP INC COM 20786W107 1,479,571 123,487 9.11 36,397 19.02 0.0159
2017-08-11 2017-06-30 13F CONNECTONE BANCORP INC COM 20786W107 1,356,084 152,549 12.68 30,580 4.78 0.0141
2017-05-12 2017-03-31 13F CONNECTONE BANCORP INC COM 20786W107 1,203,535 137,501 12.90 29,185 5.50 0.0139
2017-02-09 2016-12-31 13F CONNECTONE BANCORP INC COM 20786W107 1,066,034 104,361 10.85 27,664 59.28 0.0138
2016-11-10 2016-09-30 13F CONNECTONE BANCORP INC COM 20786W107 961,673 31,155 3.35 17,368 18.97 0.0094
2016-08-09 2016-06-30 13F CONNECTONE BANCORP INC COM 20786W107 930,518 86,753 10.28 14,599 5.82 0.0084
2016-05-13 2016-03-31 13F CONNECTONE BANCORP INC COM 20786W107 843,765 63,236 8.10 13,796 -5.43 0.0083
2016-02-10 2015-12-31 13F CONNECTONE BANCORP INC COM 20786W107 780,529 64,163 8.96 14,588 5.52 0.0091
2015-11-13 2015-09-30 13F CONNECTONE BANCORP INC COM 20786W107 716,366 70,070 10.84 13,825 -0.65 0.0091
2015-08-14 2015-06-30 13F CONNECTONE BANCORP INC COM 20786W107 646,296 42,879 7.11 13,915 18.51 0.0085
2015-05-14 2015-03-31 13F CONNECTONE BANCORP INC COM 20786W107 603,417 36,438 6.43 11,742 8.99 0.0074
2015-02-06 2014-12-31 13F CONNECTONE BANCORP INC COM 20786W107 566,979 24,314 4.48 10,773 4.21 0.0071
2014-11-13 2014-09-30 13F CONNECTONE BANCORP INC COM 20786W107 542,665 7,153 1.34 10,338 0.39 0.0073
2014-08-08 2014-06-30 13F CENTER BANCORP COM 151408101 535,512 23,800 4.65 10,298 5.92 0.0072
2014-05-14 2014-03-31 13F CENTER BANCORP COM 151408101 511,712 8,350 1.66 9,722 2.95 0.0073
2014-02-12 2013-12-31 13F CENTER BANCORP COM 151408101 503,362 -185 -0.04 9,443 31.68 0.0074
2013-11-13 2013-09-30 13F CENTER BANCORP COM 151408101 503,547 -422 -0.08 7,171 12.12 0.0062
2013-08-15 2013-06-30 13F CENTER BANCORP COM 151408101 503,969 503,969 6,396 0.0060
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.