Northern Lights Fund Trust IV - Main BuyWrite ETF
US ˙ BATS

SecurityBUYW / Northern Lights Fund Trust IV - Main BuyWrite ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership54,349 shares
Latest Disclosed Value $ 765,240
Sigma Planning Corp reports 159.15% increase in ownership of BUYW / Northern Lights Fund Trust IV - Main BuyWrite ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 54,349 shares of Northern Lights Fund Trust IV - Main BuyWrite ETF (US:BUYW) valued at $765,234 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 20,972 shares of Northern Lights Fund Trust IV - Main BuyWrite ETF. This represents a change in shares of 159.15% during the quarter. The current value of the position is $784,800 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 54,349 33,377 159.15 765 155.00 0.0213
2026-01-30 2025-12-31 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 20,972 9,860 88.73 300 91.08 0.0083
2025-11-10 2025-09-30 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 11,112 -248 -2.18 158 -1.26 0.0045
2025-08-05 2025-06-30 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 11,360 -134,012 -92.19 159 -92.03 0.0048
2025-05-02 2025-03-31 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 145,372 53,681 58.55 1,996 56.10 0.0636
2025-02-03 2024-12-31 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 91,691 41,869 84.04 1,278 84.15 0.0401
2024-11-04 2024-09-30 13F NORTHERN LTS FD TR IV MAIN BUYWRITE 66538H179 49,822 49,822 695 0.0213
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.