Alto Ingredients, Inc.
US ˙ NasdaqCM ˙ US0215131063

SecurityALTO / Alto Ingredients, Inc.
InstitutionDimensional Fund Advisors Lp
Latest Disclosed Ownership1,445,647 shares
Ownership 2.90%
Dimensional Fund Advisors Lp ownership in ALTO / Alto Ingredients, Inc.

2020-02-12 - Dimensional Fund Advisors Lp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 1,445,647 shares of Alto Ingredients, Inc. (US:ALTO). This represents 2.9 percent ownership of the company. In their previous filing dated 2019-02-08 , Dimensional Fund Advisors Lp had reported owning 3,278,627 shares, indicating a decrease of -55.91 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2020-02-12 2020-02-12 13G/A 3,278,627 1,445,647 -55.91 2.90 -59.55
2019-02-08 2019-02-08 13G/A 2,860,497 3,278,627 14.62 7.17 10.14
2018-02-09 2018-02-09 13G 2,860,497 6.51

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F ALTO INGREDIENTS COM 021513106 659,268 281,833 74.67 3,190 193.38 0.0007
2026-02-12 2025-12-31 13F ALTO INGREDIENTS COM 021513106 377,435 -412,161 -52.20 1,087 27.58 0.0002
2025-11-12 2025-09-30 13F ALTO INGREDIENTS COM 021513106 789,596 -109,436 -12.17 853 -17.52 0.0002
2025-08-12 2025-06-30 13F ALTO INGREDIENTS COM 021513106 899,032 -147,199 -14.07 1,034 -13.34 0.0002
2025-05-13 2025-03-31 13F ALTO INGREDIENTS COM 021513106 1,046,231 -221,564 -17.48 1,193 -39.71 0.0003
2025-02-13 2024-12-31 13F ALTO INGREDIENTS COM 021513106 1,267,795 -275,530 -17.85 1,978 -20.41 0.0005
2024-11-07 2024-09-30 13F ALTO INGREDIENTS COM 021513106 1,543,325 -328,971 -17.57 2,485 -8.17 0.0006
2024-08-09 2024-06-30 13F ALTO INGREDIENTS COM 021513106 1,872,296 -415,028 -18.14 2,706 -45.75 0.0007
2024-05-10 2024-03-31 13F ALTO INGREDIENTS COM 021513106 2,287,324 -320,874 -12.30 4,986 -28.13 0.0013
2024-02-07 2023-12-31 13F ALTO INGREDIENTS COM 021513106 2,608,198 271,966 11.64 6,938 -32.81 0.0020
2023-11-09 2023-09-30 13F ALTO INGREDIENTS COM 021513106 2,336,232 651,772 38.69 10,326 112.12 0.0034
2023-08-09 2023-06-30 13F ALTO INGREDIENTS COM 021513106 1,684,460 -674,543 -28.59 4,868 37.59 0.0016
2023-05-12 2023-03-31 13F ALTO INGREDIENTS COM 021513106 2,359,003 152,130 6.89 3,538 58,866.67 0.0012
2023-02-09 2022-12-31 13F ALTO INGREDIENTS COM 021513106 2,206,873 -327,360 -12.92 6 -99.93 0.0019
2022-11-10 2022-09-30 13F ALTO INGREDIENTS COM 021513106 2,534,233 -153,522 -5.71 9,225 -7.49 0.0035
2022-08-12 2022-06-30 13F ALTO INGREDIENTS COM 021513106 2,687,755 641,294 31.34 9,972 -28.55 0.0036
2022-05-13 2022-03-31 13F ALTO INGREDIENTS COM 021513106 2,046,461 623,433 43.81 13,957 103.90 0.0043
2022-02-09 2021-12-31 13F ALTO INGREDIENTS COM 021513106 1,423,028 414,418 41.09 6,845 37.39 0.0021
2021-11-12 2021-09-30 13F ALTO INGREDIENTS COM 021513106 1,008,610 387,073 62.28 4,982 31.14 0.0016
2021-08-12 2021-06-30 13F ALTO INGREDIENTS COM 021513106 621,537 23,157 3.87 3,799 17.00 0.0012
2021-05-14 2021-03-31 13F ALTO INGREDIENTS COM 021513106 598,380 458,558 327.96 3,247 326.68 0.0011
2021-03-08 2020-12-31 13F/A-2 PACIFIC ETHANOL COM 69423U305 139,822 104,797 299.21 761 193.82 0.0003
2021-02-11 2020-12-31 13F PACIFIC ETHANOL COM 69423U305 139,822 104,797 761 274.8328
2020-11-12 2020-09-30 13F PACIFIC ETHANOL COM 69423U305 35,025 35,025 -74.95 259 -65.97 0.0001
2020-08-13 2020-06-30 13F PACIFIC ETHANOL COM 69423U305 0 -675,145 -100.00 0 -100.00
2020-05-14 2020-03-31 13F PACIFIC ETHANOL COM 69423U305 675,145 -770,502 -53.30 176 -81.28 0.0001
2020-02-14 2019-12-31 13F PACIFIC ETHANOL COM 69423U305 1,445,647 -843,742 -36.85 940 -27.13 0.0003
2019-11-12 2019-09-30 13F PACIFIC ETHANOL COM 69423U305 2,289,389 -855,029 -27.19 1,290 -46.36 0.0005
2019-08-13 2019-06-30 13F PACIFIC ETHANOL COM 69423U305 3,144,418 -103,939 -3.20 2,405 -24.44 0.0009
2019-08-12 2019-03-31 13F/A-2 PACIFIC ETHANOL COM 69423U305 3,248,357 -30,270 -0.92 3,183 12.75 0.0013
2019-05-10 2019-03-31 13F PACIFIC ETHANOL COM 69423U305 3,248,357 -30,270 3,183
2019-02-26 2018-12-31 13F/A-1 PACIFIC ETHANOL COM 69423U305 3,278,627 -113,523 -3.35 2,823 -56.20 0.0013
2019-02-13 2018-12-31 13F PACIFIC ETHANOL COM 69423U305 3,278,627 -113,523 2,823
2018-11-13 2018-09-30 13F PACIFIC ETHANOL COM 69423U305 3,392,150 47,444 1.42 6,445 -25.89 0.0025
2018-08-10 2018-06-30 13F PACIFIC ETHANOL COM 69423U305 3,344,706 274,844 8.95 8,696 -5.58 0.0035
2018-05-11 2018-03-31 13F PACIFIC ETHANOL COM 69423U305 3,069,862 209,365 7.32 9,210 -29.24 0.0038
2018-02-12 2017-12-31 13F PACIFIC ETHANOL COM 69423U305 2,860,497 231,268 8.80 13,015 -10.81 0.0054
2017-11-13 2017-09-30 13F PACIFIC ETHANOL COM 69423U305 2,629,229 450,851 20.70 14,592 7.18 0.0064
2017-08-11 2017-06-30 13F PACIFIC ETHANOL COM 69423U305 2,178,378 533,318 32.42 13,615 20.82 0.0063
2017-05-12 2017-03-31 13F PACIFIC ETHANOL COM 69423U305 1,645,060 590,856 56.05 11,269 12.52 0.0054
2017-02-09 2016-12-31 13F PACIFIC ETHANOL COM 69423U305 1,054,204 559,890 113.27 10,015 193.18 0.0050
2016-11-10 2016-09-30 13F PACIFIC ETHANOL COM 69423U305 494,314 382,528 342.20 3,416 460.92 0.0018
2016-08-09 2016-06-30 13F PACIFIC ETHANOL COM 69423U305 111,786 0 0.00 609 16.44 0.0004
2016-05-13 2016-03-31 13F PACIFIC ETHANOL COM 69423U305 111,786 63,400 131.03 523 126.41 0.0003
2016-02-10 2015-12-31 13F PACIFIC ETHANOL COM 69423U305 48,386 -18,819 -28.00 231 -47.02 0.0001
2015-11-13 2015-09-30 13F PACIFIC ETHANOL COM 69423U305 67,205 67,205 38.89 436 88.74 0.0003
2015-05-14 2015-03-31 13F PACIFIC ETHANOL COM 69423U305 0 -264 -100.00 0 -100.00
2015-02-06 2014-12-31 13F PACIFIC ETHANOL COM 69423U305 264 0 0.00 3 -25.00 0.0000
2014-11-13 2014-09-30 13F PACIFIC ETHANOL COM 69423U305 264 0 0.00 4 0.00 0.0000
2014-08-08 2014-06-30 13F PACIFIC ETHANOL COM 69423U305 264 0 0.00 4 0.00 0.0000
2014-05-14 2014-03-31 13F PACIFIC ETHANOL COM 69423U305 264 0 0.00 4 300.00 0.0000
2014-02-12 2013-12-31 13F PACIFIC ETHANOL COM 69423U305 264 0 0.00 1 0.00 0.0000
2013-11-13 2013-09-30 13F PACIFIC ETHANOL COM 69423U305 264 -98 -27.07 1 0.00 0.0000
2013-08-15 2013-06-30 13F PACIFIC ETHANOL COM 69423U305 362 362 1 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.