Novavax, Inc.
CH ˙ SWX ˙ US6700024010
SecurityCH:NVAX / Novavax, Inc.
InstitutionPrincipal Financial Group Inc
Latest Disclosed Ownership10,141 shares
Latest Disclosed Value $ 82,548
Principal Financial Group Inc ownership in NVAX / Novavax, Inc.

On May 4, 2026 - Principal Financial Group Inc filed a 13F-HR form disclosing ownership of 10,141 shares of Novavax, Inc. (CH:NVAX) valued at $82,548 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 0 shares of Novavax, Inc..

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F NOVAVAX COM NEW 670002401 10,141 10,141 83 0.0000
2026-02-02 2025-12-31 13F NOVAVAX COM NEW 670002401 0 -11,386 -100.00 0 -100.00
2025-11-04 2025-09-30 13F NOVAVAX COM NEW 670002401 11,386 806 7.62 99 48.48 0.0000
2025-08-08 2025-06-30 13F NOVAVAX COM NEW 670002401 10,580 -1,333 -11.19 67 -13.16 0.0000
2025-04-28 2025-03-31 13F NOVAVAX COM NEW 670002401 11,913 -274 -2.25 76 -21.65 0.0000
2025-01-31 2024-12-31 13F NOVAVAX COM NEW 670002401 12,187 -232 -1.87 98 -37.82 0.0001
2024-10-31 2024-09-30 13F NOVAVAX COM NEW 670002401 12,419 -11,178 -47.37 157 -47.65 0.0001
2024-07-29 2024-06-30 13F NOVAVAX COM NEW 670002401 23,597 -3,090 -11.58 299 134.65 0.0002
2024-04-29 2024-03-31 13F NOVAVAX COM NEW 670002401 26,687 1,966 7.95 128 7.63 0.0001
2024-02-07 2023-12-31 13F NOVAVAX COM NEW 670002401 24,721 1,219 5.19 119 -30.59 0.0001
2023-11-02 2023-09-30 13F NOVAVAX COM NEW 670002401 23,502 71 0.30 170 -2.30 0.0001
2023-08-07 2023-06-30 13F NOVAVAX COM NEW 670002401 23,431 3,422 17.10 174 26.09 0.0001
2023-05-09 2023-03-31 13F NOVAVAX COM NEW 670002401 20,009 -1,856 -8.49 139 -38.39 0.0001
2023-02-09 2022-12-31 13F NOVAVAX COM NEW 670002401 21,865 3,942 21.99 225 -31.29 0.0002
2022-11-09 2022-09-30 13F NOVAVAX COM NEW 670002401 17,923 -1,396 -7.23 326 -67.20 0.0003
2022-08-10 2022-06-30 13F NOVAVAX COM NEW 670002401 19,319 1,530 8.60 994 -24.12 0.0007
2022-05-09 2022-03-31 13F NOVAVAX COM NEW 670002401 17,789 -1,045 -5.55 1,310 -51.37 0.0005
2022-05-09 2022-03-31 13F NOVAVAX COM NEW 670002401 10,343 762
2022-02-09 2021-12-31 13F NOVAVAX COM NEW 670002401 18,834 -27,815 -59.63 2,694 -72.14 0.0016
2021-11-09 2021-09-30 13F NOVAVAX COM NEW 670002401 46,649 22,033 89.51 9,671 85.02 0.0063
2021-08-10 2021-06-30 13F NOVAVAX COM NEW 670002401 24,616 2,745 12.55 5,227 31.83 0.0034
2021-05-10 2021-03-31 13F NOVAVAX COM NEW 670002401 21,871 2,148 10.89 3,965 80.31 0.0028
2021-02-23 2020-12-31 13F/A-1 NOVAVAX COM NEW 670002401 19,723 4,527 29.79 2,199 33.52 0.0016
2021-02-08 2020-12-31 13F NOVAVAX COM NEW 670002401 19,723 4,527 2,199 865.1205
2020-11-06 2020-09-30 13F NOVAVAX COM NEW 670002401 15,196 -1,832 -10.76 1,647 16.07 0.0014
2020-08-05 2020-06-30 13F NOVAVAX COM NEW 670002401 17,028 17,028 12.06 1,419 -13.84 0.0013
2019-08-12 2019-06-30 13F NOVAVAX COM 670002104 0 -103,271 -100.00 0 -100.00
2019-05-10 2019-03-31 13F NOVAVAX COM 670002104 103,271 1,291 1.27 57 -69.68 0.0001
2019-02-14 2018-12-31 13F NOVAVAX COM 670002104 101,980 -3,034 -2.89 188 -4.57 0.0002
2018-11-14 2018-09-30 13F NOVAVAX COM 670002104 105,014 4,929 4.92 197 45.93 0.0002
2018-08-13 2018-06-30 13F NOVAVAX COM 670002104 100,085 4,665 4.89 135 -32.50 0.0001
2018-05-14 2018-03-31 13F NOVAVAX COM 670002104 95,420 7,847 8.96 200 83.49 0.0002
2018-02-12 2017-12-31 13F NOVAVAX COM 670002104 87,573 48,100 121.86 109 142.22 0.0001
2017-11-02 2017-09-30 13F NOVAVAX COM 670002104 39,473 -7,663 -16.26 45 -16.67 0.0000
2017-08-08 2017-06-30 13F NOVAVAX COM 670002104 47,136 -960 -2.00 54 -12.90 0.0001
2017-05-11 2017-03-31 13F NOVAVAX COM 670002104 48,096 0 0.00 62 1.64 0.0001
2017-02-13 2016-12-31 13F NOVAVAX COM 670002104 48,096 0 0.00 61 -39.00 0.0001
2016-11-10 2016-09-30 13F NOVAVAX COM 670002104 48,096 536 1.13 100 -71.10 0.0001
2016-08-09 2016-06-30 13F NOVAVAX COM 670002104 47,560 445 0.94 346 42.39 0.0005
2016-05-10 2016-03-31 13F NOVAVAX COM 670002104 47,115 713 1.54 243 -37.53 0.0004
2016-02-09 2015-12-31 13F NOVAVAX COM 670002104 46,402 350 0.76 389 19.33 0.0006
2015-11-12 2015-09-30 13F/A-1 NOVAVAX COM 670002104 46,052 -158 -0.34 326 -36.70 0.0005
2015-11-09 2015-09-30 13F NOVAVAX COM 670002104 46,052 326
2015-08-10 2015-06-30 13F NOVAVAX COM 670002104 46,210 8,264 21.78 515 64.01 0.0008
2015-05-14 2015-03-31 13F/A-1 NOVAVAX COM 670002104 37,946 -487 -1.27 314 37.72 0.0005
2015-05-12 2015-03-31 13F NOVAVAX COM 670002104 37,946 314
2015-02-12 2014-12-31 13F NOVAVAX COM 670002104 38,433 -12,321 -24.28 228 7.55 0.0004
2014-11-13 2014-09-30 13F NOVAVAX COM 670002104 50,754 7,253 16.67 212 5.47 0.0004
2014-08-12 2014-06-30 13F NOVAVAX COM 670002104 43,501 -8,111 -15.72 201 -14.10 0.0003
2014-05-13 2014-03-31 13F NOVAVAX COM 670002104 51,612 -490 -0.94 234 -12.36 0.0004
2014-02-12 2013-12-31 13F NOVAVAX COM 670002104 52,102 52,102 0.95 267 14.10 0.0005
2013-11-05 2013-09-30 13F NOVAVAX COM 670002104 0 -70,874 -100.00 0 -100.00
2013-08-12 2013-06-30 13F NOVAVAX COM 670002104 70,874 70,874 145 0.0003
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.