Novavax, Inc.
CH ˙ SWX ˙ US6700024010
SecurityCH:NVAX / Novavax, Inc.
InstitutionLPL Financial LLC
Latest Disclosed Ownership47,804 shares
Latest Disclosed Value $ 389,125
LPL Financial LLC reports 2.78% decrease in ownership of NVAX / Novavax, Inc.

On May 6, 2026 - LPL Financial LLC filed a 13F-HR form disclosing ownership of 47,804 shares of Novavax, Inc. (CH:NVAX) valued at $389,125 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 49,172 shares of Novavax, Inc.. This represents a change in shares of -2.78% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F NOVAVAX COM NEW 670002401 47,804 -1,368 -2.78 389 17.88 0.0001
2026-02-11 2025-12-31 13F NOVAVAX COM NEW 670002401 49,172 -6,199 -11.20 330 -31.25 0.0001
2025-11-12 2025-09-30 13F NOVAVAX COM NEW 670002401 55,371 -5,967 -9.73 480 24.35 0.0001
2025-08-12 2025-06-30 13F NOVAVAX COM NEW 670002401 61,338 23,467 61.97 386 59.50 0.0001
2025-05-07 2025-03-31 13F NOVAVAX COM NEW 670002401 37,871 -2,781 -6.84 243 -25.77 0.0001
2025-02-11 2024-12-31 13F NOVAVAX COM NEW 670002401 40,652 -4,599 -10.16 327 -42.91 0.0001
2024-11-08 2024-09-30 13F NOVAVAX COM NEW 670002401 45,251 5,638 14.23 572 13.97 0.0003
2024-08-07 2024-06-30 13F NOVAVAX COM NEW 670002401 39,613 -7,096 -15.19 502 124.66 0.0002
2024-05-10 2024-03-31 13F NOVAVAX COM NEW 670002401 46,709 -2,373 -4.83 223 -5.11 0.0001
2024-02-14 2023-12-31 13F NOVAVAX COM NEW 670002401 49,082 2,973 6.45 236 -29.43 0.0001
2023-11-13 2023-09-30 13F NOVAVAX COM NEW 670002401 46,109 2,932 6.79 334 4.06 0.0002
2023-07-31 2023-06-30 13F NOVAVAX COM NEW 670002401 43,177 9,238 27.22 321 36.17 0.0002
2023-05-10 2023-03-31 13F NOVAVAX COM NEW 670002401 33,939 7,362 27.70 235 -13.92 0.0002
2023-02-07 2022-12-31 13F NOVAVAX COM NEW 670002401 26,577 -5,191 -16.34 273 -52.77 0.0002
2022-11-14 2022-09-30 13F NOVAVAX COM NEW 670002401 31,768 45 0.14 578 -64.58 0.0006
2022-08-12 2022-06-30 13F NOVAVAX COM NEW 670002401 31,723 -85 -0.27 1,632 -30.35 0.0016
2022-05-16 2022-03-31 13F NOVAVAX COM NEW 670002401 31,808 -7,021 -18.08 2,343 -57.82 0.0020
2022-02-14 2021-12-31 13F NOVAVAX COM NEW 670002401 38,829 8,048 26.15 5,555 -12.94 0.0047
2021-11-15 2021-09-30 13F NOVAVAX COM NEW 670002401 30,781 4,858 18.74 6,381 15.93 0.0060
2021-08-13 2021-06-30 13F NOVAVAX COM NEW 670002401 25,923 4,562 21.36 5,504 42.11 0.0056
2021-05-14 2021-03-31 13F NOVAVAX COM NEW 670002401 21,361 -9,295 -30.32 3,873 13.31 0.0045
2021-02-12 2020-12-31 13F NOVAVAX COM NEW 670002401 30,656 8,017 35.41 3,418 39.34 0.0044
2020-11-09 2020-09-30 13F NOVAVAX COM NEW 670002401 22,639 7,549 50.03 2,453 94.99 0.0038
2020-08-13 2020-06-30 13F NOVAVAX COM NEW 670002401 15,090 -80,643 -84.24 1,258 -3.23 0.0022
2020-05-14 2020-03-31 13F NOVAVAX COM NEW 670002401 95,733 95,733 1,300 0.0028
2019-08-09 2019-06-30 13F NOVAVAX COM 670002104 0 -26,330 -100.00 0 -100.00
2019-05-08 2019-03-31 13F NOVAVAX COM 670002104 26,330 12,709 93.30 15 -40.00 0.0000
2019-02-07 2018-12-31 13F NOVAVAX COM 670002104 13,621 2,056 17.78 25 13.64 0.0001
2018-11-14 2018-09-30 13F NOVAVAX COM 670002104 11,565 -3,860 -25.02 22 4.76 0.0001
2018-08-14 2018-06-30 13F NOVAVAX COM 670002104 15,425 1,325 9.40 21 -30.00 0.0001
2018-05-15 2018-03-31 13F NOVAVAX COM 670002104 14,100 1,247 9.70 30 87.50 0.0001
2018-02-14 2017-12-31 13F NOVAVAX COM 670002104 12,853 -89,737 -87.47 16 -86.32 0.0000
2017-11-14 2017-09-30 13F NOVAVAX COM 670002104 102,590 6,050 6.27 117 5.41 0.0004
2017-08-14 2017-06-30 13F NOVAVAX COM 670002104 96,540 16,111 20.03 111 13.27 0.0004
2017-05-15 2017-03-31 13F NOVAVAX COM 670002104 80,429 41,020 104.09 98 96.00 0.0007
2017-02-13 2016-12-31 13F NOVAVAX COM 670002104 39,409 12,700 47.55 50 -5.66 0.0004
2016-11-16 2016-09-30 13F NOVAVAX COM 670002104 26,709 26,709 0.00 53 0.0005
2016-08-15 2016-06-30 13F NOVAVAX COM 670002104 0 -36,601 -100.00 0 -100.00
2016-05-16 2016-03-31 13F NOVAVAX COM 670002104 36,601 -1,315 -3.47 195 -34.78 0.0005
2016-02-12 2015-12-31 13F NOVAVAX COM 670002104 37,916 21,893 136.63 299 162.28 0.0008
2015-11-13 2015-09-30 13F NOVAVAX COM 670002104 16,023 -335 -2.05 114 -37.70 0.0006
2015-08-14 2015-06-30 13F NOVAVAX COM 670002104 16,358 0 0.00 183 34.56 0.0009
2015-05-14 2015-03-31 13F NOVAVAX COM 670002104 16,358 -3,142 -16.11 136 17.24 0.0007
2015-02-13 2014-12-31 13F NOVAVAX COM 670002104 19,500 -1,350 -6.47 116 34.88 0.0006
2014-11-10 2014-09-30 13F NOVAVAX COM 670002104 20,850 0 0.00 86 -10.42 0.0005
2014-08-05 2014-06-30 13F/A-1 NOVAVAX COM 670002104 20,850 2,600 14.25 96 15.66 0.0006
2014-08-05 2014-06-30 13F NOVAVAX COM 670002104 20,850 1,693
2014-05-12 2014-03-31 13F NOVAVAX COM 670002104 18,250 0 0.00 83 -10.75 0.0005
2014-02-13 2013-12-31 13F NOVAVAX COM 670002104 18,250 18,250 93 0.0006
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.