Caterpillar Inc.
CH ˙ SWX ˙ US1491231015
146,00 CHF 0,00 (0,00%)
2019-12-27
DEL PRIS
SecurityCH:CAT / Caterpillar Inc.
InstitutionAviva Plc
Latest Disclosed Ownership417,301 shares
Latest Disclosed Value $ 295,641,066
Aviva Plc reports 2.95% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Aviva Plc filed a 13F-HR form disclosing ownership of 417,301 shares of Caterpillar Inc. (CH:CAT) valued at $295,641,066 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 405,333 shares of Caterpillar Inc.. This represents a change in shares of 2.95% during the quarter. The current value of the position is $60,925,946 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 417,301 11,968 2.95 295,641 27.32 0.4960
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 405,333 21,161 5.51 232,203 26.67 0.3916
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 384,172 23,046 6.38 183,308 30.75 0.3331
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 361,126 21,608 6.36 140,193 25.20 0.2895
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 339,518 47,065 16.09 111,973 5.55 0.2702
2025-02-13 2024-12-31 13F CATERPILLAR COM 149123101 292,453 16,137 5.84 106,090 -1.83 0.2756
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 276,316 6,215 2.30 108,073 20.12 0.2800
2024-08-02 2024-06-30 13F CATERPILLAR COM 149123101 270,101 41,783 18.30 89,971 7.54 0.2494
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 228,318 37,996 19.96 83,663 48.67 0.2755
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 190,322 8,987 4.96 56,273 13.67 0.2017
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 181,335 18,591 11.42 49,504 23.63 0.2082
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 162,744 61,377 60.55 40,043 72.63 0.1631
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 101,367 -17,915 -15.02 23,197 -18.82 0.1050
2023-02-14 2022-12-31 13F/A-2 CATERPILLAR COM 149123101 119,282 23,451 24.47 28,575 81.73 0.1405
2023-02-10 2022-12-31 13F/A-1 CATERPILLAR COM 149123101 119,282 23,451 948 0.0045
2023-02-09 2022-12-31 13F CATERPILLAR COM 149123101 119,282 23,451 29 0.1373
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 95,831 -37,692 -28.23 15,724 -34.12 0.0906
2022-08-04 2022-06-30 13F CATERPILLAR COM 149123101 133,523 -9,840 -6.86 23,869 -25.28 0.1270
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 143,363 -192,897 -57.37 31,944 -54.05 0.1597
2022-02-10 2021-12-31 13F CATERPILLAR COM 149123101 336,260 -54,449 -13.94 69,518 -7.32 0.2914
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 390,709 -2,506 -0.64 75,005 -12.35 0.3346
2021-08-10 2021-06-30 13F CATERPILLAR COM 149123101 393,215 -2,889 -0.73 85,575 -6.83 0.3754
2021-05-13 2021-03-31 13F CATERPILLAR COM 149123101 396,104 45,748 13.06 91,844 44.02 0.4486
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 350,356 175,477 100.34 63,772 144.50 0.3317
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 174,879 -5,646 -3.13 26,083 14.22 0.1538
2020-08-13 2020-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 180,525 -8,044 -4.27 22,836 4.36 0.1424
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 180,525 -8,044 22,836 69,134.3663
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 188,569 -851 -0.45 21,882 -21.78 0.1603
2020-02-10 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 189,420 -4,048 -2.09 27,974 14.47 0.1694
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 193,468 -12,263 -5.96 24,437 -12.85 0.1656
2019-07-30 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 205,731 -11,058 -5.10 28,039 -4.54 0.1926
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 216,789 -147,508 -40.49 29,373 -36.55 0.1971
2019-02-12 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 364,297 -54,749 -13.07 46,291 -27.56 0.3452
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 419,046 126,585 43.28 63,900 61.05 0.3503
2018-08-01 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 292,461 3,426 1.19 39,678 -6.85 0.2342
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 289,035 -27,231 -8.61 42,598 -14.53 0.2605
2018-02-13 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 316,266 -47,160 -12.98 49,837 10.00 0.2822
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 363,426 2,147 0.59 45,305 16.66 0.2438
2017-08-07 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 361,279 260 0.07 38,834 15.95 0.2171
2017-05-15 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 361,019 -20,767 -5.44 33,492 -5.42 0.1917
2017-02-13 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 381,786 -55,623 -12.72 35,411 -8.80 0.2115
2016-11-14 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 437,409 -11,644 -2.59 38,829 14.01 0.2423
2016-08-05 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 449,053 51,103 12.84 34,057 11.81 0.2334
2016-05-12 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 397,950 -2,360 -0.59 30,459 11.96 0.2264
2016-02-11 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 400,310 -9,113 -2.23 27,205 1.66 0.2063
2015-11-12 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 409,423 -55,420 -11.92 26,760 -32.13 0.2217
2015-08-06 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 464,843 22,921 5.19 39,428 11.48 0.2789
2015-05-14 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 441,922 441,922 -4.93 35,367 -10.30 0.2424
2015-02-05 2014-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 0 -404,080 -100.00 0 -100.00
2014-11-13 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 404,080 -3,496 -0.86 40,016 -9.65 0.3167
2014-08-13 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 407,576 -10,787 -2.58 44,291 6.54 0.3386
2014-05-14 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 418,363 -81,454 -16.30 41,573 -8.41 0.3369
2014-02-13 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 499,817 -43,810 -8.06 45,388 0.15 0.3794
2013-11-13 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 543,627 93,113 20.67 45,322 21.95 0.3974
2013-08-01 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 450,514 450,514 37,163 0.3757
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.