Caterpillar Inc.
CH ˙ SWX ˙ US1491231015
146,00 CHF 0,00 (0,00%)
2019-12-27
DEL PRIS
SecurityCH:CAT / Caterpillar Inc.
InstitutionAssetmark, Inc
Latest Disclosed Ownership20,514 shares
Latest Disclosed Value $ 14,533,148
Assetmark, Inc reports 30.07% decrease in ownership of CAT / Caterpillar Inc.

On May 6, 2026 - Assetmark, Inc filed a 13F-HR form disclosing ownership of 20,514 shares of Caterpillar Inc. (CH:CAT) valued at $14,533,148 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 23, 2026 disclosing 29,334 shares of Caterpillar Inc.. This represents a change in shares of -30.07% during the quarter. The current value of the position is $2,995,044 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F CATERPILLAR COM 149123101 20,514 -8,820 -30.07 14,533 -13.51 0.0296
2026-01-23 2025-12-31 13F CATERPILLAR COM 149123101 29,334 21,201 260.68 16,805 333.09 0.0343
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 8,133 924 12.82 3,881 38.67 0.0083
2025-08-04 2025-06-30 13F CATERPILLAR COM 149123101 7,209 -12,405 -63.25 2,799 -56.74 0.0066
2025-05-06 2025-03-31 13F CATERPILLAR COM 149123101 19,614 812 4.32 6,469 -5.16 0.0178
2025-02-06 2024-12-31 13F CATERPILLAR COM 149123101 18,802 2,029 12.10 6,821 3.96 0.0185
2024-11-01 2024-09-30 13F CATERPILLAR COM 149123101 16,773 841 5.28 6,560 23.63 0.0188
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 15,932 4,963 45.25 5,307 32.02 0.0164
2024-05-07 2024-03-31 13F CATERPILLAR COM 149123101 10,969 755 7.39 4,019 33.08 0.0131
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 10,214 -2,495 -19.63 3,020 -12.94 0.0109
2023-10-27 2023-09-30 13F CATERPILLAR COM 149123101 12,709 -281 -2.16 3,470 8.54 0.0139
2023-08-11 2023-06-30 13F CATERPILLAR INC COM COM 149123101 12,990 -1,058 -7.53 3,196 -0.56 0.0125
2023-05-05 2023-03-31 13F CATERPILLAR INC COM COM 149123101 14,048 959 7.33 3,215 2.52 0.0133
2023-02-10 2022-12-31 13F CATERPILLAR COM 149123101 13,089 716 5.79 3,136 54.43 0.0136
2022-11-01 2022-09-30 13F CATERPILLAR COM 149123101 12,373 2,023 19.55 2,030 9.73 0.0095
2022-08-03 2022-06-30 13F CATERPILLAR INC COM COM 149123101 10,350 6,723 185.36 1,850 128.96 0.0083
2022-05-13 2022-03-31 13F CATERPILLAR INC COM COM 149123101 3,627 1,766 94.90 808 109.87 0.0034
2022-02-14 2021-12-31 13F CATERPILLAR INC COM COM 149123101 1,861 852 84.44 385 98.45 0.0016
2021-11-12 2021-09-30 13F CATERPILLAR INC COM COM 149123101 1,009 180 21.71 194 7.78 0.0009
2021-08-16 2021-06-30 13F CATERPILLAR INC COMCUSIP NO ISSUER NAME ISSUER D COM 149123101 829 48 6.15 180 -0.55 0.0008
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 781 -102 -11.55 181 12.42 0.0009
2021-02-10 2020-12-31 13F CATERPILLAR INC COM COM 149123101 883 4 0.46 161 22.90 0.0009
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM COM 149123101 879 -10 -1.12 131 16.96 0.0008
2020-08-11 2020-06-30 13F CATERPILLAR INC DEL COM COM 149123101 889 -156 -14.93 112 -7.44 0.0008
2020-05-12 2020-03-31 13F CATERPILLAR INC DEL COM COM 149123101 1,045 -1,326 -55.93 121 -65.43 0.0010
2020-02-11 2019-12-31 13F CATERPILLAR INC DEL COM COM 149123101 2,371 -1,465 -38.19 350 -27.69 0.0027
2019-11-13 2019-09-30 13F CATERPILLAR INC DEL COM COM 149123101 3,836 1,308 51.74 484 40.29 0.0041
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM COM 149123101 2,528 -279 -9.94 345 -9.21 0.0028
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM COM 149123101 2,807 -482 -14.65 380 -9.09 0.0034
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM COM 149123101 3,289 -577 -14.92 418 -29.15 0.0040
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM COM 149123101 3,866 93 2.46 590 15.23 0.0054
2018-08-01 2018-06-30 13F CATERPILLAR INC DEL COM COM 149123101 3,773 126 3.45 512 -4.83 0.0050
2018-05-16 2018-03-31 13F CATERPILLAR INC DEL COM COM 149123101 3,647 1,168 47.12 538 37.60 0.0056
2018-02-13 2017-12-31 13F CATERPILLAR INC DEL COM COM 149123101 2,479 996 67.16 391 111.35 0.0040
2017-11-08 2017-09-30 13F CATERPILLAR INC DEL COM COM 149123101 1,483 52 3.63 185 20.13 0.0021
2017-08-14 2017-06-30 13F CATERPILLAR INC DEL COM COM 149123101 1,431 124 9.49 154 27.27 0.0019
2017-09-15 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 1,307 -24 -1.80 121 -1.63 0.0016
2017-05-08 2017-03-31 13F CATERPILLAR INC DEL COM COM 149123101 1,307 -24 121
2017-09-15 2016-12-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 1,331 -533 -28.59 123 -25.45 0.0018
2017-02-14 2016-12-31 13F CATERPILLAR INC DEL COM COM 149123101 1,331 -533 123
2017-09-14 2016-09-30 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 1,864 23 1.25 165 17.86 0.0025
2016-11-04 2016-09-30 13F CATERPILLAR INC DEL COM COM 149123101 1,864 23 165
2017-09-14 2016-06-30 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 1,841 949 106.39 140 105.88 0.0024
2016-08-08 2016-06-30 13F CATERPILLAR INC DEL COM COM 149123101 1,841 949 140
2017-09-14 2016-03-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 892 -59 -6.20 68 4.62 0.0012
2016-05-13 2016-03-31 13F CATERPILLAR INC DEL COM COM 149123101 892 -59 68
2017-09-14 2015-12-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 951 950 95,000.00 65 0.0012
2016-02-12 2015-12-31 13F CATERPILLAR INC DEL COM COM 149123101 951 950 65
2016-01-05 2015-09-30 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 1 1 0 0.0000
2015-11-10 2015-09-30 13F CATERPILLAR INC DEL COM COM 149123101 1 0 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.