Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CH ˙ SWX ˙ US01609W1027
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT
SecurityCH:BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
InstitutionGuinness Atkinson Asset Management Inc
Latest Disclosed Ownership4,201 shares
Latest Disclosed Value $ 527,057
Guinness Atkinson Asset Management Inc reports 12.50% decrease in ownership of BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)

On April 21, 2026 - Guinness Atkinson Asset Management Inc filed a 13F-HR form disclosing ownership of 4,201 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock) (CH:BABA) valued at $527,057 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on February 10, 2026 disclosing 4,801 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock). This represents a change in shares of -12.50% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-21 2026-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,201 -600 -12.50 527 -25.98 0.2633
2026-02-10 2025-12-31 13F/A-1 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,801 0 0.00 713 -17.50 0.3357
2026-02-09 2025-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,801 0 864 0.4103
2025-11-05 2025-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,801 0 0.00 864 58.64 0.4103
2025-08-01 2025-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,801 -1,819 -27.48 544 -37.83 0.2855
2025-05-12 2025-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 6,620 0 0.00 875 55.97 0.4877
2025-01-16 2024-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 6,620 -1,100 -14.25 561 -31.50 0.2862
2024-10-10 2024-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 7,720 -3,490 -31.13 819 1.49 0.3985
2024-07-11 2024-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 11,210 0 0.00 807 -0.49 0.3952
2024-04-12 2024-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 11,210 0 0.00 811 -6.57 0.3811
2024-02-12 2023-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 11,210 -790 -6.58 869 -16.54 0.4445
2023-11-06 2023-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 0 0.00 1,041 4.00 0.5790
2023-07-24 2023-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 0 0.00 1,000 -18.43 0.5297
2023-04-10 2023-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 0 0.00 1,226 15.99 0.6924
2023-02-02 2022-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 0 0.00 1,057 10.10 0.6652
2022-10-24 2022-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 0 0.00 960 -29.62 0.6125
2022-09-06 2022-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 0 0.00 1,364 4.44 0.7954
2022-04-13 2022-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,000 3,500 41.18 1,306 29.31 0.6275
2022-01-19 2021-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 8,500 0 0.00 1,010 -19.78 0.4412
2021-12-07 2021-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 8,500 0 0.00 1,259 -34.70 0.5849
2021-08-03 2021-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 8,500 0 0.00 1,928 0.05 0.8541
2021-04-21 2021-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 8,500 0 0.00 1,927 -2.63 0.9527
2021-01-25 2020-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 8,500 -2,700 -24.11 1,979 -39.88 1.0584
2020-10-27 2020-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 11,200 -600 -5.08 3,292 29.35 2.0014
2020-07-28 2020-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 11,800 -1,100 -8.53 2,545 1.48 1.6448
2020-04-30 2020-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,900 -700 -5.15 2,508 -13.07 1.9863
2020-02-04 2019-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 13,600 13,600 2,885 2.0340
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.