Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CH ˙ SWX ˙ US01609W1027
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT
SecurityCH:BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
InstitutionAureus Asset Management, LLC
Latest Disclosed Ownership9,361 shares
Latest Disclosed Value $ 1,174,431
Aureus Asset Management, LLC reports 511.03% increase in ownership of BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)

On May 13, 2026 - Aureus Asset Management, LLC filed a 13F-HR form disclosing ownership of 9,361 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock) (CH:BABA) valued at $1,174,431 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 1,532 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock). This represents a change in shares of 511.03% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F Alibaba Group Holding Ltd - ADR ADR 01609W102 9,361 7,829 511.03 1,174 424.11 0.0782
2026-02-17 2025-12-31 13F Alibaba Group Holding Sponsored Adr ADR 01609W102 1,532 -145 -8.65 225 -25.08 0.0143
2025-11-17 2025-09-30 13F Alibaba Group Holding Sponsored Adr ADR 01609W102 1,677 1,677 300 0.0195
2025-08-14 2025-06-30 13F Alibaba Group Holding Sponsored Adr ADR 01609W102 0 -1,637 -100.00 0 -100.00
2025-05-15 2025-03-31 13F Alibaba Group Holding Sponsored Adr ADR 01609W102 1,637 1,637 216 0.0152
2022-08-15 2022-06-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 0 -5,849 -100.00 0 -100.00
2022-05-12 2022-03-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 5,849 5,849 636 0.0423
2021-11-12 2021-09-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 0 -126,534 -100.00 0 -100.00
2021-08-16 2021-06-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 126,534 6,284 5.23 28,695 5.25 1.8439
2021-05-14 2021-03-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 120,250 3,852 3.31 27,264 0.65 2.1155
2021-02-16 2020-12-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 116,398 2,677 2.35 27,089 -18.97 2.2822
2020-11-13 2020-09-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 113,721 1,494 1.33 33,432 38.11 3.1635
2020-08-11 2020-06-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 112,227 1,424 1.29 24,207 12.33 2.6397
2020-05-14 2020-03-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 110,803 1,970 1.81 21,549 -6.65 2.9888
2020-02-12 2019-12-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 108,833 229 0.21 23,083 27.10 2.5788
2019-11-12 2019-09-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 108,604 -305 -0.28 18,162 -1.59 2.2606
2019-08-14 2019-06-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 108,909 6,980 6.85 18,455 -0.76 2.2728
2019-05-13 2019-03-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 101,929 38,155 59.83 18,597 112.73 2.4633
2019-02-13 2018-12-31 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 63,774 -21,696 -25.38 8,742 -37.92 1.3743
2018-11-14 2018-09-30 13F Alibaba Group Holding Sponsored ADR ADR 01609W102 85,470 85,470 14,082 1.7905
2017-02-14 2016-12-31 13F ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 0 -12,570 -100.00 0 -100.00
2016-11-14 2016-09-30 13F ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 12,570 -960 -7.10 1,330 23.61 0.2661
2016-08-15 2016-06-30 13F/A-1 ALIBABA GROUP HOLDING COM 01609W102 13,530 -20 -0.15 1,076 0.47 0.2317
2016-08-15 2016-06-30 13F FIRST REPUBLIC BANK COM 01609W102 211,579 14,808
2016-05-13 2016-03-31 13F ALIBABA GROUP HOLDING COM 01609W102 13,550 3 0.02 1,071 -2.72 0.2340
2016-02-16 2015-12-31 13F ALIBABA GROUP HOLDING COM 01609W102 13,547 4,237 45.51 1,101 100.55 0.2472
2015-11-13 2015-09-30 13F ALIBABA GROUP HOLDING COM 01609W102 9,310 9,310 549 0.1365
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.