Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CH ˙ SWX ˙ US01609W1027
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT
SecurityCH:BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
InstitutionARK Investment Management LLC
ManagerCatherine Wood
Latest Disclosed Ownership783,171 shares
Latest Disclosed Value $ 98,256,590
ARK Investment Management LLC reports 22.79% increase in ownership of BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)

On May 12, 2026 - ARK Investment Management LLC filed a 13F-HR form disclosing ownership of 783,171 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock) (CH:BABA) valued at $98,256,590 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 637,808 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock). This represents a change in shares of 22.79% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F Alibaba Group Holding ADR 01609W102 783,171 145,363 22.79 98,257 5.10 0.7641
2026-02-11 2025-12-31 13F Alibaba Group Holding ADR 01609W102 637,808 427,630 203.46 93,490 148.87 0.6205
2025-11-12 2025-09-30 13F Alibaba Group Holding ADR 01609W102 210,178 210,178 37,565 0.2236
2021-11-12 2021-09-30 13F Alibaba Group Holding ADR 01609W102 0 -462,651 -100.00 0 -100.00
2021-08-05 2021-06-30 13F Alibaba Group Holding ADR 01609W102 462,651 -128,175 -21.69 104,920 -21.68 0.1952
2021-05-13 2021-03-31 13F Alibaba Group Holding ADR 01609W102 590,826 53,402 9.94 133,958 7.10 0.2661
2021-02-12 2020-12-31 13F Alibaba Group Holding ADR 01609W102 537,424 280,052 108.81 125,075 65.31 0.3328
2020-10-30 2020-09-30 13F Alibaba Group Holding ADR 01609W102 257,372 103,814 67.61 75,662 128.43 0.4487
2020-08-11 2020-06-30 13F Alibaba Group Holding ADR 01609W102 153,558 48,588 46.29 33,122 62.24 0.3562
2020-05-14 2020-03-31 13F Alibaba Group Holding ADR 01609W102 104,970 -47,124 -30.98 20,415 -36.72 0.5088
2020-01-31 2019-12-31 13F Alibaba Group Holding ADR 01609W102 152,094 18,164 13.56 32,259 44.03 0.8136
2019-11-12 2019-09-30 13F Alibaba Group Holding ADR 01609W102 133,930 -18,229 -11.98 22,397 -13.13 0.4889
2019-07-30 2019-06-30 13F ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 152,159 21,372 16.34 25,783 8.05 0.6496
2019-05-13 2019-03-31 13F Alibaba Group Holding ADR 01609W102 130,787 34,196 35.40 23,862 80.23 0.6818
2019-02-11 2018-12-31 13F/A-1 Alibaba Group Holding ADR 01609W102 96,591 -39,001 -28.76 13,240 -40.73 0.5376
2019-02-01 2018-12-31 13F Alibaba Group Holding ADR 01609W102 96,591 -39,001 13,240
2018-11-07 2018-09-30 13F Alibaba Group Holding ADR 01609W102 135,592 -39,282 -22.46 22,340 -31.14 0.6750
2018-08-07 2018-06-30 13F ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 174,874 28,489 19.46 32,444 20.75 1.1889
2018-05-14 2018-03-31 13F ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 146,385 50,433 52.56 26,868 62.39 1.3342
2018-02-12 2017-12-31 13F ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 95,952 40,488 73.00 16,545 111.71 1.3178
2017-08-11 2017-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 55,464 8,696 18.59 7,815 54.97 1.5216
2017-05-15 2017-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 46,768 2,027 4.53 5,043 28.35 1.4537
2017-02-13 2016-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 44,741 44,741 3,929 1.4293
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.