Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CH ˙ SWX ˙ US01609W1027
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT
SecurityCH:BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
InstitutionAdvisors Asset Management, Inc.
Latest Disclosed Ownership24,895 shares
Latest Disclosed Value $ 3,123,327
Advisors Asset Management, Inc. reports 38.94% increase in ownership of BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)

On May 15, 2026 - Advisors Asset Management, Inc. filed a 13F-HR form disclosing ownership of 24,895 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock) (CH:BABA) valued at $3,123,327 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 17,918 shares of Alibaba Group Holding Limited - Depositary Receipt (Common Stock). This represents a change in shares of 38.94% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 24,895 6,977 38.94 3,123 18.93 0.0519
2026-02-12 2025-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 17,918 7,003 64.16 2,626 34.67 0.0441
2025-11-06 2025-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 10,915 3,680 50.86 1,951 137.80 0.0331
2025-08-12 2025-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 7,235 2,294 46.43 821 25.57 0.0147
2025-05-15 2025-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,941 754 18.01 653 83.94 0.0123
2025-02-10 2024-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,187 -151 -3.48 355 -22.83 0.0065
2024-11-08 2024-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,338 614 16.49 460 71.64 0.0085
2024-08-14 2024-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 3,724 337 9.95 268 9.39 0.0052
2024-05-14 2024-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 3,387 506 17.56 245 9.87 0.0047
2024-02-14 2023-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 2,881 417 16.92 223 4.69 0.0046
2023-11-14 2023-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 2,464 142 6.12 214 10.36 0.0046
2023-08-14 2023-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 2,322 -2,018 -46.50 194 -56.43 0.0040
2023-05-12 2023-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 4,340 -2,738 -38.68 443 -28.89 0.0090
2023-02-13 2022-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 7,078 -2,008 -22.10 624 -14.31 0.0128
2022-11-08 2022-09-30 13F ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 9,086 -3,550 -28.09 727 -49.37 0.0153
2022-08-08 2022-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,636 -74 -0.58 1,436 3.83 0.0272
2022-05-17 2022-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 12,710 -3,739 -22.73 1,383 -29.22 0.0213
2022-02-15 2021-12-31 13F ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 16,449 -6,171 -27.28 1,954 -41.65 0.0279
2021-11-12 2021-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 22,620 -6,036 -21.06 3,349 -48.47 0.0509
2021-07-30 2021-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 28,656 -6,526 -18.55 6,499 -18.53 0.0959
2021-05-07 2021-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 35,182 -8,748 -19.91 7,977 -21.98 0.1240
2021-02-12 2020-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 43,930 -2,451 -5.28 10,224 -25.02 0.1691
2020-11-16 2020-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 46,381 -408 -0.87 13,635 35.11 0.2521
2020-08-12 2020-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 46,789 921 2.01 10,092 13.14 0.1965
2020-05-15 2020-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 45,868 -3,523 -7.13 8,920 -14.85 0.2122
2020-05-20 2019-12-31 13F/A-1 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 49,391 -2,613 -5.02 10,476 20.46 0.1837
2020-02-14 2019-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 49,391 -2,613 10,476 92,722.5048
2019-11-14 2019-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 52,004 -2,454 -4.51 8,697 -5.75 0.1602
2019-11-14 2019-06-30 13F/A-1 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 54,458 -676 -1.23 9,228 -8.26 0.1665
2019-08-14 2019-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 54,458 -676 9,228
2019-05-15 2019-03-31 13F ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 55,134 -809 -1.45 10,059 31.18 0.1790
2019-02-06 2018-12-31 13F/A-1 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 55,943 7,015 14.34 7,668 -4.88 0.1544
2019-01-31 2018-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 55,943 7,015 7,668
2018-11-15 2018-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 48,928 7,843 19.09 8,061 5.75 0.1318
2018-08-22 2018-06-30 13F/A-1 ALIBABA GROUP HLDG SPONSORED ADS 01609W102 41,085 14,497 54.52 7,623 54.03 0.1295
2018-08-15 2018-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 3,402 -23,186 7,623
2018-05-15 2018-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 26,588 5,943 28.79 4,949 39.02 0.0829
2018-02-13 2017-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 20,645 5,423 35.63 3,560 35.41 0.0585
2017-11-07 2017-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 15,222 -10,084 -39.85 2,629 -26.28 0.0440
2017-08-02 2017-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 25,306 -30,465 -54.63 3,566 -40.71 0.0596
2017-05-02 2017-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 55,771 -85,966 -60.65 6,014 -59.89 0.1008
2016-10-31 2016-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 141,737 -16,015 -10.15 14,994 19.51 0.2459
2016-08-08 2016-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 157,752 8,751 5.87 12,546 6.54 0.2034
2016-05-16 2016-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 149,001 26,377 21.51 11,776 18.16 0.1959
2016-02-10 2015-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 122,624 58,627 91.61 9,966 164.07 0.1581
2015-11-16 2015-09-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 63,997 49,165 331.48 3,774 209.34 0.0602
2015-08-11 2015-06-30 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 14,832 8,670 140.70 1,220 137.82 0.0167
2015-05-13 2015-03-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 6,162 3,058 98.52 513 58.82 0.0068
2015-02-05 2014-12-31 13F ALIBABA GROUP HLDG SPONSORED ADS 01609W102 3,104 3,104 323 0.0043
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.