Capital One Financial Corporation
BG ˙ BUL ˙ US14040H1059
SecurityBG:CFX / Capital One Financial Corporation
InstitutionGuggenheim Capital Llc
Latest Disclosed Ownership19,457 shares
Latest Disclosed Value $ 3,549,540
Guggenheim Capital Llc reports 3.22% increase in ownership of CFX / Capital One Financial Corporation

On May 15, 2026 - Guggenheim Capital Llc filed a 13F-HR form disclosing ownership of 19,457 shares of Capital One Financial Corporation (BG:CFX) valued at $3,549,540 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 18,850 shares of Capital One Financial Corporation. This represents a change in shares of 3.22% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 19,457 607 3.22 3,550 -22.31 0.0137
2026-02-17 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 18,850 -6,130 -24.54 4,568 -13.97 0.0327
2025-11-13 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 24,980 179 0.72 5,310 0.64 0.0385
2025-08-13 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 24,801 11,760 90.18 5,277 125.66 0.0419
2025-05-14 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 13,041 2,569 24.53 2,338 25.23 0.0215
2025-02-13 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 10,472 -2,271 -17.82 1,867 -2.15 0.0151
2024-11-13 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 12,743 -28,372 -69.01 1,908 -66.48 0.0134
2024-08-14 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 41,115 -12,227 -22.92 5,692 -28.33 0.0404
2024-05-14 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 53,342 -8,780 -14.13 7,942 -2.49 0.0560
2024-02-14 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 62,122 1,841 3.05 8,145 39.23 0.0615
2023-11-14 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 60,281 18,868 45.56 5,850 29.17 0.0503
2023-08-11 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 41,413 -5,696 -12.09 4,529 -0.02 0.0356
2023-05-11 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 47,109 -6,455 -12.05 4,530 -9.02 0.0381
2023-02-14 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 53,564 16,037 42.73 4,979 43.94 0.0437
2022-11-14 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 37,527 -767 -2.00 3,459 -13.31 0.0317
2022-08-15 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 38,294 -19,687 -33.95 3,990 -47.59 0.0315
2022-05-16 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 57,981 -10,703 -15.58 7,613 -23.60 0.0458
2022-02-14 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 68,684 3,735 5.75 9,965 -5.27 0.0520
2021-11-15 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 64,949 10,473 19.22 10,519 24.82 0.0632
2021-08-13 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 54,476 21,463 65.01 8,427 100.60 0.0496
2021-05-13 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 33,013 -11,111 -25.18 4,201 -3.69 0.0276
2021-02-16 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 44,124 3,793 9.40 4,362 50.52 0.0274
2020-11-13 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 40,331 11,802 41.37 2,898 62.35 0.0210
2020-08-14 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 28,529 -14,585 -33.83 1,785 -17.86 0.0138
2020-06-02 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 43,114 -10,502 -19.59 2,173 -60.62 0.0219
2020-02-20 2019-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 53,616 2,537 4.97 5,518 18.74 0.0414
2020-02-14 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 53,616 2,537 5,518 32,704.0830
2020-02-20 2019-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 51,079 2,660 5.49 4,647 5.76 0.0371
2019-11-14 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 51,079 2,660 4,647 34,054.5791
2019-08-14 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 48,419 7,577 18.55 4,394 31.71 0.0358
2019-05-15 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 40,842 -2,021 -4.72 3,336 2.99 0.0272
2019-02-14 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 42,863 -26,158 -37.90 3,239 -50.57 0.0274
2018-11-14 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 69,021 16,002 30.18 6,553 34.45 0.0427
2018-08-14 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 53,019 -485,434 -90.15 4,874 -90.55 0.0325
2018-05-15 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 538,453 -48,060 -8.19 51,597 -11.66 0.1259
2018-02-14 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 586,513 -1,455 -0.25 58,404 17.33 0.1384
2017-11-14 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 587,968 -9,018 -1.51 49,778 0.92 0.1169
2017-08-14 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 596,986 18,328 3.17 49,323 -1.64 0.1306
2017-05-15 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 578,658 25,749 4.66 50,147 3.96 0.1359
2017-02-14 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 552,909 70,341 14.58 48,235 39.15 0.1380
2016-11-14 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 482,568 -15,427 -3.10 34,663 9.60 0.1078
2016-08-15 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 497,995 5,496 1.12 31,628 -7.34 0.0993
2016-05-16 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 492,499 -63,893 -11.48 34,135 -15.00 0.1077
2016-02-16 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 556,392 -31,088 -5.29 40,160 -5.74 0.1169
2015-11-16 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 587,480 -102,374 -14.84 42,605 -29.80 0.1311
2015-08-14 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 689,854 -42,842 -5.85 60,687 5.08 0.1498
2015-05-18 2015-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 732,696 -268,812 -26.84 57,753 -30.14 0.1367
2015-05-15 2015-03-31 13F CAPITAL ONE FINL COM 14040H105 732,696 57,753
2015-02-17 2014-12-31 13F CAPITAL ONE FINL COM 14040H105 1,001,508 187,963 23.10 82,675 24.51 0.2074
2014-11-14 2014-09-30 13F CAPITAL ONE FINL COM 14040H105 813,545 100,790 14.14 66,400 12.78 0.1602
2014-08-14 2014-06-30 13F CAPITAL ONE FINL COM 14040H105 712,755 323,699 83.20 58,875 96.11 0.1490
2014-05-16 2014-03-31 13F CAPITAL ONE FINL COM 14040H105 389,056 -308,204 -44.20 30,021 -43.80 0.0854
2014-02-14 2013-12-31 13F CAPITAL ONE FINL COM 14040H105 697,260 413,936 146.10 53,417 174.28 0.1623
2013-11-14 2013-09-30 13F CAPITAL ONE FINL COM 14040H105 283,324 -6,284 -2.17 19,475 7.06 0.0699
2013-08-22 2013-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 289,608 289,608 18,190 0.0765
2013-08-14 2013-06-30 13F CAPITAL ONE FINL COM 14040H105 289,608 18,190 0.0767
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.