SWKH / SWK Holdings Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

SWK Holdings Corporation
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

Insideraktier11.496.959 shares
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

SWK Holdings Corporation insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i SWKH / SWK Holdings Corporation. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2022-09-09 Staggs Joe David JR 2.745 16,5300 2.745 16,5300 45.375 98 19.8200 9.032 19,91
2017-05-19 BLACK WINSTON L III 400 11,0500 400 11,0500 4.420
2017-05-19 CARLSON CAPITAL L P 8.147 11,0000 8.147 11,0000 89.617
2017-05-18 BLACK WINSTON L III 500 11,0000 500 11,0000 5.500
2017-05-18 CARLSON CAPITAL L P 1.600 10,9994 1.600 10,9994 17.599
2017-05-17 CARLSON CAPITAL L P 500 10,8500 500 10,8500 5.425
2017-05-15 CARLSON CAPITAL L P 10.000 11,1050 10.000 11,1050 111.050
2017-05-15 CARLSON CAPITAL L P 19.900 11,1000 19.900 11,1000 220.890
2016-08-29 CARLSON CAPITAL L P 1.500 9,7500 1.500 9,7500 14.625

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

SWKH / SWK Holdings Corporation Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i SWKH / SWK Holdings Corporation. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
Der er ingen kendte uplanlagte åbne markedshandler for denne insider

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

SWKH / SWK Holdings Corporation Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other I -8.632.093 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other I -8.493.088 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other I -8.493.088 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other D -2.506 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other D -62.106 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other D -62.106 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other D -62.106 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other D -399.567 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock J - Other D -12.287 0
2026-04-08 2026-04-06 4 CARLSON CAPITAL L P SWKH Common Stock, par value $0.01 per share (the "Common Stock") J - Other D -8.493.088 0
2025-06-18 2025-06-16 4 Dotter Laurie L. SWKH Common Stock A - Award D 14,2600 3.858 55 16.791
2025-06-18 2025-06-16 4 Hatcher Robert K. SWKH Common Stock A - Award D 14,2600 3.858 55 16.662
2025-06-18 2025-06-16 4 Albright Jerry SWKH Common Stock A - Award D 14,2600 3.858 55 10.832
2025-04-17 2025-04-15 4 Staggs Joe David JR SWKH Common Stock F - Taxes D 18,1000 -25.857 -468 123.766
2025-04-17 2025-04-15 4 Staggs Joe David JR SWKH Common Stock M - Exercise D 12,5000 18.750 234 149.623
2025-04-17 2025-04-15 4 Staggs Joe David JR SWKH Common Stock M - Exercise D 9,6100 15.000 144 130.873
2025-02-04 2025-01-31 4 Rice Adam SWKH Common Stock A - Award D 9.175 15.247
2025-02-04 2025-01-31 4 Staggs Joe David JR SWKH Common Stock A - Award D 36.700 115.873
2024-11-01 3 Carlson Foundation SWKH Common Stock, par value $0.001 per share the "Common Stock" D 2.693
2024-11-01 3 Carlson Lewis SWKH Common Stock, par value $0.001 per share the "Common Stock" D 62.079
2024-11-01 3 Carlson Clint Duane SWKH Common Stock, par value $0.001 per share the "Common Stock" D 399.394
2024-11-01 3 Carlson Capital GP, L.P. See footnotes SWKH Common Stock, par value $0.001 per share the "Common Stock" I 12.354
2024-11-01 3 Owen Augustus Carlson 1997 A Trust SWKH Common Stock, par value $0.001 per share the "Common Stock" D 62.079
2024-11-01 3 Julian Orlando Carlson 1997 A Trust SWKH Common Stock, par value $0.001 per share the "Common Stock" D 62.079
2024-10-25 2024-10-23 4 CARLSON CAPITAL L P SWKH Common Stock, par value $0.01 per share (the "Common Stock") J - Other I -600.678 0
2024-07-08 2024-07-03 4 Rice Adam SWKH Common Stock A - Award D 6.072 6.072
2024-07-01 2024-06-27 4 Hatcher Robert K. SWKH Common Stock A - Award D 16,9100 3.253 55 12.804
2024-07-01 2024-06-27 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,9100 3.253 55 12.933
2024-07-01 2024-07-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,8900 1.051 18 22.227
2024-07-01 2024-06-27 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,9100 3.253 55 21.176
2024-07-01 2024-06-27 4 Albright Jerry SWKH Common Stock A - Award D 16,9100 3.253 55 6.974
2024-04-03 2024-04-01 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,8800 815 14 9.680
2024-04-03 2024-04-01 4 Albright Jerry SWKH Common Stock A - Award D 16,8800 815 14 3.721
2024-04-03 2024-04-01 4 Hatcher Robert K. SWKH Common Stock A - Award D 16,8800 815 14 9.551
2024-04-03 2024-04-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,8800 815 14 17.923
2024-04-03 2024-04-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,8800 1.051 18 17.108
2024-03-05 2024-03-01 4 Staggs Joe David JR SWKH Common Stock A - Award D 35.881 79.173
2024-01-04 2024-01-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,9500 766 14 16.057
2024-01-04 2024-01-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,9500 766 14 16.057
2024-01-04 2024-01-02 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,9500 766 14 8.736
2024-01-04 2024-01-02 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,9500 766 14 8.865
2024-01-04 2024-01-02 4 Albright Jerry SWKH Common Stock A - Award D 17,9500 766 14 2.906
2023-10-03 2023-10-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 15,8500 868 14 14.525
2023-10-03 2023-10-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 15,8500 1.120 18 13.657
2023-10-03 2023-10-02 4 Albright Jerry SWKH Common Stock A - Award D 15,8500 868 14 2.140
2023-10-03 2023-10-02 4 Dotter Laurie L. SWKH Common Stock A - Award D 15,8500 868 14 8.099
2023-10-03 2023-10-02 4 Hatcher Robert K. SWKH Common Stock A - Award D 15,8500 868 14 7.970
2023-07-05 2023-06-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 16,7400 821 14 7.102
2023-07-05 2023-06-30 4 Albright Jerry SWKH Common Stock A - Award D 16,7400 821 14 1.272
2023-07-05 2023-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,7400 821 14 12.537
2023-07-05 2023-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,7400 1.060 18 11.716
2023-07-05 2023-06-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,7400 821 14 7.231
2023-07-05 2022-12-30 4/A Hatcher Robert K. SWKH Common Stock A - Award D 17,6400 779 14 5.511
2023-04-04 2023-03-31 4 Albright Jerry SWKH Common Stock A - Award D 17,8600 188 3 451
2023-04-04 2023-03-31 4 Albright Jerry SWKH Common Stock A - Award D 17,8600 263 5 263
2023-04-04 2023-03-31 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,8600 770 14 6.410
2023-04-04 2023-03-31 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,8600 770 14 7.401
2023-04-04 2023-03-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,8600 770 14 10.649
2023-04-04 2023-03-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,8600 818 15 9.879
2023-01-04 2022-12-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,6400 779 14 6.182
2023-01-04 2022-12-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,6400 1.120 20 5.403
2023-01-04 2022-12-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,6400 779 14 5.640
2023-01-04 2022-12-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,6400 779 14 9.061
2023-01-04 2022-12-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,6400 779 14 9.061
2023-01-04 2022-12-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,6400 779 14 6.631
2023-01-04 2022-12-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,6400 1.120 20 5.852
2022-10-05 2022-10-03 4 Heinrichson Yvette M SWKH Common Stock A - Award D 17,4000 8.621 150 8.621
2022-10-04 2022-09-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,0000 809 14 7.503
2022-10-04 2022-09-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,0000 809 14 7.503
2022-10-04 2022-09-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,0000 809 14 4.861
2022-10-04 2022-09-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,0000 1.206 21 4.052
2022-10-04 2022-09-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,0000 809 14 4.732
2022-10-04 2022-09-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,0000 1.162 20 3.923
2022-10-04 2022-09-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,0000 809 14 4.283
2022-10-04 2022-09-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,0000 1.162 20 3.474
2022-09-21 2022-09-19 4 Staggs Joe David JR SWKH Common Stock A - Award D 23.655 43.292
2022-09-21 2022-08-31 4/A BLACK WINSTON L III SWKH Common Stock F - Taxes D 17,4800 -101.926 -1.782 99.737
2022-09-21 2022-08-31 4/A BLACK WINSTON L III SWKH Common Stock M - Exercise D 12,5000 75.000 938 201.663
2022-09-21 2022-08-31 4/A BLACK WINSTON L III SWKH Common Stock M - Exercise D 13,7000 50.000 685 126.663
2022-09-16 2022-09-09 4/A Staggs Joe David JR SWKH Common Stock P - Purchase D 16,5300 2.745 45 19.637
2022-09-16 3/A Staggs Joe David JR SWKH Common Stock D 16.892
2022-09-13 2022-09-09 4 Staggs Joe David JR SWKH Common Stock P - Purchase D 16,5300 2.745 45 16.641
2022-09-12 3 Staggs Joe David JR SWKH Common Stock D 13.896
2022-09-07 2022-08-31 4 BLACK WINSTON L III SWKH Common Stock F - Taxes D 17,4800 -101.926 -1.782 99.737
2022-09-07 2022-08-31 4 BLACK WINSTON L III SWKH Common Stock M - Exercise D 12,5000 75.000 938 201.663
2022-09-07 2022-08-31 4 BLACK WINSTON L III SWKH Common Stock M - Exercise D 13,7000 50.000 685 126.663
2022-07-05 2022-06-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,4700 1.137 20 2.846
2022-07-05 2022-06-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,4700 1.137 20 2.312
2022-07-05 2022-06-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,4700 1.137 20 2.761
2022-07-05 2022-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,4700 894 16 5.885
2022-04-04 2022-03-31 4 DICICCO WENDY F SWKH Common Stock A - Award D 16,8800 1.175 20 1.175
2022-04-04 2022-03-31 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,8800 1.709 29 1.709
2022-04-01 2022-03-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 916 4.991
2022-04-01 2022-03-31 4 Hatcher Robert K. SWKH Restricted Stock Units A - Award D 925 1.624
2022-04-01 2022-03-31 4 Hatcher Robert K. SWKH Common Stock A - Award D 699 699
2022-01-12 2021-12-31 4 Fletcher Aaron G.L. SWKH Common Stock D - Sale to Issuer D -1.363 9.873
2022-01-12 2022-01-05 4 STEAD EDWARD B SWKH Common Stock D - Sale to Issuer D -1.363 26.690
2022-01-12 2022-01-05 4 STEAD EDWARD B SWKH Common Stock A - Award D 14 28.053
2022-01-12 2022-01-07 4 Haga Christopher W SWKH Common Stock D - Sale to Issuer D -1.363 37.233
2022-01-12 2022-01-07 4 Haga Christopher W SWKH Common Stock A - Award D 19 38.596
2022-01-12 2022-01-07 4 Weinberg Michael SWKH Common Stock D - Sale to Issuer D -1.363 76.602
2022-01-12 2022-01-07 4 Weinberg Michael SWKH Common Stock A - Award D 19 77.965
2022-01-12 2022-01-07 4 Baker Dana Blair SWKH Common Stock D - Sale to Issuer D -1.363 41.625
2022-01-12 2022-01-07 4 Baker Dana Blair SWKH Common Stock A - Award D 19 42.988
2022-01-03 2021-12-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 11.236
2022-01-03 2021-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 250 77.946
2022-01-03 2021-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 28.039
2022-01-03 2021-12-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 823 4.075
2022-01-03 2021-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 250 38.577
2022-01-03 2021-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 250 42.969
2022-01-03 2021-12-31 4 BLACK WINSTON L III SWKH Employee Stock Option (right to buy) M - Exercise D 8,30 -75.000 0
2022-01-03 2021-12-31 4 BLACK WINSTON L III SWKH Common Stock F - Taxes D 19,6300 -50.431 -990 76.663
2022-01-03 2021-12-31 4 BLACK WINSTON L III SWKH Common Stock M - Exercise D 8,3000 75.000 622 127.094
2021-10-01 2021-10-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.363 42.719
2021-10-01 2021-09-30 4 Baker Dana Blair SWKH Common Stock A - Award D 250 41.356
2021-10-01 2021-10-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.363 38.327
2021-10-01 2021-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 897 36.964
2021-10-01 2021-10-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.363 77.696
2021-10-01 2021-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 76.333
2021-10-01 2021-10-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.363 27.789
2021-10-01 2021-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 26.426
2021-10-01 2021-10-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 1.363 3.252
2021-10-01 2021-09-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 869 1.889
2021-10-01 2021-10-01 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.363 10.986
2021-10-01 2021-09-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 9.623
2021-06-30 2021-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 431 1.020
2021-06-30 2021-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 76.083
2021-06-30 2021-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 26.176
2021-06-30 2021-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 920 36.067
2021-06-30 2021-06-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 9.373
2021-06-30 2021-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 250 41.106
2021-05-25 3 Pennington Marcus Edward SWKH Common Stock D 589
2021-04-01 2021-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 250 75.833
2021-04-01 2021-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 25.926
2021-04-01 2021-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.213 40.856
2021-04-01 2021-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.058 35.147
2021-04-01 2021-03-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 9.123
2021-01-04 2020-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 250 75.583
2021-01-04 2020-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 25.676
2021-01-04 2020-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.067 34.089
2021-01-04 2020-12-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 8.873
2021-01-04 2020-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.223 39.643
2020-10-01 2020-10-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.661 75.333
2020-10-01 2020-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 73.672
2020-10-01 2020-10-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.661 25.426
2020-10-01 2020-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.765
2020-10-01 2020-10-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.661 33.022
2020-10-01 2020-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.089 31.361
2020-10-01 2020-10-01 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.661 8.623
2020-10-01 2020-09-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 6.962
2020-10-01 2020-10-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.661 38.420
2020-10-01 2020-09-30 4 Baker Dana Blair SWKH common stock A - Award D 1.250 36.759
2020-07-02 2020-06-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.419 6.712
2020-07-01 2020-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 1.419 35.509
2020-07-01 2020-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.231 30.272
2020-07-01 2020-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.515
2020-07-01 2020-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 73.422
2020-06-16 2020-06-15 4 BLACK WINSTON L III SWKH Common Stock A - Award D 2.600 52.094
2020-03-31 2020-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.265
2020-03-31 2020-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.388 73.172
2020-03-31 2020-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.500 34.090
2020-03-31 2020-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.299 29.041
2020-03-31 2020-03-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.500 5.293
2020-01-06 2019-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.537 71.784
2020-01-06 2019-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.229 27.742
2020-01-06 2019-12-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.417 3.793
2020-01-06 2019-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.015
2020-01-06 2019-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.417 32.590
2019-12-16 2019-12-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,7500 500 6 49.494
2019-12-16 2019-12-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 12,0000 500 6 48.994
2019-10-09 2019-10-01 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.931 2.376
2019-10-09 2019-10-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.931 70.247
2019-10-09 2019-10-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.931 31.173
2019-10-09 2019-10-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.931 26.513
2019-10-09 2019-10-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.931 22.765
2019-10-01 2019-09-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 445 445
2019-10-01 2019-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.834
2019-10-01 2019-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.145 24.582
2019-10-01 2019-09-30 4 Baker Dana Blair SWKH Common Stock A - Award D 1.320 29.242
2019-10-01 2019-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 1.184 68.316
2019-09-13 2019-09-13 4 Weinberg Michael SWKH Common Stock A - Award D 10,9000 1.300 14 67.132
2019-09-13 2019-09-12 4 Weinberg Michael SWKH Common Stock A - Award D 10,9900 300 3 65.832
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 100 1 48.494
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 100 1 48.494
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 100 1 48.394
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 500 6 48.294
2019-09-13 2019-09-11 4 BLACK WINSTON L III SWKH Common Stock A - Award D 10,7500 200 2 47.694
2019-09-11 2019-09-11 4 Weinberg Michael SWKH Common Stock A - Award D 10,7500 200 2 65.532
2019-09-11 2019-09-11 4 Weinberg Michael SWKH Common Stock A - Award D 10,7500 300 3 65.332
2019-09-11 2019-09-11 4 Weinberg Michael SWKH Common Stock A - Award D 10,7000 300 3 65.032
2019-09-11 2019-09-10 4 Weinberg Michael SWKH Common Stock A - Award D 10,5500 200 2 64.732
2019-09-11 2019-09-10 4 Weinberg Michael SWKH Common Stock A - Award D 10,6500 200 2 64.532
2019-09-11 2019-09-10 4 Weinberg Michael SWKH Common Stock A - Award D 10,5000 200 2 64.332
2019-07-01 2019-06-28 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.584
2019-07-01 2019-06-28 4 Weinberg Michael SWKH Common Stock A - Award D 250 64.132
2019-07-01 2019-06-28 4 Baker Dana Blair SWKH Common Stock A - Award D 250 27.922
2019-07-01 2019-06-28 4 Haga Christopher W SWKH Common Stock A - Award D 250 23.437
2019-04-02 2019-04-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.625 27.672
2019-04-02 2019-04-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.400 23.187
2019-04-02 2019-04-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.334
2019-04-02 2019-04-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.450 63.882
2019-01-30 2019-01-28 4 BLACK WINSTON L III SWKH Common Stock Right to Buy A - Award D 12,50 75.000 250.000
2019-01-30 2019-01-28 4 BLACK WINSTON L III SWKH Common Stock A - Award D 37.500 47.494
2019-01-02 2018-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.513 62.432
2019-01-02 2018-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.461 21.787
2019-01-02 2018-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.084
2019-01-02 2018-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.697 26.047
2018-10-01 2018-09-28 4 Weinberg Michael SWKH Common Stock A - Award D 1.508 60.919
2018-10-01 2018-09-28 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 19.834
2018-10-01 2018-09-28 4 Baker Dana Blair SWKH Common Stock A - Award D 1.691 24.350
2018-10-01 2018-09-28 4 Haga Christopher W SWKH Common Stock A - Award D 1.455 20.326
2018-07-05 2018-06-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.450 59.411
2018-07-05 2018-06-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 19.584
2018-07-05 2018-06-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.400 18.871
2018-07-05 2018-06-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.625 22.659
2018-03-29 2018-03-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.569 19.334
2018-03-29 2018-03-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.361 57.961
2018-03-29 2018-03-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.523 21.034
2018-03-29 2018-03-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.315 17.471
2018-01-02 2017-12-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.305 16.156
2018-01-02 2017-12-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.557 17.765
2018-01-02 2017-12-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.351 56.600
2018-01-02 2017-12-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.511 19.511
2017-10-02 2017-09-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.319 55.249
2017-10-02 2017-09-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 16.208
2017-10-02 2017-09-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.474 18.000
2017-10-02 2017-09-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.274 14.851
2017-07-05 2017-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 1.336 53.931
2017-06-30 2017-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.540 15.958
2017-06-30 2017-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.291 13.577
2017-06-30 2017-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 1.494 16.525
2017-05-22 2017-05-19 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,0000 8.147 90 9.093.766
2017-05-22 2017-05-18 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 10,9994 1.600 18 9.085.619
2017-05-19 2017-05-19 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 11,0500 400 4 9.994
2017-05-19 2017-05-18 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 11,0000 500 6 9.594
2017-05-17 2017-05-17 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 10,8500 500 5 9.084.019
2017-05-17 2017-05-15 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,1050 10.000 111 9.083.519
2017-05-17 2017-05-15 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,1000 19.900 221 9.073.519
2017-03-31 2017-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.398 52.595
2017-03-31 2017-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.614 14.418
2017-03-31 2017-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.350 12.286
2017-03-31 2017-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.566 15.031
2017-01-05 2016-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.620 12.804
2017-01-05 2016-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.404 51.197
2017-01-05 2016-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.356 10.936
2017-01-05 2016-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.572 13.465
2016-10-03 2016-09-30 4 STEAD EDWARD B SWKW Common Stock A - Award D 1.710 11.184
2016-10-03 2016-09-30 4 Weinberg Michael SWKW Common Stock A - Award D 1.480 49.793
2016-10-03 2016-09-30 4 Haga Christopher W SWKW Common Stock A - Award D 1.428 9.580
2016-10-03 2016-09-30 4 Baker Dana Blair SWKW Common Stock A - Award D 1.659 11.893
2016-08-30 2016-08-29 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 1.500 15 9.053.619
2016-08-30 2016-08-26 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 1.600 16 9.052.119
2016-08-26 2016-08-25 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 1.500 15 9.050.519
2016-08-26 2016-08-24 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 2.000 20 9.049.019
2016-07-12 2016-07-08 4 STEAD EDWARD B SWKW Common Stock A - Award D 1.635 9.474
2016-07-12 2016-07-08 4 Weinberg Michael SWKW Common Stock A - Award D 1.416 48.313
2016-07-12 2016-07-08 4 Haga Christopher W SWKW Common Stock A - Award D 1.368 8.152
2016-07-12 2016-07-08 4 Baker Dana Blair SWKW Common Stock A - Award D 1.586 10.234
2016-04-05 2016-04-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.675 7.839
2016-04-05 2016-04-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.450 46.897
2016-04-05 2016-04-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.400 6.784
2016-04-05 2016-04-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.625 8.648
2016-01-05 2015-11-23 4/A Baker Dana Blair SWKH Common Stock P - Purchase D 11,8000 1.000 12 5.534
2016-01-05 2015-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.489 7.023
2016-01-05 2015-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.286 5.384
2016-01-05 2015-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.331 45.447
2016-01-05 2015-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.534 6.164
2015-12-17 2015-12-16 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,0274 29.000 320 9.047.019
2015-12-17 2015-12-15 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,0000 6.000 66 9.018.019
2015-11-24 2015-11-23 4 Baker Dana Blair SWKH Common Stock P - Purchase D 11,8000 1.000 12 5.634
2015-10-02 2015-09-30 4 Baker Dana Blair SWKH Common Stock A - Award D 11.983 45.342
2015-10-02 2015-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 10.431 40.984
2015-10-02 2015-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 10.776 441.161
2015-10-02 2015-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 12.328 46.309
2015-08-27 2015-08-27 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 1,4500 1.001 1 90.940
2015-08-27 2015-08-25 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 1,4400 2.000 3 89.939
2015-08-20 2015-08-20 4 Pope James Brett SWKH Common Stock P - Purchase D 1,4700 3.000 4 380.087
2015-08-20 2015-08-19 4 Pope James Brett SWKH Common Stock P - Purchase D 1,4767 3.750 6 377.087
2015-08-20 2015-08-18 4 Pope James Brett SWKH Common Stock P - Purchase D 1,4800 10.000 15 373.337
2015-07-02 2015-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 9.862 430.385
2015-07-02 2015-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 11.242 33.981
2015-07-02 2015-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 9.555 30.553
2015-07-02 2015-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 11 33.359
2015-07-01 2015-03-31 4/A STEAD EDWARD B swkh Common Stock A - Award D 11.519 22.739
2015-04-02 2015-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 11.519 22.739
2015-04-02 2015-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 11.519 22.739
2015-04-02 2015-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 10.095 420.523
2015-04-02 2015-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 9.778 20.998
2015-04-02 2015-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 11.203 22.423
2015-01-13 2015-01-09 4 Baker Dana Blair swkh Common Stock A - Award D 11.220 11.220
2015-01-13 2015-01-09 4 Haga Christopher W swkh Common Stock A - Award D 11.220 11.220
2015-01-13 2015-01-09 4 STEAD EDWARD B swkh Common Stock A - Award D 11.220 11.220
2014-12-05 2014-12-05 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 1,3700 17.440.525 23.894 90.120.229
2014-12-01 2014-11-26 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8600 24.238 21 87.939
2014-12-01 2014-11-26 4 Weinberg Michael SWKH Common Stock P - Purchase D 0,8600 105.428 91 410.428
2014-12-01 2014-11-26 4 Pope James Brett SWKH Common Stock P - Purchase D 0,8600 99.868 86 363.337
2014-12-01 2014-11-26 4 Jacobson Charles M SWKH Common Stock P - Purchase D 0,8600 1.556 1 6.056
2014-12-01 2014-11-26 4 CARLSON CAPITAL L P See Footnotes SWKH Over-Subscription Privilege X - Other I 0,86 -13.149.100 0
2014-12-01 2014-11-26 4 CARLSON CAPITAL L P See Footnotes SWKH Subscription Right X - Other I 0,86 -13.149.100 0
2014-12-01 2014-11-26 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock X - Other I 0,8600 4.622.604 3.975 72.679.704
2014-08-26 2014-08-18 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 1,3700 3.801.744 5.208 68.057.100
2014-08-26 2014-08-18 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 1,3700 52.106.256 71.386 68.057.100
2014-08-20 2014-08-18 4 Pope James Brett SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-08-20 2014-08-18 4 Pope James Brett SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-08-20 2014-08-18 4 BLACK WINSTON L III SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-08-20 2014-08-18 4 BLACK WINSTON L III SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-02-10 2014-02-06 4 Nemelka John Fritzen SWKH Common Stock A - Award D 35.000 112.544
2014-02-10 2014-02-06 4 Clifford William Thaddeus SWKH Common Stock A - Award D 35.000 255.000
2014-02-10 2014-02-06 4 Weinberg Michael SWKH Common Stock A - Award D 35.000 305.000
2014-02-10 2014-02-06 4 Margolis Michael A SWKH Common Stock A - Award D 35.000 205.000
2013-09-09 2013-09-06 4 CARLSON CAPITAL L P NONE Common Stock Warrant (right to buy) A - Award I 1,39 1.000.000 1.000.000
2013-06-18 2013-06-14 4 Jacobson Charles M SWKH Common Stock A - Award D 0,9200 4.500 4 4.500
2013-05-24 2013-05-22 4 Clifford William Thaddeus SWKH Common Stock A - Award D 0,8000 50.000 40 220.000
2013-05-22 2013-05-21 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,7950 8.700 7 63.701
2013-05-22 2013-05-20 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,7900 5.000 4 55.001
2013-05-21 2013-05-20 4 Pope James Brett SWKH Common Stock P - Purchase D 0,7950 55.000 44 262.469
2013-05-21 2013-05-17 4 Pope James Brett SWKH Common Stock P - Purchase D 0,7940 110.000 87 207.469
2013-03-18 2013-03-14 4 Nemelka John Fritzen SWKH Common Stock A - Award D 35.000 77.544
2013-03-18 2013-03-14 4 Clifford William Thaddeus SWKH Common Stock A - Award D 35.000 170.000
2013-03-18 2013-03-14 4 Weinberg Michael SWKH Common Stock A - Award D 35.000 270.000
2013-03-18 2013-03-14 4 Margolis Michael A Owned by Maric CCapital Fund, Ltd. SWKH Common Stock A - Award I 0 803.600
2013-03-18 2013-03-14 4 Margolis Michael A SWKH Common Stock A - Award D 35.000 170.000
2012-07-26 2012-07-24 4 Nemelka John Fritzen SWKH Common Stock A - Award D 17.500 42.544
2012-05-31 2012-05-30 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8390 28.701 24 50.001
2012-05-29 2012-05-29 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8380 12.500 10 21.300
2012-05-29 2012-05-25 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8200 8.800 7 8.800
2012-05-24 2012-05-21 4/A Pope James Brett SWKH Common Stock P - Purchase D 0,8200 55.000 45 97.469
2012-05-24 2012-05-18 4/A Pope James Brett SWKH Common Stock P - Purchase D 0,8000 42.469 34 42.469
2012-05-21 2012-05-21 4 Pope James Brett SWKH Common Stock A - Award D 0,8200 55.000 45 97.469
2012-05-21 2012-05-18 4 Pope James Brett SWKH Common Stock A - Award D 0,8000 42.469 34 42.469
2012-05-16 2012-05-14 4 Nemelka John Fritzen SWKH COMMON STOCK A - Award D 750.000 775.044
2012-05-16 2012-05-14 4 Pope James Brett SWKH COMMON STOCK (RIGHT TO BUY) M - Exercise D 0,83 750.000 750.000
2012-05-16 2012-05-14 4 Burgon Paul SWKH COMMON STOCK A - Award D 375.000 394.977
2012-05-16 2012-05-14 4 BLACK WINSTON L III SWKH COMMON STOCK (RIGHT TO BUY) M - Exercise D 0,83 750.000 750.000
2012-03-01 2012-02-28 4 CARLSON CAPITAL L P See footnotes NONE Common Stock, par value $0.001 per share (the "Common Stock" P - Purchase I 0,8200 500.000 410 12.149.100
2012-02-03 2012-01-31 4 Clifford William Thaddeus SWKH Common Stock A - Award D 35.000 135.000
2012-02-03 2012-01-31 4 Weinberg Michael SWKH Common Stock A - Award D 35.000 235.000
2012-02-03 2012-01-31 4 Margolis Michael A SWKH Common Stock A - Award D 35.000 938.600
2010-11-09 2010-11-08 4 Weinberg Michael SWKH Common Stock A - Award D 200.000 200.000
2010-11-09 2010-11-08 4 Clifford William Thaddeus SWKH Common Stock A - Award D 100.000 100.000
2010-11-09 2010-11-08 4 Margolis Michael A SWKH Common Stock A - Award D 100.000 903.600
2009-11-03 3 AKKR MANAGEMENT COMPANY, LLC See footnotes KANA Common Stock I 0
2009-07-10 2009-07-07 4 Isaacs Charles Hart KANA Stock Option (right to buy) A - Award D 0,70 50.000 282.300
2009-07-10 2009-07-07 4 Nemelka John Fritzen KANA Stock Option (right to buy) A - Award D 0,70 10.000 80.000
2009-07-10 2009-07-07 4 Turano Daniel A KANA Stock Option (right to buy) A - Award D 0,70 75.000 345.000
2009-07-10 2009-07-07 4 Angel Mark A KANA Stock Option (right to buy) A - Award D 0,70 150.000 390.000
2008-07-31 2008-07-29 4 Vinella Stephanie KANA Non-Qualified Stock Option (right to buy) A - Award D 1,24 10.000 145.000
2008-07-31 2008-07-29 4 Clifford William Thaddeus KANA Non-Qualified Stock Option (right to buy) A - Award D 1,24 10.000 90.000
2008-07-31 2008-07-29 4 BATT JERRY R KANA Non-Qualified Stock Option (right to buy) A - Award D 1,24 10.000 160.000
2008-01-08 2007-06-14 4/A Wolf Chad Alan KANAE Stock Option (right to buy) A - Award D 3,10 100.000 100.000
2008-01-08 2007-06-14 4/A Wolf Chad Alan KANAE Stock Option (right to buy) A - Award D 3,07 227.996 227.966
2008-01-08 2007-06-14 4/A Wolf Chad Alan KANAE Common Stock A - Award D 322.045 322.045
2006-09-12 2016-09-08 4 FIELDS MICHAEL S KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 621.939 621.939
2006-09-12 2016-09-08 4 FIELDS MICHAEL S KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 282.306 282.306
2006-09-12 2006-09-08 4 FIELDS MICHAEL S KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 101.694 101.694
2006-09-12 2006-09-08 4 FIELDS MICHAEL S KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 316.204 316.204
2006-09-12 2006-09-08 4 FIELDS MICHAEL S KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 67.796 67.796
2006-09-12 2006-09-08 4 SHANNAHAN MICHAEL J KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 20.000 20.000
2006-09-12 2006-09-08 4 SHANNAHAN MICHAEL J KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 40.000 40.000
2006-09-12 2006-09-08 4 Thompson John Melvin KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 70.000 70.000
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 81.250 81.250
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 18.750 18.750
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 10.806 10.806
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 33.194 33.194
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 100.000 100.000
2006-09-12 2006-09-08 4 BOSE WILLIAM A KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 45.000 45.000
2006-09-12 2006-09-08 4 BOSE WILLIAM A KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 35.000 35.000
2006-09-12 2006-09-08 4 BATT JERRY R KANA.PK NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 15.000 15.000
2006-09-12 2006-09-08 4 MILLS DIXIE L KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 15.000 15.000
2006-09-12 2006-09-08 4 Jones Jay Aaron KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 64.408 64.408
2006-09-12 2006-09-08 4 Jones Jay Aaron KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 135.592 135.592
2006-09-12 2006-09-08 4 Vinella Stephanie KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 10.000 10.000
2006-09-12 2006-09-08 4 Clifford William Thaddeus KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 10.000 10.000
2006-09-12 2006-09-08 4 Clifford William Thaddeus KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 40.000 40.000
2005-07-07 3 FIELDS MICHAEL S KANA COMMON STOCK D 0
2005-06-29 3 SHANNAHAN MICHAEL J KANA COMMON STOCK D 0
2004-11-05 3 Vinella Stephanie KANA Common Stock D 262
2004-08-06 3 Angst Tim KANA Common Stock D 13.750
2004-06-09 2004-06-07 4 BATT JERRY R KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-06-09 2004-06-07 4 GALVIN THOMAS A KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-06-09 2004-06-07 4 MILLS DIXIE L KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-06-09 2004-06-07 4 BERTELSEN MARK A KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-05-14 2004-05-04 4/A BAY CHUCK KANA Non-Qualified Stock Option (right to buy) A - Award D 3,11 3,1100 50.000 156 1.728.329
2004-05-14 2004-05-04 4/A BAY CHUCK KANA Non-Qualified Stock Option (right to buy) A - Award D 3,11 3,1100 100.000 311 1.678.329
2004-05-12 3 Philpot Michelle KANA Common Stock D 100
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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