RSLS / ReShape Lifesciences Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

ReShape Lifesciences Inc.
DETTE SYMBOL ER IKKE LÆNGERE AKTIVT

Insideraktier17.568.805 shares
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Se Højest rangerende aktier
Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Se Højest rangerende aktier
Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

ReShape Lifesciences Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet		 Dele
Justeret

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i RSLS / ReShape Lifesciences Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier		 Rapporteret
Pris		 Justeret
Aktier		 Justeret
Pris		 Omkostningsgrundlag dage til
Maks		 Pris kl
Maks		 Maks
Fortjeneste ($)		 Maks. afkast (%)
2020-12-04 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0 206 382 0
2020-12-04 ARMISTICE CAPITAL, LLC 5.400 4,1300 193 115,6400 22.302
2020-12-02 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-12-02 ARMISTICE CAPITAL, LLC 1.000 4,3100 36 120,6800 4.310
2020-11-17 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-11-17 ARMISTICE CAPITAL, LLC 187 4,5000 7 126,0000 842
2020-11-13 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-11-13 ARMISTICE CAPITAL, LLC 790 4,1400 28 115,9200 3.271
2020-11-10 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

RSLS / ReShape Lifesciences Inc. Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i RSLS / ReShape Lifesciences Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier		 Rapporteret
Pris		 Justeret
Aktier		 Justeret
Pris		 Omkostningsgrundlag dage til
Min		 Pris kl
Min		 Max tab
Undgået ($)		 Max tab
Undgået (%)
2017-05-25 GOLDFISCHER CARL 97 4,8500 97 4,8500 470 103
2017-05-25 GOLDFISCHER CARL 4.571 4,8500 4.571 4,8500 22.169
2012-11-13 LEA GREGORY S 10.500 2,5637 10.500 2,5637 26.919
2012-06-27 WHITEBOX ADVISORS LLC 27.599 3,2700 27.599 3,2700 90.249
2012-06-26 WHITEBOX ADVISORS LLC 8.100 3,1600 8.100 3,1600 25.596
2012-06-25 WHITEBOX ADVISORS LLC 11.800 3,1400 11.800 3,1400 37.052
2012-06-22 WHITEBOX ADVISORS LLC 8.400 3,1600 8.400 3,1600 26.544
2012-06-21 WHITEBOX ADVISORS LLC 10.665 3,1300 10.665 3,1300 33.381

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

RSLS / ReShape Lifesciences Inc. Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato		 Handle
Dato		 Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris		 Enhed
Pris		 Enheder
Ændret		 Værdi
Ændret (1K)		 Tilbage
Muligheder		 Tilbage
Aktier
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series A Warrants J - Other I 0,02 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other I 3,50 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other D 3,50 -1.000.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other I 3,50 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other D 3,50 -4.000.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 3,70 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 3,70 -1.200.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 3,25 -1.200.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 3,25 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other I 0,05 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series A Warrants J - Other D 0,02 -2.625.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other D 0,05 -2.625.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Common Stock J - Other I 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Common Stock J - Other D -5.330.277 0
2021-06-17 2021-06-15 4 STANKOVICH THOMAS RSLS Common Stock, $0.001 par value per share D - Sale to Issuer D 3,0500 -4.635 -14 0
2020-12-04 2020-12-04 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.330.277
2020-12-04 2020-12-04 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,1300 5.400 22 5.330.277
2020-12-04 2020-12-02 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.324.877
2020-12-04 2020-12-02 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,3100 1.000 4 5.324.877
2020-11-17 2020-11-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.323.877
2020-11-17 2020-11-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,5000 187 1 5.323.877
2020-11-17 2020-11-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.323.690
2020-11-17 2020-11-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,1400 790 3 5.323.690
2020-11-12 2020-11-10 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.322.900
2020-11-12 2020-11-10 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,5800 2.400 9 5.322.900
2020-11-04 2020-11-02 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.320.500
2020-11-04 2020-11-02 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,5600 3.100 11 5.320.500
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.317.400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.317.400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,2300 1.000 4 5.317.400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,9100 1.000 4 5.316.400
2020-09-22 2020-09-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.315.400
2020-09-22 2020-09-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,7700 1.000 5 5.315.400
2020-09-22 2020-09-21 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.314.400
2020-09-22 2020-09-21 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,4500 300 1 5.314.400
2020-09-22 2020-09-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.314.100
2020-09-22 2020-09-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,7700 2.000 8 5.314.100
2020-09-17 2020-09-16 4 STANKOVICH THOMAS RSLS Common Stock P - Purchase D 3,0000 530 2 4.635
2020-09-16 2020-09-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.312.100
2020-09-16 2020-09-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,7500 100 0 5.312.100
2020-09-16 2020-09-14 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 0 1.200.000
2020-09-16 2020-09-14 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 1.200.000 1.200.000
2020-08-20 2020-08-20 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.312.000
2020-08-20 2020-08-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,4000 2.000 7 5.312.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.310.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.310.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,4000 1.000 3 5.310.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0500 998 3 5.309.000
2020-08-20 2020-08-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.308.002
2020-08-20 2020-08-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0000 6.000 18 5.308.002
2020-08-20 2020-08-19 4 STANKOVICH THOMAS RSLS Common Stock P - Purchase D 3,0000 4.105 12 4.105
2020-07-21 2020-07-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.302.002
2020-07-21 2020-07-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0000 4.500 14 5.302.002
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series F Prefunded Warrants X - Other I 0,12 0 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series C Prefunded Warrants X - Other I 0,12 0 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Series F Prefunded Warrants X - Other D 0,12 0,1200 -2.569.167 -308 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Series C Prefunded Warrants X - Other D 0,12 0,1200 -2.516.667 -302 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 5.297.502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 5.297.502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,1200 2.569.167 308 5.297.502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,1200 2.516.667 302 2.728.335
2020-03-27 2020-03-25 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 0 1.200.000
2020-03-27 2020-03-25 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 1.200.000 1.200.000
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 211.668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 211.668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,4500 2.000 15 211.668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 6,4900 1.000 6 209.668
2019-12-23 2019-12-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 208.668
2019-12-23 2019-12-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 3.048 16 208.668
2019-12-23 2019-12-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 205.620
2019-12-23 2019-12-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,1300 9.000 46 205.620
2019-12-18 2019-12-16 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 196.620
2019-12-18 2019-12-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 3.000 16 196.620
2019-12-11 2019-12-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193.620
2019-12-11 2019-12-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4500 452 2 193.620
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193.168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193.168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 1.000 5 193.168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,0500 1.071 5 192.168
2019-12-06 2019-12-06 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 191.097
2019-12-06 2019-12-06 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,2500 300 2 191.097
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 190.797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 190.797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1800 224 1 190.797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1600 1.000 5 190.573
2019-12-06 2019-12-04 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 189.573
2019-12-06 2019-12-04 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1900 405 2 189.573
2019-11-27 2019-11-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 189.168
2019-11-27 2019-11-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4300 2.000 11 189.168
2019-11-22 2019-11-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 187.168
2019-11-22 2019-11-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2300 1.495 8 187.168
2019-11-22 2019-11-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 185.673
2019-11-22 2019-11-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4100 1.300 7 185.673
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 184.373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 184.373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,9700 205 1 184.373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,9500 1.330 8 184.168
2019-11-18 2019-11-14 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 182.838
2019-11-18 2019-11-14 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,3500 2.200 16 182.838
2019-11-13 2019-11-12 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 180.638
2019-11-13 2019-11-12 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,2500 636 5 180.638
2019-11-13 2019-11-11 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 21.600.000
2019-11-13 2019-11-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0400 400.000 16 21.600.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series F Prefunded Warrants J - Other I 0 315.000.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series E Warrants J - Other I 0 315.000.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other D 315.000.000 315.000.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series F Prefunded Warrants J - Other D 308.300.000 308.300.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series B Warrants X - Other I 0 0
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series B Warrants X - Other D -315.000.000 0
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 21.200.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,0200 6.700.000 134 21.200.000
2019-09-19 2019-09-17 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14.500.000
2019-09-19 2019-09-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0500 396.072 20 14.500.000
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14.103.928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14.103.928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 28.928 2 14.103.928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 25.000 2 14.075.000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 45.000 3 14.050.000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 25.000 2 14.005.000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10.000 1 13.980.000
2019-08-29 2019-08-28 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50.000 4 13.970.000
2019-08-29 2019-08-28 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50.000 4 13.970.000
2019-08-29 2019-08-27 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10.000 1 13.870.000
2019-08-29 2019-08-27 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10.000 1 13.870.000
2019-08-09 2019-08-08 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 13.850.000
2019-08-09 2019-08-08 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 100.000 8 13.850.000
2019-08-09 2019-08-07 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 13.750.000
2019-08-09 2019-08-07 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 250.000 18 13.750.000
2019-07-26 2019-07-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13.500.000
2019-07-26 2019-07-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 300.000 24 13.500.000
2019-07-26 2019-07-25 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13.200.000
2019-07-26 2019-07-25 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 150.000 12 13.200.000
2019-07-26 2019-07-24 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13.050.000
2019-07-26 2019-07-24 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50.000 4 13.050.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-04-10 3 Bandy Barton P. RSLS Common Stock, $0.01 par value per share D 0
2019-02-04 2019-02-01 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Series E Convertible Preferred Stock J - Other I 1.192.000 1.192.000
2019-02-04 2019-02-01 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I -1.192.000 507
2019-02-04 2019-01-31 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2733 10.301 3 1.192.507
2019-01-31 2019-01-30 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2800 48.000 13 1.182.206
2019-01-31 2019-01-29 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2779 12.200 3 1.134.206
2019-01-28 2019-01-25 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2717 15.595 4 1.122.006
2019-01-28 2019-01-24 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2550 6.190 2 1.106.411
2019-01-24 2019-01-22 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2791 5.766 2 1.100.221
2019-01-22 2019-01-18 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2789 24.334 7 1.094.455
2019-01-22 2019-01-17 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2800 52 0 1.070.121
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2.086.816
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2.086.816
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2.086.816
2019-01-17 2019-01-16 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2630 4.700 1 1.070.069
2019-01-17 2019-01-16 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2703 21.961 6 1.065.369
2019-01-17 2019-01-15 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2351 167.760 39 1.043.408
2018-08-29 3 MINOCHERHOMJEE ARDA PHD RSLS Common Stock, $0.01 par value per share D 0
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 2017-12-19 4 HealthCor Partners Fund II, L.P. RSLS Series C Convertible Preferred Stock, par value $0.01 C - Conversion D -20.487 26.200
2018-06-05 2017-12-19 4 HealthCor Partners Fund II, L.P. RSLS Common Stock, par value $0.01 per share C - Conversion D 136.580 174.472
2018-04-20 2018-04-18 4 YOUNGSTROM SCOTT P RSLS Stock Option (right to buy) A - Award D 0,65 1.161.797 1.161.797
2018-04-20 2018-04-18 4 GLADNEY DAN W RSLS Stock Option (right to buy) A - Award D 0,65 4.164.281 4.164.281
2017-12-21 2017-12-19 4 Mashaal Michael Y RSLS Series C Convertible Preferred Stock, $0.01 par value S - Sale I -20.487 26.200
2017-12-21 2017-12-19 4 Mashaal Michael Y RSLS Common Stock, $0.01 par value per share C - Conversion I 2.048.700 2.617.077
2017-11-13 3 Haggerty Robert C. RSLS Common Stock, $0.01 par value per share D 0
2017-11-13 3 Schmalz Deborah L. RSLS Common Stock, $0.01 par value per share D 2.000
2017-11-13 3 Schmalz Deborah L. RSLS Common Stock, $0.01 par value per share D 2.000
2017-11-13 3 Scott Amy L. RSLS Common Stock, $0.01 par value per share D 0
2017-10-12 3 Mashaal Michael Y ETRM Series C Convertible Preferred Stock, $0.01 par value per sh I 661.751
2017-10-12 3 Mashaal Michael Y ETRM Series C Convertible Preferred Stock, $0.01 par value per sh I 661.751
2017-10-12 3 Mashaal Michael Y ETRM Common Stock, $0.01 par value per share I 1.183.441
2017-10-12 3 Mashaal Michael Y ETRM Common Stock, $0.01 par value per share I 1.183.441
2017-10-12 2017-10-06 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 2,05 662.975 662.975
2017-10-12 2017-10-06 4 Ansari Naqeeb A. ETRM Stock Option (right to buy) A - Award D 2,05 145.226 145.226
2017-10-12 2017-10-06 4 YOUNGSTROM SCOTT P ETRM Stock Option (right to buy) A - Award D 2,05 284.120 284.120
2017-05-31 2017-05-25 4/A GOLDFISCHER CARL See footnote. ETRM Common Stock S - Sale I 4,8500 -97 -0 0
2017-05-31 2017-05-25 4/A GOLDFISCHER CARL See footnote. ETRM Common Stock S - Sale I 4,8500 -4.571 -22 0
2017-05-26 2017-05-25 4 GOLDFISCHER CARL See footnote note (2) ETRM Common Stock S - Sale I 4,8500 97 0 0
2017-05-26 2017-05-25 4 GOLDFISCHER CARL See footnote (1) ETRM Common Stock S - Sale I 4,8500 4.571 22 0
2017-05-24 3 Nihalani Rajesh ETRM Common Stock, $0.01 par value per share D 0
2017-05-24 2017-05-22 4 Nihalani Rajesh See Footnotes ETRM Non-voting Conditional Convertible Preferred Stock A - Award I 29.108 29.108
2017-05-24 2017-05-22 4 Nihalani Rajesh ETRM Non-voting Conditional Convertible Preferred Stock A - Award D 709.100 709.100
2017-05-24 2017-05-22 4 Nihalani Rajesh ETRM Common Stock, $0.01 par value per share A - Award D 978.845 978.845
2017-02-10 2017-02-08 4 Ansari Naqeeb A. ETRM Stock Option (Right to Buy) A - Award D 7,12 93.250 93.250
2017-02-10 2017-02-08 4 BLACKFORD GARY ETRM Stock Option (Right to Buy) A - Award D 7,12 30.000 30.000
2017-02-10 2017-02-08 4 DeLange Peter M. ETRM Option (Right to Buy) A - Award D 7,12 93.250 93.250
2017-02-10 2017-02-08 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 7,12 466.500 466.500
2017-02-10 2017-02-08 4 GOLDFISCHER CARL ETRM Director Option (Right to Buy) A - Award D 7,12 35.000 35.000
2017-02-10 2017-02-08 4 TETI NICHOLAS ETRM Director Option (Right to Buy) A - Award D 7,12 40.000 40.000
2017-02-10 2017-02-08 4 Tremmel Jon T ETRM Director Option (Right to Buy) A - Award D 7,12 35.000 30.000
2017-02-10 2017-02-08 4 YOUNGSTROM SCOTT P ETRM Stock Option (Right to Buy) A - Award D 7,12 142.200 142.200
2017-02-10 2017-02-08 4 GRIFFIN BOBBY IVAN ETRM Director Option (Right to Buy) A - Award D 7,12 35.000 35.000
2017-02-10 2017-02-08 4 Hickey Paul F. ETRM Stock Option (Right to Bu) A - Award D 7,12 93.250 93.250
2017-02-10 2017-02-08 4 McDougal Lori Courtney ETRM Director Option (Right to Buy) A - Award D 7,12 30.000 30.000
2016-10-05 3 YOUNGSTROM SCOTT P ETRM Common Stock D 0
2016-08-17 3 BLACKFORD GARY ETRM Common Stock D 0
2016-08-17 2016-08-15 4 BLACKFORD GARY ETRM Stock Option (Right to Buy) A - Award D 0,17 1.667 1.667
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 2.570 2.570
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 16,65 -11.666 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 14.733 14.733
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 19,65 -66.885 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 5.039 5.039
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 50,25 -57.543 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1.298 1.298
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -8.333 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1.753 1.753
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 40,05 -15.000 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1.613 1.613
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 38,70 -13.333 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 98 98
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 56,70 -1.111 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 152 152
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -973 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 168 168
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -1.074 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 42 42
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -260 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 175 175
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -1.114 0
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) A - Award D 0,33 5.507 5.507
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) A - Award D 0,33 5.507 5.507
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) D - Sale to Issuer D 16,80 -25.000 0
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) D - Sale to Issuer D 16,80 -25.000 0
2016-06-06 2016-06-03 4 DeLange Peter M. ETRM Common Stock P - Purchase D 0,5500 20.000 11 27.373
2016-05-18 2015-05-16 4 GLADNEY DAN W ETRM Common Stock P - Purchase D 0,7232 84.745 61 134.745
2016-05-17 2016-05-04 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 GRIFFIN BOBBY IVAN ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 KNUDSON MARK B ETRM Director Option (Right to Buy) A - Award D 0,75 3.333 3.333
2016-05-06 2016-05-04 4 TETI NICHOLAS ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 Tremmel Jon T ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 McDougal Lori Courtney ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-02-29 2016-02-25 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,07 50.000 50.000
2016-02-29 2016-02-25 4 KNUDSON MARK B ETRM Director Option (right to buy) A - Award D 1,07 3.333 3.333
2016-01-22 3 Hickey Paul F. ETRM Common Stock D 0
2016-01-22 2016-01-22 4 Hickey Paul F. ETRM Stock Option (Right to Buy) A - Award D 1,32 106.667 106.667
2016-01-21 2016-01-19 4 Ansari Naqeeb A. ETRM Stock Option (Right to Buy) A - Award D 1,31 106.667 106.667
2016-01-20 3 DeLange Peter M. By Son ETRM Common Stock I 7.715
2016-01-20 3 DeLange Peter M. By Son ETRM Common Stock I 7.715
2016-01-20 3 DeLange Peter M. ETRM Common Stock D 14.917
2016-01-20 3 DeLange Peter M. ETRM Common Stock D 14.917
2016-01-20 2016-01-18 4 DeLange Peter M. ETRM Option (Right to Buy) A - Award D 1,38 166.667 166.667
2016-01-19 3 Ansari Naqeeb A. ETRM Common Stock D 20.000
2016-01-19 3 Ansari Naqeeb A. ETRM Common Stock D 20.000
2015-11-16 2015-11-12 4 GLADNEY DAN W ETRM Common Stock P - Purchase D 0,1800 750.000 135 750.000
2015-11-16 2015-11-12 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,1610 310.000 50 613.000
2015-11-04 3 GLADNEY DAN W ETRM Common Stock D 0
2015-11-04 2015-10-28 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 0,25 7.750.000 7.750.000
2015-08-25 2015-08-21 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 0,23 250.000 250.000
2015-08-14 2015-08-13 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,2488 168.000 42 303.000
2015-08-14 2015-08-12 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,2438 135.000 33 135.000
2015-08-04 2015-07-31 4 McDougal Lori Courtney ETRM Stock Option (Right to Buy) A - Award D 0,31 25.000 25.000
2015-06-22 2015-05-06 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,12 25.000 112.498
2015-06-22 2015-05-06 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,12 25.000 112.498
2015-06-08 3 Shikora Scott A ETRM Common Stock D 0
2015-05-14 3 Hancock Bradford C ETRM Common Stock D 0
2015-05-08 2015-05-06 4 GRIFFIN BOBBY IVAN ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 GRIFFIN BOBBY IVAN ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 TETI NICHOLAS ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 TETI NICHOLAS ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 FRIEDMAN CATHY ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 FRIEDMAN CATHY ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Tremmel Jon T ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Tremmel Jon T ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-03-11 2012-11-13 5 LEA GREGORY S ETRM Common Stock S - Sale D 2,5637 -10.500 -27 2.750
2015-03-11 2015-03-09 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 1,11 75.000 75.000
2015-03-11 2015-03-09 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 1,11 225.000 225.000
2015-03-11 2015-03-09 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,11 175.000 175.000
2015-03-11 2015-03-09 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 1,11 75.000 75.000
2015-03-09 2014-11-14 4 Jansz Anthony P. ETRM Performance Option (right to buy) A - Award D 1,14 25.000 25.000
2014-06-20 2014-06-19 4 FRIEDMAN CATHY Family Trust ETRM Common Stock P - Purchase I 1,7010 11.800 20 11.800
2014-05-15 2014-05-07 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-01-09 2014-01-08 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -284.531 -711 1.113.168
2014-01-09 2014-01-07 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -190.334 -476 1.397.699
2014-01-09 2014-01-06 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -81.720 -204 1.588.033
2014-01-09 2014-01-08 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -284.531 -711 1.113.168
2014-01-09 2014-01-07 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -190.334 -476 1.397.699
2014-01-09 2014-01-06 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -81.720 -204 1.588.033
2013-06-04 2013-05-31 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 1,31 1.278.730 1.278.730
2013-06-04 2013-05-31 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,31 1.003.280 1.003.280
2013-06-04 2013-05-31 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 1,31 293.110 293.110
2013-06-04 2013-05-31 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 1,31 257.190 257.190
2013-06-04 2013-05-31 4 Jansz Anthony P. ETRM Performance Option (Right to Buy) A - Award D 1,31 50.000 50.000
2013-06-04 2013-05-31 4 Jansz Anthony P. ETRM Option (Right to Buy) A - Award D 1,31 50.000 50.000
2013-05-10 2013-05-08 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 KLINGENSTEIN PAUL H ETRM Stock Option (right to buy) A - Award D 0,88 10.000 10.000
2013-05-09 2013-05-08 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 37.500
2013-03-01 2013-02-27 4 Jansz Anthony P. Pibrac Property Holdings PTY ETRM Warrants P - Purchase I 1,14 60.000 60.000
2013-03-01 2013-02-27 4 Jansz Anthony P. Pibrac Property Holdings PTY ETRM Common Stock P - Purchase I 0,9500 150.000 142 150.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Warrant (Right to Buy) P - Purchase I 1,14 168.000 168.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Warrant (Right to Buy) P - Purchase I 1,14 420.000 420.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN ETRM Warrant (Right to Buy) P - Purchase D 1,14 252.000 252.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Common Stock P - Purchase I 420.000 1.654.341
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Common Stock P - Purchase I 1.050.000 3.456.512
2013-02-26 2013-02-22 4 DOUGLAS KEVIN ETRM Common Stock P - Purchase D 630.000 3.010.852
2013-01-24 2013-01-22 4 Jansz Anthony P. ETRM Performance Option (Right to Buy) A - Award D 2,65 25.000 25.000
2013-01-24 2013-01-22 4 Jansz Anthony P. ETRM Option (Right to Buy) A - Award D 2,65 50.000 50.000
2012-09-28 2012-09-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 3,35 863.156 863.156
2012-09-28 2012-09-27 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 3,35 1.292.225 1.292.225
2012-09-28 2012-09-27 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 3,35 355.063 355.063
2012-09-28 2012-09-27 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 3,35 291.638 291.638
2012-06-27 2012-06-27 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,2700 -27.599 -90 2.350.486
2012-06-27 2012-06-26 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1600 -8.100 -26 2.378.085
2012-06-27 2012-06-25 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1400 -11.800 -37 2.386.185
2012-06-25 2012-06-22 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1600 -8.400 -27 2.397.985
2012-06-25 2012-06-21 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1300 -10.665 -33 2.406.385
2012-05-16 2012-05-15 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8900 -15.400 -45 2.417.050
2012-05-16 2012-05-14 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8200 -23.012 -65 2.432.450
2012-05-14 2012-05-11 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,7600 -10.370 -29 2.455.462
2012-05-14 2012-05-10 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,7500 -600 -2 2.465.832
2012-05-11 2012-05-09 4 KLINGENSTEIN PAUL H ETRM Stock Option (right to buy) A - Award D 2,77 10.000 10.000
2012-05-10 2012-05-09 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 27.500
2012-05-10 2012-05-09 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-01 2012-04-27 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8000 -25.000 -70 2.466.432
2012-04-19 2012-04-17 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,3600 -11.100 -26 2.491.432
2012-04-19 2012-04-16 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,3500 -14.339 -34 2.502.532
2012-04-19 2012-04-16 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Common Stock P - Purchase I 2,2230 454.341 1.010 1.234.341
2012-04-19 2012-04-16 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Common Stock P - Purchase I 2,2230 681.512 1.515 2.406.512
2012-04-19 2012-04-16 4 DOUGLAS KEVIN ETRM Common Stock P - Purchase D 2,2230 1.135.852 2.525 2.376.872
2011-05-09 3 Jansz Anthony P. Family Trust ETRM Common Stock I 25.000
2011-03-16 3 Tweden Katherine S. ETRM Common Stock D 1.053
2009-10-06 2009-10-05 4 Hudson Bay Capital Management LP See footnotes ETRM Common Stock S - Sale I 0,9180 -196.774 -181 3.729.965
2009-10-06 2009-10-02 4 Hudson Bay Capital Management LP See footnotes ETRM Common stock, par value $0.01 ("Common Stock") S - Sale I 1,0150 -2.234.329 -2.268 3.926.739
2009-10-06 3 Gerber Sander See ETRM Common Stock, par value $0.01 ("Common Stock") I 6.161.068
2009-02-25 2009-02-24 4 Koskinas Ellen E InterWest Partners IX, L.P. ETRM Common Stock Warrant A - Award I 1,38 0,1250 339.201 42 339.201
2009-02-25 2009-02-24 4 Koskinas Ellen E InterWest Partners IX, L.P. ETRM Common Stock P - Purchase I 1,1500 678.402 780 2.225.163
2009-01-29 3 Tremmel Jon T ETRM Common Stock D 6.156
2007-11-21 2007-11-20 4 InterWest Partners IX, LP ETRM Series C Preferred Stock C - Conversion D -1.359.261 0
2007-11-21 2007-11-20 4 InterWest Partners IX, LP ETRM Common Stock C - Conversion D 1.359.261 1.546.761
2007-11-21 2007-11-20 4 InterWest Management Partners IX, LLC by: InterWest Partners IX, LP ETRM Series C Preferred Stock C - Conversion I -1.359.261 0
2007-11-21 2007-11-20 4 InterWest Management Partners IX, LLC By: InterWest Partners IX, LP ETRM Common Stock C - Conversion I 1.359.261 1.546.761
2007-11-19 2007-11-15 4 InterWest Partners IX, LP ETRM Common Stock P - Purchase D 8,0000 187.500 1.500 187.500
2007-11-19 2007-11-15 4 InterWest Management Partners IX, LLC By: InterWest Partners IX, LP ETRM Common Stock P - Purchase I 8,0000 187.500 1.500 187.500
2007-11-14 3 FRIEDMAN CATHY ETRM No securities are held D 0
2007-11-14 3 TETI NICHOLAS ETRM No securities are held D 0
2007-11-14 3 Donders Adrianus ETRM No securities are held D 0
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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