HERZ / Herzfeld Credit Income Fund, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Herzfeld Credit Income Fund, Inc.
US ˙ NasdaqCM ˙ US42804T1060

Total Insiders15
Insider-stemningsscore

Insider Sentiment Score viser, at virksomhederne bliver købt af virksomheders insidere.

Det er resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af insider-akkumulering. Scoringsmodellen bruger en kombination af nettoantallet af insidere, der har købt de foregående 90 dage, det samlede antal aktier købt som en procentdel af float og det samlede antal aktier ejet af insidere. Tallet går fra 0 til 100, hvor højere tal indikerer et højere niveau af akkumulering for sine jævnaldrende, og 50 er gennemsnittet.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med den højeste insider-akkumulering.

Officers sentiment score

Officer Sentiment Score finder virksomheder, der bliver købt af Corporate Officers.

Per definition er Corporate Officers Corporate Insiders, men i modsætning til nogle af de andre Insiders (10 % aktionærer og bestyrelsesmedlemmer), arbejder officerer for virksomheden på daglig basis, og de bruger deres egne penge, når de handler . (10 % aktionærer og bestyrelsesmedlemmer er ofte fondsforvaltere, der administrerer andres penge.) Som sådan er insiderhandler foretaget af embedsmænd meget mere betydningsfulde og bør behandles passende.

Ligesom Insider Sentiment Score er Officer Sentiment Score resultatet af en sofistikeret, multi-faktor kvantitativ model, der identificerer virksomheder med de højeste niveauer af officerakkumulering.

Opdateringsfrekvens: Dagligt

Se Insiders Top Picks, som giver en liste over virksomheder med højeste insider-stemning.

Nøgle Insider Metrics

Dette kort viser, hvordan virksomheden rangerer langs forskellige insider-metrics. Percentilrangen viser, hvordan denne virksomhed sammenligner sig med andre virksomheder på de amerikanske markeder. Højere placeringer er tegn på bedre situationer.

For eksempel er det generelt accepteret, at insider-køb er en positiv indikator, så virksomheder med flere insider-køb vil rangere højere end virksomheder med mindre insider-køb (eller endda insider-salg).

Netto antal insidere, der køber (rang)

N/A

Netto antal insidere, der køber, er det samlede antal insiders, der køber minus det samlede antal insiders, der har solgt inden for de sidste 90 dage. Percentilrangen vises her (spænder fra 0 til 100%).

Procent af float købt af insidere (rangering)

N/A

Procent af float købt af insidere er det samlede antal aktier købt af insidere minus det samlede antal aktier solgt af insidere inden for de sidste 90 dage, divideret med den samlede float og ganget med 100.

Insiderhandelsdiagram

Herzfeld Credit Income Fund, Inc. insiderhandler er vist i følgende diagram. Insidere er embedsmænd, direktører eller betydelige investorer i en virksomhed. Generelt er det generelt ulovligt for insidere at foretage handler i deres virksomheder baseret på væsentlige, ikke-offentlige oplysninger. Dette betyder ikke, at det er ulovligt for dem at handle i deres egne virksomheder. De skal dog rapportere alle handler til SEC via en formular 4.

Insiderliste og lønsomhedsmålinger

Denne tabel viser listen over kendte insidere og genereres automatisk fra arkiveringer, der er videregivet til SEC. Ud over navnene, den seneste titel og direktør, officer eller 10 % ejerbetegnelse giver vi de seneste offentliggjorte besiddelser. Derudover giver vi, når det er muligt, den historiske handelspræstation for insideren. Den historiske handelspræstation er et vægtet gennemsnit af præstationen af faktiske købstransaktioner på det åbne marked foretaget af insideren. For mere information om, hvordan dette beregnes, se dette YouTube-webinar.

See our leaderboard of most profitable insider traders.

Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Teofilo Abraham Babun - 200 207
Phillip Goldstein 10% Owner - [10%] 203.931 210.661
Cecilia L Gondor Director - [D] 44.317 44.317
John A Gelety Director - [D] 10.206 10.206
Thomas J Herzfeld - 1.664.037 1.664.037
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Brigitta Suzanne Herzfeld Director - [D] 131.766 131.766
Erik Mervin Herzfeld President - [O] 640.171 640.171
Ann S Lieff Director - [D] 43.533 43.533
Lee Reanna J.M. Secretary/Treasurer/CCO - [O] 0 0
Thomas K Morgan CCO - [O] 0 0
Insider Gennemsnitlig fortjeneste (%) Aktier
Ejet
Dele
Justeret
Jose Raphael Oro - 0 0
Ryan M Paylor - 50.502 50.502
Zachary Paul Richmond Treasurer - [O] 0 0
Kay W Tatum Director - [D] 5.309 5.309
Alice Tham Secretary - [O] 0 0

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Track Records af insiderkøb - Kortsigtet profitanalyse

I dette afsnit analyserer vi rentabiliteten af ethvert uplanlagt insiderkøb i åbent marked foretaget i HERZ / Herzfeld Credit Income Fund, Inc.. Denne analyse hjælper med at forstå, om insideren konsekvent genererer unormale afkast og er værd at følge. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste køb på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Maks
Pris kl
Maks
Maks
Fortjeneste ($)
Maks. afkast (%)
2025-04-07 HERZFELD THOMAS J 1.706 2,3973 1.706 2,3973 4.090 44 2.7300 568 13,90
2025-04-01 HERZFELD THOMAS J 781 2,6479 781 2,6479 2.068
2025-04-01 Herzfeld Brigitta Suzanne 1.294 2,6479 1.294 2,6479 3.426
2025-03-31 Herzfeld Brigitta Suzanne 607 2,5895 607 2,5895 1.572
2025-03-31 HERZFELD THOMAS J 470 2,5895 470 2,5895 1.217
2025-03-28 Herzfeld Brigitta Suzanne 322 2,6100 322 2,6100 840
2025-03-28 HERZFELD THOMAS J 394 2,6100 394 2,6100 1.028
2025-03-25 Herzfeld Brigitta Suzanne 1.691 2,6991 1.691 2,6991 4.564
2025-03-25 HERZFELD THOMAS J 2.150 2,6990 2.150 2,6990 5.803

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

HERZ / Herzfeld Credit Income Fund, Inc. Insider Trades
Track Records af insidersalg - Kortsigtet tabsanalyse

I dette afsnit analyserer vi den kortsigtede undgåelse af tab af ethvert uplanlagt insidersalg på åbent marked, der foretages i HERZ / Herzfeld Credit Income Fund, Inc.. Et konsekvent mønster af tabsforebyggelse kan tyde på, at fremtidige salgstransaktioner kan forudsige prisfald. Denne analyse er for et år efter hver handel, og resultaterne er teoretiske .

Følgende tabel viser de seneste salg på det åbne marked, der ikke var en del af en automatisk handelsplan.

Handelsdato Insider Rapporteret
Aktier
Rapporteret
Pris
Justeret
Aktier
Justeret
Pris
Omkostningsgrundlag dage til
Min
Pris kl
Min
Max tab
Undgået ($)
Max tab
Undgået (%)
2022-11-14 Paylor Ryan M 615 4,9823 615 4,9823 3.064 360 2.37 -1.606 -52,43
2022-11-14 Herzfeld Erik Mervin 33.365 4,9823 33.365 4,9823 166.234
2022-11-14 HERZFELD THOMAS J 71.983 4,9823 71.983 4,9823 358.641
2021-11-12 Herzfeld Erik Mervin 30.472 6,9810 31.478 6,7580 212.725
2021-11-12 Paylor Ryan M 543 6,9810 561 6,7580 3.791
2021-11-12 HERZFELD THOMAS J 50.406 6,9810 52.069 6,7580 351.884
2021-03-10 Herzfeld Erik Mervin 3.765 6,7958 3.889 6,5787 25.586
2021-03-10 HERZFELD THOMAS J 45.769 6,7958 47.279 6,5787 311.037
2021-03-10 Paylor Ryan M 266 6,7958 275 6,5787 1.808

Justeret pris er den split-justerede pris. Adjusted Shares er de split-justerede aktier.

HERZ / Herzfeld Credit Income Fund, Inc. Insider Trades
Transaktionshistorik

Klik på linkikonet for at se den fulde transaktionshistorik. Transaktioner, der rapporteres som en del af en automatisk handelsplan 10b5-1, vil have et X i kolonnen markeret 10b-5.

Fil
Dato
Handle
Dato
Form Insider Ticker Sikkerhedstitel Kode 10b5-1 Direkte Dyrke motion
Pris
Enhed
Pris
Enheder
Ændret
Værdi
Ændret (1K)
Tilbage
Muligheder
Tilbage
Aktier
2025-07-02 2025-06-30 4 Herzfeld Brigitta Suzanne CUBA Common stock J - Other D 2,4618 7.009 17 131.766
2025-07-02 2025-06-30 4 Paylor Ryan M CUBA Common stock J - Other D 2,4618 4.358 11 50.502
2025-07-02 2025-06-30 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 2,4618 55.241 136 640.171
2025-07-02 2025-06-30 4 HERZFELD THOMAS J CUBA Common stock J - Other D 2,4618 90.313 222 1.664.037
2025-07-02 2025-06-30 4 TATUM KAY W CUBA Common stock J - Other D 2,4618 282 1 5.309
2025-07-02 2025-06-30 4 Gelety John A CUBA Common Stock J - Other D 2,4618 775 2 10.206
2025-07-02 2025-06-30 4 LIEFF ANN S CUBA Common Stock J - Other D 2,4618 3.756 9 43.533
2025-07-02 2025-06-30 4 GONDOR CECILIA L CUBA Common stock J - Other D 2,4618 2.357 6 44.317
2025-04-09 2025-04-07 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,3973 1.706 4 1.573.724
2025-04-03 2025-04-01 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6479 1.294 3 124.757
2025-04-03 2025-04-01 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6479 781 2 1.572.018
2025-04-01 2025-03-31 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,5895 470 1 1.571.237
2025-04-01 2025-03-28 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6100 394 1 1.570.767
2025-04-01 2025-03-31 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,5895 607 2 123.463
2025-04-01 2025-03-28 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6100 322 1 122.856
2025-03-26 2025-03-25 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6991 1.691 5 122.534
2025-03-26 2025-03-24 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6893 815 2 120.843
2025-03-26 2025-03-24 4 Paylor Ryan M CUBA Common stock P - Purchase D 2,6893 20.000 54 46.144
2025-03-26 2025-03-25 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6990 2.150 6 1.570.373
2025-03-26 2025-03-24 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6961 1.674 5 1.568.223
2025-03-18 2025-03-14 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6400 1.430 4 120.028
2025-03-18 2025-03-14 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6400 987 3 1.566.549
2025-03-17 2025-03-13 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6100 1.252 3 1.565.562
2025-03-17 2025-03-12 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6482 7.297 19 1.564.310
2025-03-14 2025-03-13 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6100 1.252 3 1.565.562
2025-03-14 2025-03-12 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,6482 7.297 19 1.564.310
2025-03-14 2025-03-13 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6100 336 1 118.598
2025-03-14 2025-03-12 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,6482 2.462 7 118.262
2025-03-14 2025-03-11 4/A Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,5964 123 0 115.800
2025-03-14 2025-03-10 4/A Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,5700 2.243 6 115.677
2025-03-12 2025-03-11 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 2,5964 123 0 115.800
2025-03-12 2025-03-10 4 Herzfeld Brigitta Suzanne CUBA Common stock P - Purchase D 25,5700 2.243 57 115.677
2025-03-12 2025-03-11 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,5900 877 2 1.557.013
2025-03-12 2025-03-10 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,5700 1.625 4 1.556.136
2025-03-11 2025-03-07 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,5913 1.067 3 1.554.511
2025-03-11 2025-03-07 4 Herzfeld Erik Mervin CUBA Common stock P - Purchase D 2,6000 95.999 250 584.930
2025-03-11 2025-03-07 4 Herzfeld Brigitta Suzanne CUBA common stock P - Purchase D 2,5901 385 1 113.434
2025-03-10 2025-03-06 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,5897 3.563 9 1.553.444
2025-03-10 2025-03-06 4 Paylor Ryan M CUBA Common stock P - Purchase D 2,5844 139 0 26.144
2025-03-10 2025-03-06 4 Herzfeld Brigitta Suzanne CUBA common stock P - Purchase D 25,8440 1.721 44 113.049
2025-03-10 2025-03-06 4 Herzfeld Erik Mervin CUBA Common stock P - Purchase D 2,5932 77.976 202 488.931
2025-03-07 2025-03-05 4 Paylor Ryan M CUBA Common stock P - Purchase D 2,5415 379 1 26.005
2025-03-07 2025-03-06 4 Gelety John A CUBA Common Stock P - Purchase D 2,5800 1.500 4 9.434
2025-03-07 2025-03-05 4 Gelety John A CUBA Common Stock P - Purchase D 2,5000 1.500 4 7.934
2025-03-06 2025-03-05 4 Herzfeld Brigitta Suzanne CUBA common stock P - Purchase D 2,5415 11.377 29 111.328
2025-03-06 2025-03-04 4 Herzfeld Brigitta Suzanne CUBA common stock P - Purchase D 2,4746 13.759 34 99.951
2025-03-06 2025-03-05 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,5582 10.766 28 1.549.881
2025-03-06 2025-03-04 4 HERZFELD THOMAS J CUBA Common stock P - Purchase D 2,4730 16.420 41 1.539.115
2025-02-27 3 Herzfeld Brigitta Suzanne CUBA Common Stock D 86.192
2024-11-21 2024-11-15 4/A Paylor Ryan M CUBA Common stock D - Sale to Issuer D 3,2273 -1.780 -6 23.354
2024-11-21 2024-11-15 4/A HERZFELD THOMAS J CUBA Common stock D - Sale to Issuer D 3,2273 -112.588 -363 1.477.523
2024-11-21 2024-11-15 4/A Herzfeld Erik Mervin CUBA Common stock D - Sale to Issuer D 3,2273 -31.315 -101 410.955
2024-11-19 2024-11-15 4 Herzfeld Erik Mervin CUBA Common stock D - Sale to Issuer D 3,2273 -31.268 -101 411.001
2024-11-19 2024-11-15 4 Paylor Ryan M CUBA Common stock D - Sale to Issuer D 3,2273 -1.776 -6 23.357
2024-11-19 2024-11-15 4 HERZFELD THOMAS J CUBA Common stock D - Sale to Issuer D 3,2273 -112.420 -363 1.477.691
2024-07-17 2024-07-15 4 HERZFELD THOMAS J CUBA Common stock J - Other D 2,3329 72.500 169 1.590.111
2024-07-17 2024-07-15 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 2,3329 18.193 42 442.270
2024-07-17 2024-07-15 4 Paylor Ryan M CUBA Common stock J - Other D 2,3329 1.378 3 25.134
2024-07-17 2024-07-15 4 TATUM KAY W CUBA Common stock J - Other D 2,3329 206 0 5.027
2024-07-17 2024-07-15 4 GONDOR CECILIA L CUBA Common stock J - Other D 2,3329 1.725 4 41.960
2024-07-17 2024-07-15 4 Gelety John A CUBA Common stock J - Other D 2,3329 352 1 6.434
2024-07-17 2024-07-15 4 LIEFF ANN S CUBA Common stock J - Other D 2,3329 1.994 5 36.358
2024-05-14 2024-05-10 4 LIEFF ANN S CUBA Common stock J - Other D 2,4067 1.830 4 34.364
2024-05-14 2024-05-10 4 GONDOR CECILIA L CUBA Common stock J - Other D 2,4067 1.631 4 40.235
2024-05-14 2024-05-10 4 HERZFELD THOMAS J CUBA Common stock J - Other D 2,4067 61.542 148 1.517.611
2024-05-14 2024-05-10 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 2,4067 17.196 41 424.077
2024-05-14 2024-05-10 4 Gelety John A CUBA Common stock J - Other D 2,4067 323 1 6.082
2024-05-14 2024-05-10 4 TATUM KAY W CUBA Common stock J - Other D 2,4067 195 0 4.821
2024-05-14 2024-05-10 4 Paylor Ryan M CUBA Common stock J - Other D 2,4067 1.049 3 23.756
2024-04-15 2024-04-12 4 Paylor Ryan M CUBA Common stock A - Award D 2,4599 4.053 10 22.706
2024-03-26 2024-03-19 4/A Herzfeld Erik Mervin CUBA Common stock D - Sale to Issuer D 3,3833 -64.131 -217 406.881
2024-03-26 2024-03-19 4/A Gelety John A CUBA Common stock D - Sale to Issuer D 3,3833 -908 -3 5.759
2024-03-26 2024-03-19 4/A Paylor Ryan M CUBA Common stock D - Sale to Issuer D 3,3833 -2.939 -10 18.653
2024-03-26 2024-03-19 4/A HERZFELD THOMAS J CUBA Common stock D - Sale to Issuer D 3,3833 -229.498 -776 1.456.069
2024-03-21 2024-03-19 4 Herzfeld Erik Mervin CUBA Common stock D - Sale to Issuer D 3,3833 -64.010 -217 407.002
2024-03-21 2024-03-19 4 Gelety John A CUBA Common stock D - Sale to Issuer D 3,3833 -906 -3 5.760
2024-03-21 2024-03-19 4 HERZFELD THOMAS J CUBA Common stock D - Sale to Issuer D 3,3833 -229.068 -775 1.456.498
2024-03-21 2024-03-19 4 Paylor Ryan M CUBA Common stock D - Sale to Issuer D 3,3833 -2.934 -10 18.657
2024-02-02 2024-01-31 4 HERZFELD THOMAS J CUBA Common stock J - Other D 2,6336 65.791 173 1.685.567
2024-02-02 2024-01-31 4 LIEFF ANN S CUBA Common stock J - Other D 2,6336 1.590 4 32.534
2024-02-02 2024-01-31 4 Gelety John A CUBA Common stock J - Other D 2,6336 325 1 6.667
2024-02-02 2024-01-31 4 TATUM KAY W CUBA Common stock J - Other D 2,6336 171 0 4.626
2024-02-02 2024-01-31 4 Paylor Ryan M CUBA Common stock J - Other D 2,6336 1.055 3 21.592
2024-02-02 2024-01-31 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 2,6336 17.469 46 471.013
2024-02-02 2024-01-31 4 GONDOR CECILIA L CUBA Common stock J - Other D 2,6336 1.431 4 38.604
2023-12-29 2023-12-18 4/A HERZFELD THOMAS J CUBA Common stock X - Other D 2,3100 418.114 966 1.619.776
2023-12-20 2023-12-18 4 LIEFF ANN S CUBA Common stock X - Other D 2,3100 500 1 30.944
2023-12-20 2023-12-18 4 HERZFELD THOMAS J CUBA Common stock X - Other D 2,3100 440.049 1.017 1.641.711
2023-12-20 2023-12-18 4 Herzfeld Erik Mervin CUBA Common stock X - Other D 2,3100 114.035 263 453.544
2023-12-20 2023-12-18 4 GONDOR CECILIA L CUBA Common Stock X - Other D 2,3100 12.391 29 37.173
2023-12-20 2023-12-18 4 Paylor Ryan M CUBA Common stock X - Other D 2,3100 12.469 29 20.537
2023-12-20 2023-12-18 4 TATUM KAY W CUBA Common stock X - Other D 2,3100 1.485 3 4.455
2023-12-15 2023-12-13 4 GONDOR CECILIA L CUBA Common Stock X - Other D 2,3100 12.391 29 24.782
2023-12-15 2023-12-13 4 TATUM KAY W CUBA Common stock X - Other D 2,3100 1.485 3 2.970
2023-12-15 2023-12-13 4 Paylor Ryan M CUBA Common stock X - Other D 2,3100 4.034 9 8.068
2023-12-15 2023-12-13 4 LIEFF ANN S CUBA Common stock X - Other D 2,3100 15.222 35 30.444
2023-12-15 2023-12-13 4 Gelety John A CUBA Common stock X - Other D 2,3100 3.171 7 6.342
2023-12-15 2023-12-13 4 HERZFELD THOMAS J CUBA Common stock X - Other D 2,3100 600.831 1.388 1.202.270
2023-12-15 2023-12-13 4 Herzfeld Erik Mervin CUBA Common stock X - Other D 2,3100 119.428 276 339.508
2023-07-06 2023-06-30 4/A HERZFELD THOMAS J CUBA Common stock J - Other D 3,9028 21.661 85 600.830
2023-07-05 2023-06-30 4 HERZFELD THOMAS J CUBA Common stock J - Other D 3,9028 22.270 87 601.439
2023-07-05 2023-06-30 4 TATUM KAY W CUBA Common stock J - Other D 3,9028 63 0 1.485
2023-07-05 2023-06-30 4 Gelety John A CUBA Common stock J - Other D 3,9028 135 1 3.171
2023-07-05 2023-06-30 4 Paylor Ryan M CUBA Common stock J - Other D 3,9028 113 0 4.033
2023-07-05 2023-06-30 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 3,9028 6.612 26 220.080
2023-07-05 2023-06-30 4 LIEFF ANN S CUBA Common stock J - Other D 3,9028 428 2 15.222
2023-07-05 2023-06-30 4 GONDOR CECILIA L CUBA Common Stock J - Other D 3,9028 348 1 12.391
2023-04-04 2023-03-31 4 GONDOR CECILIA L CUBA Common Stock J - Other D 3,6965 359 1 12.043
2023-04-04 2023-03-31 4 Gelety John A CUBA Common stock J - Other D 3,6965 136 1 3.306
2023-04-04 2023-03-31 4 TATUM KAY W CUBA Common stock J - Other D 3,6965 63 0 1.422
2023-04-04 2023-03-31 4 LIEFF ANN S CUBA Common stock J - Other D 3,6965 441 2 14.794
2023-04-04 2023-03-31 4 Paylor Ryan M CUBA Common stock J - Other D 3,6965 117 0 3.920
2023-04-04 2023-03-31 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 3,6965 6.788 25 213.468
2023-04-04 2023-03-31 4 HERZFELD THOMAS J CUBA Common stock J - Other D 3,6965 22.605 84 579.169
2023-01-04 2022-12-30 4 TATUM KAY W CUBA Common stock J - Other D 3,9557 57 0 1.359
2023-01-04 2022-12-30 4 Paylor Ryan M CUBA Common stock J - Other D 3,9557 102 0 3.803
2023-01-04 2022-12-30 4 Gelety John A CUBA Common stock J - Other D 3,9557 121 0 2.900
2023-01-04 2022-12-30 4 LIEFF ANN S CUBA Common stock J - Other D 3,9557 385 2 14.353
2023-01-04 2022-12-30 4 HERZFELD THOMAS J CUBA Common stock J - Other D 3,9557 20.077 79 556.564
2023-01-04 2022-12-30 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 3,9557 5.945 24 206.680
2023-01-04 2022-12-30 4 GONDOR CECILIA L CUBA Common stock J - Other D 3,9557 312 1 11.684
2022-11-16 2022-11-14 4 HERZFELD THOMAS J CUBA Common stock S - Sale D 4,9823 -71.983 -359 536.489
2022-11-16 2022-11-14 4 Herzfeld Erik Mervin CUBA Common stock S - Sale D 4,9823 -33.365 -166 200.735
2022-11-16 2022-11-14 4 Paylor Ryan M CUBA Common stock S - Sale D 4,9823 -615 -3 3.701
2022-10-04 2022-09-30 4 HERZFELD THOMAS J CUBA Common stock J - Other D 4,2460 20.259 86 608.470
2022-10-04 2022-09-30 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 4,2460 6.188 26 234.100
2022-10-04 2022-09-30 4 Gelety John A CUBA Common stock J - Other D 4,2460 109 0 2.779
2022-10-04 2022-09-30 4 GONDOR CECILIA L CUBA Common stock J - Other D 4,2460 279 1 11.372
2022-10-04 2022-09-30 4 TATUM KAY W CUBA Common stock J - Other D 4,2460 51 0 1.302
2022-10-04 2022-09-30 4 Paylor Ryan M CUBA Common stock J - Other D 4,2460 170 1 4.316
2022-10-04 2022-09-30 4 LIEFF ANN S CUBA Common stock J - Other D 4,2460 343 1 13.968
2022-07-05 2022-06-30 4 Gelety John A CUBA Common stock J - Other D 4,1379 160 1 2.670
2022-07-05 2022-06-30 4 HERZFELD THOMAS J CUBA Common stock J - Other D 4,1379 29.962 124 588.211
2022-07-05 2022-06-30 4 LIEFF ANN S CUBA Common stock J - Other D 4,1379 514 2 13.625
2022-07-05 2022-06-30 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 4,1379 9.240 38 227.912
2022-07-05 2022-06-30 4 GONDOR CECILIA L CUBA Common stock J - Other D 4,1379 381 2 11.093
2022-07-05 2022-06-30 4 TATUM KAY W CUBA Common stock J - Other D 4,1379 75 0 1.251
2022-07-05 2022-06-30 4 Paylor Ryan M CUBA Common stock J - Other D 4,1379 249 1 4.146
2022-06-22 2022-06-17 4 GONDOR CECILIA L CUBA Common stock P - Purchase D 3,8500 1.000 4 10.712
2022-04-04 2022-03-31 4 GONDOR CECILIA L CUBA Common stock J - Other D 4,8893 318 2 9.712
2022-04-04 2022-03-31 4 Paylor Ryan M CUBA Common stock J - Other D 4,8893 200 1 3.897
2022-04-04 2022-03-31 4 TATUM KAY W CUBA Common stock J - Other D 4,8893 60 0 1.176
2022-04-04 2022-03-31 4 HERZFELD THOMAS J CUBA Common stock J - Other D 4,8893 24.364 119 558.249
2022-04-04 2022-03-31 4 Gelety John A CUBA Common stock J - Other D 4,8893 128 1 2.510
2022-04-04 2022-03-31 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 4,8893 11.232 55 218.672
2022-04-04 2022-03-31 4 LIEFF ANN S CUBA Common stock J - Other D 4,8893 430 2 13.111
2022-01-24 2021-12-31 4/A HERZFELD THOMAS J CUBA Common stock J - Other D 5,2816 21.891 116 533.811
2022-01-04 2021-12-31 4 LIEFF ANN S CUBA Common stock J - Other D 5,2816 407 2 12.681
2022-01-04 2021-12-31 4 HERZFELD THOMAS J CUBA Common stock J - Other D 5,2816 18.753 99 530.673
2022-01-04 2021-12-31 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 5,2816 9.901 52 207.440
2022-01-04 2021-12-31 4 GONDOR CECILIA L CUBA Common Stock J - Other D 5,2816 301 2 9.394
2022-01-04 2021-12-31 4 TATUM KAY W CUBA Common stock J - Other D 5,2816 53 0 1.116
2022-01-04 2021-12-31 4 Paylor Ryan M CUBA Common stock J - Other D 5,2816 176 1 3.697
2022-01-04 2021-12-31 4 Gelety John A CUBA Common stock J - Other D 5,2816 113 1 2.382
2021-11-17 2021-11-12 4 HERZFELD THOMAS J CUBA Common stock S - Sale D 6,9810 -50.406 -352 511.919
2021-11-17 2021-11-12 4 Paylor Ryan M CUBA Common stock S - Sale D 6,9810 -543 -4 3.520
2021-11-17 2021-11-12 4 Herzfeld Erik Mervin CUBA Common stock S - Sale D 6,9810 -30.472 -213 197.539
2021-11-01 2021-10-01 4 LIEFF ANN S CUBA Common stock J - Other D 5,6778 546 3 12.274
2021-11-01 2021-09-30 4 Gelety John A CUBA Common stock J - Other D 5,6778 101 1 2.269
2021-11-01 2021-10-01 4 TATUM KAY W CUBA Common stock J - Other D 5,6778 47 0 1.063
2021-10-15 2021-10-04 4 HERZFELD THOMAS J CUBA Common stock J - Other D 5,6778 78 0 562.325
2021-10-15 2021-10-01 4 HERZFELD THOMAS J CUBA Common stock J - Other D 5,6778 3.669 21 562.247
2021-10-15 2021-09-30 4 HERZFELD THOMAS J CUBA Common stock J - Other D 5,6778 15.680 89 558.578
2021-10-15 2021-10-01 4 Herzfeld Erik Mervin CUBA Common stock J - Other D 5,6778 10.157 58 228.011
2021-10-15 2021-09-30 4 Paylor Ryan M CUBA Common stock J - Other D 5,6778 181 1 4.063
2021-10-15 2021-10-01 4 GONDOR CECILIA L CUBA Common Stock J - Other D 5,6778 268 2 9.093
2021-07-12 2021-07-08 4 Paylor Ryan M CUBA Common Stock P - Purchase D 6,1400 1.970 12 3.882
2021-03-12 2021-03-10 4 Herzfeld Erik Mervin CUBA Common stock S - Sale D 6,7958 -3.765 -26 217.854
2021-03-12 2021-03-10 4 HERZFELD THOMAS J CUBA Common stock S - Sale D 6,7958 -45.769 -311 534.316
2021-03-12 2021-03-10 4 Paylor Ryan M CUBA Common stock S - Sale D 6,7958 -266 -2 1.866
2021-03-12 2020-03-16 4/A HERZFELD THOMAS J CUBA Common stock P - Purchase D 3,9500 12.658 50 549.390
2021-03-12 2020-03-13 4/A HERZFELD THOMAS J CUBA Common stock P - Purchase D 4,0806 14.000 57 536.732
2021-03-12 2019-12-31 4/A HERZFELD THOMAS J CUBA Common stock J - Other D 5,8230 5.550 32 522.732
2021-03-12 2019-12-31 4/A HERZFELD THOMAS J CUBA Common stock J - Other D 6,6933 1.477 10 511.452
2021-03-12 2019-10-07 4/A HERZFELD THOMAS J CUBA Common stock J - Other D 6,3530 5.730 36 517.182
2021-03-12 2019-09-30 4/A HERZFELD THOMAS J CUBA Common stock J - Other D 6,5004 1.457 9 509.975
2020-04-21 2020-04-17 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,5500 -1.589 -6 203.931
2020-04-21 2020-04-09 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,6487 -5.177 -19 205.520
2020-04-21 2020-04-08 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,5000 -5.000 -18 210.697
2020-04-21 2020-04-07 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,3584 -25.000 -84 215.697
2020-04-21 2020-04-06 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,1363 -18.714 -59 240.697
2020-04-06 2020-04-01 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,4402 -11.700 -40 259.411
2020-04-06 2020-03-31 4 GOLDSTEIN PHILLIP CUBA Common Stock P - Purchase D 3,5500 -5.365 -19 271.111
2020-04-06 2020-03-30 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,5000 -2.316 -8 276.476
2020-04-06 2020-03-27 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,4634 410 1 278.792
2020-04-06 2020-03-26 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,5582 -12.645 -45 279.202
2020-04-06 2020-03-25 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,3167 -30.002 -100 291.847
2020-04-06 2020-03-24 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,0100 35.000 105 321.849
2020-04-06 2020-03-20 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,0000 -5.000 -15 356.849
2020-04-06 2020-03-19 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 2,8200 5.000 14 361.849
2020-04-06 2020-03-19 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 2,8500 -10.000 -28 366.849
2020-04-06 2020-03-19 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 2,8000 -10.000 -28 376.849
2020-04-06 2020-03-19 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 2,8010 -5.000 -14 386.849
2020-04-06 2020-03-18 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,2500 -608 -2 391.849
2020-04-06 2020-03-17 4 GOLDSTEIN PHILLIP CUBA Common Stock S - Sale D 3,6300 -3.630 -13 392.457
2020-03-25 2020-03-23 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 2,5766 4.153 11 550.609
2020-03-23 2020-03-19 4 GONDOR CECILIA L CUBA Common Stock P - Purchase D 2,7500 3.000 8 8.825
2020-03-16 2020-03-16 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 3,9500 12.658 50 546.456
2020-03-16 2020-03-13 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 4,0806 14.000 57 533.798
2020-03-16 2019-12-31 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 6,8230 5.550 38 519.798
2020-03-16 2019-10-07 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 6,3530 5.730 36 514.248
2020-03-13 2020-03-13 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 4,0806 4.000 16 221.619
2020-03-13 2020-03-12 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 4,0484 6.205 25 217.619
2020-03-13 2020-03-11 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 4,6298 20.000 93 211.414
2020-03-13 2020-01-02 4 Herzfeld Erik Mervin CUBA Common Stock J - Other D 7,0983 7.379 52 191.414
2020-02-12 3 Richmond Zachary Paul CUBA Common Stock D 0
2019-08-29 3/A GOLDSTEIN PHILLIP CUBA Common Stock D 391.087
2019-08-29 2019-08-27 4 GOLDSTEIN PHILLIP CUBA Common Stock L - Other D 6,1500 4.200 26 396.087
2019-08-29 2019-08-26 4 GOLDSTEIN PHILLIP CUBA Common Stock L - Other D 6,1500 800 5 391.887
2019-08-23 3 GOLDSTEIN PHILLIP CUBA Common Stock D 772.174
2019-08-23 3 GOLDSTEIN PHILLIP CUBA Common Stock D 772.174
2019-08-23 3 GOLDSTEIN PHILLIP CUBA Common Stock D 772.174
2019-06-10 2019-06-07 4 GONDOR CECILIA L CUBA Common Stock P - Purchase D 6,1900 1.000 6 5.825
2019-06-10 2019-06-06 4 GONDOR CECILIA L CUBA Common Stock P - Purchase D 6,1800 25 0 4.825
2019-02-14 3 Paylor Ryan M CUBA THE HERZFELD CARIBBEAN BASIN FUND, INC. D 3.240
2019-02-14 3 Paylor Ryan M CUBA THE HERZFELD CARIBBEAN BASIN FUND, INC. D 3.240
2019-01-04 2019-01-03 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 4,9900 10.400 52 508.518
2019-01-04 2019-01-02 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 4,9703 5.600 28 498.118
2019-01-04 2018-12-28 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 4,8457 1.971 10 492.518
2019-01-04 2018-12-28 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 5,0446 7.292 37 490.547
2018-11-13 3 Tham Alice CUBA The Herzfeld Caribbean Basin Fund, Inc. D 0
2018-10-25 2018-10-23 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 5,8395 20.000 117 483.255
2018-10-25 2018-10-24 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 5,7798 30.000 173 184.035
2018-10-25 2018-10-23 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 5,8395 3.500 20 154.035
2018-09-19 3 Morgan Thomas K CUBA The Herzfeld Caribbean Basin Fund, Inc. D 0
2018-06-27 2018-06-25 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,6900 10.000 67 463.255
2018-04-25 2018-04-23 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,0852 5.000 35 453.255
2018-04-06 2018-04-04 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9893 5.000 35 448.255
2018-04-06 2018-04-04 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 6,9893 5.000 35 150.434
2018-03-23 2018-03-22 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,0900 5.000 35 443.255
2018-03-23 2018-03-21 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,1800 2.506 18 438.255
2018-03-21 2018-03-19 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,1195 11.100 79 435.749
2018-03-02 2018-02-28 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2800 80 1 424.649
2018-01-18 2018-01-18 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,4076 10.000 74 424.569
2018-01-18 2018-01-16 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,3700 420 3 414.569
2018-01-18 2018-01-03 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 7,1392 1.961 14 414.149
2018-01-12 2018-01-11 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2000 7.800 56 412.188
2018-01-12 2018-01-10 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2109 1.700 12 404.388
2018-01-09 2018-01-09 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2333 4.000 29 402.688
2018-01-09 2018-01-08 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2508 9.800 71 398.688
2018-01-09 2018-01-05 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2100 100 1 388.888
2018-01-03 2018-01-03 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,2100 1.200 9 388.788
2018-01-03 2018-01-02 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,1272 4.100 29 387.588
2018-01-03 2017-12-29 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,1457 13.990 100 383.488
2017-12-22 2017-12-21 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 7,0993 10.000 71 145.535
2017-12-08 2017-12-08 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 7,0300 1.100 8 135.535
2017-12-08 2017-12-06 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 6,9800 20.000 140 134.435
2017-11-29 2017-11-29 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,0540 9.500 67 369.498
2017-11-29 2017-11-28 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,0200 6.510 46 359.998
2017-11-29 2017-11-27 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9639 610 4 353.488
2017-10-03 2017-10-02 4 GONDOR CECILIA L CUBA Common Stock P - Purchase D 7,2299 1.000 7 4.800
2017-05-26 2017-05-24 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9900 3.000 21 352.878
2017-05-23 2017-05-19 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9700 399 3 349.878
2017-05-18 2017-05-17 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,1000 1.670 12 349.479
2017-05-18 2017-05-16 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 7,1344 2.000 14 347.809
2017-04-19 2017-04-17 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9000 3.036 21 345.809
2017-04-10 2017-04-07 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9709 70 0 342.773
2017-04-10 2017-04-06 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 6,9244 15.000 104 114.435
2017-03-30 2017-03-30 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9953 60 0 342.703
2017-03-30 2017-03-29 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9627 50 0 342.643
2017-03-30 2017-03-28 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,8766 50 0 342.593
2017-03-23 2017-03-23 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9238 120 1 342.543
2017-03-23 2017-03-22 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,8896 7 0 342.423
2017-03-23 2017-03-21 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9300 120 1 342.416
2017-03-17 2017-03-16 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,9496 40 0 342.296
2017-03-17 2017-03-15 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,8820 60 0 342.246
2017-03-17 2016-12-28 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 6,4000 2.077 13 342.186
2017-01-19 2017-01-18 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 6,4800 1.218 8 99.435
2017-01-19 2017-01-17 4 Herzfeld Erik Mervin CUBA Common Stock P - Purchase D 6,4868 7.037 46 98.217
2017-01-19 2015-01-08 4 Herzfeld Erik Mervin CUBA Common Stock J - Other D 8,4155 6.397 54 91.180
2017-01-17 2017-01-17 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,4725 2.500 16 340.109
2017-01-17 2017-01-17 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,4700 2.500 16 337.609
2017-01-17 2017-01-13 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,4900 2.326 15 335.109
2017-01-17 2017-01-12 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,4900 400 3 332.783
2016-12-27 2016-12-23 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,7565 160 1 332.383
2016-12-22 2016-12-22 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,8082 310 2 332.223
2016-12-22 2016-12-20 4 HERZFELD THOMAS J CUBA Common Stock P - Purchase D 6,7283 100 1 331.913
2016-12-22 2016-01-05 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 6,2700 2.895 18 331.813
2016-12-22 2015-01-07 4 HERZFELD THOMAS J CUBA Common Stock J - Other D 7,8500 8.491 67 328.918
2015-02-19 3 Oro Jose Raphael CUBA The Herzfeld Caribbean Basin Fund Inc. Common Stock D 0
2015-02-19 3 Babun Teofilo Abraham CUBA The Herzfeld Caribbean Basin Fund Inc. Common Stock D 200
2015-02-19 3 Babun Teofilo Abraham CUBA The Herzfeld Caribbean Basin Fund Inc. Common Stock D 200
2014-12-24 2014-12-23 4 TATUM KAY W CUBA Common Stock S - Sale D 13,0200 -412 -5 1.000
2014-12-24 2014-12-23 4 Herzfeld Erik Mervin CUBA Common Stock S - Sale D 13,3765 -78.475 -1.050 84.783
2014-12-24 2014-12-23 4 HERZFELD THOMAS J CUBA Common Stock S - Sale D 13,3765 -4.295 -57 320.427
2014-12-24 2014-12-23 4 LIEFF ANN S CUBA Common Stock S - Sale D 13,2600 -3.418 -45 11.728
2014-12-23 2014-12-22 4 HERZFELD THOMAS J CUBA Common Stock S - Sale D 13,0865 -100.000 -1.309 324.722
2014-12-23 2014-12-19 4 HERZFELD THOMAS J CUBA Common Stock S - Sale D 11,5174 -100.000 -1.152 424.722
2014-12-16 2014-12-12 4 HERZFELD THOMAS J CUBA Common Stock X - Other D 6,7700 274.005 1.855 524.722
2014-12-16 2014-12-12 4 Herzfeld Erik Mervin CUBA Common Stock X - Other D 6,7700 102.497 694 163.258
2014-12-16 2014-12-12 4 LIEFF ANN S CUBA Common Stock X - Other D 6,7700 1.700 12 15.146
2014-12-16 2014-12-12 4 Gelety John A CUBA Common Stock X - Other D 6,7700 434 3 2.168
2014-12-16 2014-12-12 4 GONDOR CECILIA L CUBA Common Stock X - Other D 6,7700 188 1 3.800
2014-12-16 2014-12-12 4 TATUM KAY W CUBA Common Stock X - Other D 6,7700 606 4 1.412
2014-12-08 2014-12-04 4 TATUM KAY W CUBA Non-Transferrable rights X - Other D 6,77 -606 0
2014-12-08 2014-12-04 4 TATUM KAY W CUBA Common Stock X - Other D 6,7700 202 1 806
2014-12-08 2014-12-04 4 Herzfeld Erik Mervin CUBA Non-Transferrable Rights X - Other D 6,77 -45.573 0
2014-12-08 2014-12-04 4 Herzfeld Erik Mervin CUBA Common Stock X - Other D 6,7700 15.191 103 60.761
2014-12-08 2014-01-08 4 Herzfeld Erik Mervin CUBA Common Stock J - Other D 8,1867 5.570 46 45.570
2014-12-08 2014-12-04 4 GONDOR CECILIA L CUBA Non-Transferrable Rights X - Other D 6,77 -2.709 0
2014-12-08 2014-12-04 4 GONDOR CECILIA L CUBA Common Stock X - Other D 6,7700 903 6 3.612
2014-12-08 2014-12-04 4 Gelety John A CUBA Non-Transferrable rights X - Other D 6,77 -1.302 0
2014-12-08 2014-12-04 4 Gelety John A CUBA Common Stock X - Other D 6,7700 434 3 1.734
2014-12-08 2014-12-04 4 HERZFELD THOMAS J CUBA Non-Transferable Rights X - Other D 6,77 -179.967 0
2014-12-08 2014-12-04 4 HERZFELD THOMAS J CUBA Common Stock X - Other D 6,7700 59.989 406 250.717
2014-12-08 2014-12-04 4 LIEFF ANN S CUBA Non-Transferrable Rights X - Other D 6,77 -10.086 0
2014-12-08 2014-12-04 4 LIEFF ANN S CUBA Common Stock X - Other D 6,7700 3.362 23 13.446
2014-09-17 3 GONDOR CECILIA L CUBA The Herzfeld Caribbean Basin Fund, Inc. Common Stock D 5.418
2014-09-17 3 GONDOR CECILIA L CUBA The Herzfeld Caribbean Basin Fund, Inc. Common Stock D 5.418
2014-09-17 3 Lee Reanna J.M. CUBA The Herzfeld Caribbean Basin Fund, Inc D 0
2013-12-23 2013-12-19 4 HERZFELD THOMAS J CUBA The Herzfeld Caribbean Basin Fund (common shares) P - Purchase D 7,8983 1.800 14 190.728
2013-12-19 2013-12-18 4 HERZFELD THOMAS J CUBA The Herzfeld Caribbean Basin Fund (common shares) P - Purchase D 7,7981 4.100 32 188.928
2013-12-19 2013-12-17 4 HERZFELD THOMAS J CUBA The Herzfeld Caribbean Basin Fund (common shares) P - Purchase D 7,7894 2.000 16 184.828
2013-12-19 2012-12-26 4 HERZFELD THOMAS J CUBA The Herzfeld Caribbean Basin Fund (common shares) J - Other D 7,5850 1.550 12 182.828
2013-12-04 2013-12-03 4 Gelety John A CUBA Common Shares P - Purchase D 8,9373 375 3 1.300
2012-12-18 2012-12-13 4/A Herzfeld Erik Mervin CUBA The Herzfeld Caribbean Basin Fund, Inc. common shares P - Purchase D 7,5920 8.840 67 40.000
2012-12-14 2012-12-13 4 Herzfeld Erik Mervin CUBA The Herzfeld Caribbean Basin Fund, Inc. common shares P - Purchase D 7.592,0000 8.840 67.113 40.000
2012-12-11 3 Gelety John A CUBA No securities were beneficially owned as of 8/10/2011 D 0
2012-12-11 2012-12-07 4 Gelety John A CUBA Common Shares P - Purchase D 7,5000 925 7 925
2012-07-25 2012-07-24 4 HERZFELD THOMAS J CUBA Common Shares P - Purchase D 6,8000 2.000 14 181.278
2012-07-25 2012-07-23 4 HERZFELD THOMAS J CUBA Common Shares P - Purchase D 6,8132 10.000 68 179.278
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)
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