Grundlæggende statistik
| LEI | 5493000ZBMNISJ2R6009 |
| CIK | 1674227 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SCWorx Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| April 23, 2025 |
SCWorx Corp. 100 S Ashley Dr, Suite 600 Tampa, FL 33602 SCWorx Corp. 100 S Ashley Dr, Suite 600 Tampa, FL 33602 April 23, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Cara Wirth, Esq. SCWorx Corp. - Registration Statement on Form S-1 (File No. File No. 333-284893) Ladies and Gentlemen: Pursuant to Rule 461 of the Securities Act of 1933, as amended (the “Act”), SCWor |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2025 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 16, 2025 |
As filed with the Securities and Exchange Commission on April 16, 2025 As filed with the Securities and Exchange Commission on April 16, 2025 Registration No. |
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| March 31, 2025 |
Exhibit 97.1 SCWORX CORP. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE COMPENSATION (Adopted October 5, 2023) 1. INTRODUCTION SCWorx corp. (the “Company”) is adopting this policy (this “Policy”) to provide for the Company’s recovery of Erroneously Awarded Compensation (as defined below) to Affected Officers (as defined below) under certain circumstances in accordance with the Clawback Rule |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWORX CORP. |
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| February 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables (Form Type) (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Stock Common stock, $0. |
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| February 13, 2025 |
As filed with the Securities and Exchange Commission on February 13, 2025 As filed with the Securities and Exchange Commission on February 13, 2025 Registration No. |
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| January 23, 2025 |
Form of Senior Secured Convertible Note dated January 21, 2025 Exhibit 10.2 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A |
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| January 23, 2025 |
Form of Series A, Series B and Series C Warrant dated January 21, 2025 Exhibit 4.1 [FORM OF SERIES A WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE R |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 23, 2025 |
Securities Purchase Agreement dated January 21, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 21, 2025, is by and among SCWorx Corp., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The Company and each Buyer is executing and delivering thi |
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| January 23, 2025 |
Exhibit 10.4 GUARANTY AND SECURITY AGREEMENT GUARANTY AND SECURITY AGREEMENT, dated as of January 21, 2025 (this “Agreement”), made by SCWORX CORP., a Delaware corporation (the “Company”) and each of the undersigned direct and indirect domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of IROQUOIS |
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| January 23, 2025 |
Exhibit 10.6 LOCK-UP AGREEMENT January 21, 2025 SCWorx Corp. 260 Madison Avenue, 8th Floor New York, New York 10016 The several Purchasers under the Purchase Agreement (defined below) Re: Securities Purchase Agreement, dated as of January 21, 2025 (the “Purchase Agreement”), between SCWorx Corp. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purch |
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| January 23, 2025 |
Amendment and Consent dated November 18, 2024 Exhibit 10.5 Execution Copy 11/18/2024 Amendment AND CONSENT This Amendment and Consent (this “Agreement”), dated as of November 18, 2024, is by and among SCWorx Corp., a Delaware corporation (the “Company”), and each investor listed on the signature page attached hereto (collectively, the “Investors”) and CorProminence, LLC, d/b/a Core IR (the “Claimant”). WITNESSETH Whereas, the Company and the |
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| December 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 5, 2024 |
WORX / SCWorx Corp. / Iroquois Capital Management, LLC Passive Investment SC 13G 1 c110625sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* SCWorx Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 78396V208 (CUSIP Number) November 18, 2024 (Date of Eve |
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| December 5, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) EX-1 2 c110625ex1.htm Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| November 26, 2024 |
WORX / SCWorx Corp. / Aramas Capital Holdings LLC Passive Investment SC 13G 1 worx.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) SCWorx Corp. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 78396V208 (CUSIP Number) 11/18/24 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 25, 2024 |
Form of Warrant dated November 2024 Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| November 25, 2024 |
Form of Securities Purchase Agreement dated November 18, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of November 18, 2024, between SCWorx Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Ex |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| October 10, 2024 |
Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED ARE TRUE AND CORRECT COPIES OF ALL DOCUMENTS ON FILE OF “SCWORX CORP.” AS RECEIVED AND FILED IN THIS OFFICE. THE FOLLOWING DOCUMENTS HAVE BEEN CERTIFIED: CERTIFICATE OF INCORPORATION, FILED THE TWELFTH DAY OF FEBRUARY, A.D. 2015, AT 2:49 O’CLOCK P.M. AND I |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWORX CORP. |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| July 16, 2024 |
Form of Senior Secured Convertible Note dated July 16, 2024 Exhibit 10.2 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A |
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| July 16, 2024 |
Settlement Agreement with CorProminence LLC D/B/A CoreIR Exhibit 10.8 Execution Version CONFIDENTIAL SETTLEMENT AGREEMENT AND RELEASE This CONFIDENTIAL SETTLEMENT AGREEMENT AND RELEASE (this “Agreement”) is entered into as of this 12th day of July 2024, by and between CorProminence, LLC, d/b/a Core IR (the “Claimant”), and SCWorx Corp. (“SCWorx” or the “Respondent”). The Claimant and Respondent are referred to collectively in this Agreement as the “Part |
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| July 16, 2024 |
Form of Series A, Series B and Series C Warrant dated July 16, 2024 Exhibit 4.1 [FORM OF SERIES A WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE R |
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| July 16, 2024 |
Exhibit 10.6 LOCK-UP AGREEMENT July 12, 2024 SCWorx Corp. 590 Madison Avenue, 21st Floor New York, New York 10022 The several Purchasers under the Purchase Agreement (defined below) Re: Securities Purchase Agreement, dated as of July 12, 2024 (the “Purchase Agreement”), between SCWorx Corp. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purchasers |
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| July 16, 2024 |
Form of Guaranty and Security Agreement* Exhibit 10.4 GUARANTY AND SECURITY AGREEMENT GUARANTY AND SECURITY AGREEMENT, dated as of July 12, 2024 (this “Agreement”), made by SCWORX CORP., a Delaware corporation (the “Company”) and each of the undersigned direct and indirect domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of IROQUOIS CAP |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 16, 2024 |
Registration Rights Agreement dated July 16, 2024 Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 12, 2024, is by and among SCWorx Corp., a Delaware corporation (the “Company”), and the undersigned investors under the Securities Purchase Agreement and the Claimant under the Settlement Agreement (each sometimes individually referred to as a “Buyer,” and collectively, the “Buyers”). |
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| July 16, 2024 |
Form of Securities Purchase Agreement dated July 16, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 12, 2024, is by and among SCWorx Corp., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The Company and each Buyer is executing and delivering this A |
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| July 16, 2024 |
Exhibit 10.7 Form of Voting Agreement Voting Agreement Voting Agreement (this “Agreement”), dated July 12, 2024, by and among SCWorx Corp., a Delaware corporation (the “Company”) and the Stockholders listed on the signature pages hereto under the heading “Stockholders” (each a “Stockholder” and collectively, the “Stockholders”). WHEREAS, the Company and certain Buyers have entered into a Securitie |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 21, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 14, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 12, 2024 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 1, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V208 (Check one): ☒ Form 10-K ☐ Form 20-F ☐Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition |
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| March 29, 2024 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 21, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Ex |
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| November 14, 2023 |
Certificate of Incorporation, as amended October 6, 2023* Exhibit 3.1 |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 16, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 6, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 17, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. |
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| August 3, 2023 |
Exhibit 99.1 Sent via electronic delivery July 28, 2023 Chris Kohler CFO SCWorx Corp. 590 Madison Avenue 21st Floor New York, NY 10022 RE: SCWorx Corp. (Symbol: WORX) Nasdaq Listing Qualifications Hearings Docket No. NQ 6624C-23 Dear Mr. Kohler: We have received your request on behalf of SCWorx Corp. (the “Company”) for a temporary exception to regain compliance with The Nasdaq Stock Market LLC’s |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2023 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWORX CORP. |
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| April 17, 2023 |
Description of Registrant’s Securities* Exhibit 4.1 Description of Registrant’s Securities Authorized Capital Stock The Company’s authorized capital stock consists of 45,900,000 shares of capital stock, par value $0.001 per share, of which 45,000,000 shares are common stock, par value $0.001 per share and 900,000 shares are preferred stock, par value $0.001 per share. Common Stock Each holder of our common stock is entitled to one vote |
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| March 31, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V109 (Check one): ☒ Form 10-K ☐ Form 20-F ☐Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2022 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 6, 2022 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| November 14, 2022 |
Form of Securities Purchase Agreement dated September 9, 2022* Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of the “Effective Date”) by and among SCWorx Corp., a Delaware corporation, located at 590 Madison Ave, New York, NY 10022 (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a purchaser and collectively purchasers both d |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Ex |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. |
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| October 25, 2022 |
WORX / Scworx Corp / Gamberale Joseph - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SCWorx Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 78396V109 (CUSIP Number) 102 NE 2nd Street, Suite 311 Boca Raton, Florida 33486 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communicati |
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| September 6, 2022 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2022 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| September 6, 2022 |
Form of Securities Purchase Agreement dated September 9, 2022 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of the ?Effective Date?) by and among SCWorx Corp., a Delaware corporation, located at 590 Madison Ave, New York, NY 10022 (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a purchaser and collectively purchasers both d |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| August 8, 2022 |
PROSPECTUS SCWORX CORP. 2,288,585 shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-266347 PROSPECTUS SCWORX CORP. 2,288,585 shares of Common Stock This prospectus relates to the sale of up to 2,288,585 shares of our common stock which may be offered by the selling stockholder, Tumim Stone Capital, LLC (?Tumim? or the ?Selling Stockholder?). The shares of common stock being offered by the Selling Stockholder are outstanding or |
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| August 3, 2022 |
SCWORX CORP. 590 MADISON AVE, 21ST FLOOR NEW YORK, NY 10022 SCWORX CORP. 590 MADISON AVE, 21ST FLOOR NEW YORK, NY 10022 August 3, 2022 Via EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D. C. 20549 Re: SCWorx Corp. Registration Statement on Form S-1 File No. 333-266347 Ladies and Gentlemen: In accordance with Rule 461 promulgated pursuant to the Securities Act of 1933, SCWorx Corp. is hereby requesti |
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| July 27, 2022 |
As filed with the Securities and Exchange Commission on July 27, 2022 As filed with the Securities and Exchange Commission on July 27, 2022 Registration No. |
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| July 27, 2022 |
Exhibit 107 Calculation of Filing Fee Tables ?????? (Form Type) SCWorx Corp. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forwar |
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| July 6, 2022 |
Exhibit 99.1 July 6, 2022 SCWorx Announces Final Approval of Previously Disclosed Securities Class Action and Derivative Action Lawsuits July 5, 2022 New York, NY, (GLOBE NEWSWIRE) - SCWorx Corp. (Nasdaq: WORX) today announced that it has received final court approval to settle both the securities class action and derivative action lawsuits which were commenced in 2020. The class action was consol |
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| July 6, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2022 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 5, 2022 |
Exhibit 4.1 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of June 28, 2022, is by and between Tumim Stone Capital LLC, a Delaware limited liability company (the ?Investor?), and SCWorx Corp., a Delaware corporation (the ?Company?). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreemen |
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| July 5, 2022 |
SCWorx Announces Common Stock Purchase Agreement with Institutional Investor Exhibit 99.1 SCWorx Announces Common Stock Purchase Agreement with Institutional Investor New York, NY, July 05, 2022 (GLOBE NEWSWIRE) - SCWorx Corp., a Delaware corporation (the ?Company?), announced that it has entered into a common stock purchase agreement (the ?Purchase Agreement?) with an institutional investor (the ?Institutional Investor? or ?Investor?). Under the terms and subject to the c |
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| July 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2022 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 5, 2022 |
Exhibit 10.1 Execution Version COMMON STOCK PURCHASE AGREEMENT Dated as of June 28, 2022 by and between SCWORX CORP. and TUMIM STONE CAPITAL LLC Table of Contents Page Article I DEFINITIONS 1 Article II PURCHASE AND SALE OF COMMON STOCK 1 Section 2.1. Purchase and Sale of Stock 1 Section 2.2. Closing Date; Settlement Dates 2 Section 2.3. Initial Public Announcements and Required Filings 2 Article |
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| June 13, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 8, 2022 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| June 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 31, 2022 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| June 8, 2022 |
Exhibit 99.1 June 6, 2022 SCWorx Completes Settlement of Previously Disclosed SEC Matter New York, NY, June 6, 2022 (GLOBE NEWSWIRE) ? SCWorx Corp (Nasdaq: WORX) today announced that the Company has received final court approval for a settlement with the Securities and Exchange Commission (?SEC?), to resolve the SEC matter arising out of the Company?s April 13, 2020 press release and the events th |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| April 8, 2022 |
Stipulation of Settlement with Exhibits Exhibit 1.01 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK IN RE SCWORX CORP. DERIVATIVE LITIGATION Lead Case No. 1:20-cv-04554-JGK EXHIBIT C NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF STOCKHOLDER DERIVATIVE ACTIONS TO: ALL RECORD HOLDERS AND BENEFICIAL OWNERS OF SCWORX CORP. (?SCWORX? OR THE ?COMPANY?) COMMON STOCK (TICKER SYMBOL: WORX) AS OF FEBRUARY 15, 2022. PLEA |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 25, 2022 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 31, 2022 |
Class Action Settlement Agreement dated December 20, 2021 Exhibit 10.7 EXHIBIT 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK DANIEL YANNES, Individually and on Behalf of All Others Similarly Situated, Plaintiff, CIVIL ACTION NO.: 20-CV-3349-JGK vs. SCWORX CORPORATION and MARC S. SCHESSEL, Defendants. STIPULATION AND AGREEMENT OF SETTLEMENT This Stipulation and Agreement of Settlement dated February 11, 2022 (?Stipulation?) is entered into |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWORX CORP. |
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| March 31, 2022 |
Derivative Action Settlement Agreement dated December 24, 2021* Exhibit 10.8 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK IN RE SCWORX CORP. DERIVATIVE LITIGATION Lead Case No. 1:20-cv-04554-JGK STIPULATION OF SETTLEMENT This Stipulation of Settlement (the ?Stipulation?) dated February 15, 2022, is made and entered into by the following Parties (as defined herein), each by and through their respective counsel: (1) plaintiffs in the |
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| February 17, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 11, 2022 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| January 28, 2022 |
Sadler Gibb letter addressed to the Securities and Exchange Commission Exhibit 16.1 July 12, 2021 Securities and Exchange Commission 100 F Street, N.W. Washington, D.C. 20549-7561 Ladies and Gentlemen: We have read Item 4.01 and Item 4.02 of the Current Report on Form 8-K dated April 15, 2021 filed by SCWorx Corp. (the ?Company?) and have the following comments: 1. We agree with the statements made in the first, second, fifth, sixth and seventh sentences of the first |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| December 29, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 24, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| December 28, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| December 27, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 20, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Ex |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. |
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| September 23, 2021 |
Exhibit 10.2 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of September 17, 2021, is by and among SCWorx Corp., a Delaware corporation with offices located at 590 Madison Ave., 21st. fl., New York, New York, 10022 (the ?Company?), and the undersigned buyers (each, a ?Buyer,? and collectively, the ?Buyers?). RECITALS A. In connection |
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| September 23, 2021 |
SCWorx Announces Funding by an Institutional Investor Exhibit 99.1 SCWorx Announces Funding by an Institutional Investor NEW YORK, N.Y., September 23, 2021 (GLOBE NEWSWIRE) ? SCWorx Corp. (Nasdaq: WORX), a provider of data management services for healthcare providers, announced today that it has completed the offering, sale, and issuance of 298,883 shares of its common stock and a warrant to purchase up to 298,883 shares of common stock, for aggregat |
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| September 23, 2021 |
Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of September 17, 2021, is by and among SCWorx Corp., a Delaware corporation with offices located at 590 Madison Ave., 21 St. FL., New York, New York 10022, (the ?Company?), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a ?Buyer? and |
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| September 23, 2021 |
Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| September 23, 2021 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 17, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| July 22, 2021 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 25, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 28, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| June 4, 2021 |
SCWorx Announces Compliance with Nasdaq Listing Standards and Appointment of Tim Hannibal as CEO Exhibit 99.1 SCWorx Announces Compliance with Nasdaq Listing Standards and Appointment of Tim Hannibal as CEO NEW YORK, N.Y., June 01, 2021 (GLOBE NEWSWIRE) - SCWorx Corp. (Nasdaq: WORX), a provider of data management services to healthcare providers, announced today that it has regained compliance with The Nasdaq Stock Market?s (?Nasdaq?) continued listing requirements regarding annual stockholde |
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| May 28, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 24, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| May 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| May 19, 2021 |
Exhibit 10.5 SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (?Settlement Agreement?) is entered into this 12th day of March, 2021 between SCWorx Corp. (?SCWorx?) on the one hand, and USA Procurements, LLC (?USAP?) on the other hand. SCWorx and USAP are collectively referred to herein as the ?Parties.? WHEREAS, on May 26, 2020, SCWorx and USAP entered into a Purchase Agreeme |
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| May 19, 2021 |
Equity Financing and warrant agreement dated December 31, 2020* Exhibit 10.2 |
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| May 19, 2021 |
Consulting Agreement dated January 19, 2020 with Marc Schessel* Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement, including Exhibit A, dated effective January 15, 2021 (the ?Effective Date?) (this ?Agreement?), is made and entered into by and among SCWorx Corp. and its subsidiaries (collectively, the ?Company?) and Marc S. Schessel (the ?Consultant?). Reference is made to that certain Employment Agreement (?Employment Agreement?) and Non-Competition |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWORX CORP. |
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| May 19, 2021 |
Equity Financing and warrant agreement dated January 6, 2021* Exhibit 10.3 |
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| May 19, 2021 |
Exhibit 10.4 TERMS AND CONDITIONS OF PURCHASE Number: THESE TERMS AND CONDITIONS OF PURCHASE (?Terms & Conditions?) are made and effective this 26th day of May, 2020, by and between SCWorx Corp., a Delaware Corporation (?Purchaser?), and USA Procurements, LLC, 1100 Poydras St, New Orleans, LA 70163 (hereinafter) (?Seller?). Purchaser and Seller are sometimes hereinafter referred to individually as |
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| May 18, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V109 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Re |
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| May 5, 2021 |
Quarterly Report - AMENDMENT NO. 1 TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q\A ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. ( |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant S Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. |
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| April 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 23, 2021 |
Nasdaq issues SCWorx Notice of Deficiency Due to Company’s 2020 Form 10K not yet being Filed Exhibit 99.1 Nasdaq issues SCWorx Notice of Deficiency Due to Company’s 2020 Form 10K not yet being Filed NEW YORK, NY, April 23, 2021 - SCWorx Corp. (Nasdaq: WORX) announced today that on April 19, 2021 and April 21, 2021, the Nasdaq Stock Market notified the Company that it was not in compliance with the Nasdaq’s rules for continued listing because the Company has not yet filed its 10-K for the |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 1, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V109 (Check one): ? Form ? 10-K Form 20-F ?Form 11-K Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Re |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant S Filed by a Party other than the Registrant ? Check the appropriate box: S Preliminary Proxy Statement. |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-541231 (State or other jurisdiction of incorporation) (Commission File |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* SCWorx Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 78396V109 (CUSIP Number) 102 NE 2nd Street, Suite 311 Boca Raton, Florida 33486 917-693-7561 (Name, Address and Telephone Number of Person Authorized t |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 25, 2021 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SCWorx Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 78396V109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2021 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 16, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Ex |
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| November 5, 2020 |
AMMA / Alliance MMA, Inc. / Gamberale Joseph - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SCWorx Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 78396V109 (CUSIP Number) 102 NE 2nd Street, Suite 311 Boca Raton, Florida 33486 917-693-7561 (Name, Address and Telephone Number of Person Authorized to |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 1, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| October 20, 2020 |
Exhibit 1.01- Letter of WithumSmith + Brown Exhibit 1.01 October 20, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have been furnished with a copy of the disclosures in Item 4.01 of Form 8-K for the event that occurred on October 14, 2020, to be filed by our former client, SC Worx, Corp. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s/ W |
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| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 25, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 10, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 14, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 7, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 7, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 1, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| June 29, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V109 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Re |
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| June 12, 2020 |
Exhibit 10.5 Note: The Service Provider’s names specified in this exhibit has been excluded from the exhibit because the identity of said provider is both not material and would likely cause competitive harm to the registrant if publicly disclosed. SCWorx Corp. 590 Madison Ave. New York, NY [redacted] April 16, 2020 [redacted] RE: SCWorx Corp./ [redacted]. Service and Software License Agreement Ge |
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| June 12, 2020 |
Exhibit 10.2 |
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| June 12, 2020 |
Executive Employment Agreement between the Company and Marc Schessel, effective February 1, 2019* Exhibit 10.21 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into effective as of February 1, 2019, by and between SCWorx Corp., a Delaware corporation (the “Company”), and Marc S. Schessel, an individual and resident of the State of New York (the “Executive”). In consideration of the mutual covenants and undertakings herein contained, the |
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| June 12, 2020 |
Supply Agreement dated April 29, 2020(name of supplier, unit price and total units redacted)* Exhibit 10.4 Note: The within Purchase Contract calls for the Registrant to purchase goods for an aggregate purchase price of $4,750,000, subject to the terms and conditions thereof. The supplier name, supplier’s payment agent, product catalog number, payment terms, price per unit and number of units specified in this exhibit have been excluded from the exhibit because in the context of the aggreg |
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| June 12, 2020 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary State of Incorporation or Organization Go Fight Net, Inc New York DirectWorx, LLC Delaware Primrose Solutions, LLC Delaware SCW FL Corp Delaware |
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| June 12, 2020 |
Exhibit 10.3 |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWORX CORP. |
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| June 5, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 21, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| May 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| May 14, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V109 (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition R |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission File |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 21, 2020 |
Exhibit 99.1 SCWorx Corp., Business Update Call April 15, 2020 11:00 AM Eastern Time Speaker Dial In: 888-222-5806 Participants: Marc Schessel, CEO & Chairman Scott Gordon, President, CORE IR Operator Ladies and gentlemen, thank you for standing by. Good morning and welcome to the SCWorx Corp., corporate update conference call. At this time, all participants are in a listen-only mode. Should you n |
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| April 21, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 16, 2020 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 10, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2020 SCWORX CORP. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 3, 2020 |
AMMA / Alliance MMA, Inc. / Riverside Merchant Partners Llc - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SCWorx Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 78396V109 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| December 30, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 30, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission |
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| December 3, 2019 |
AMMA / Alliance MMA, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| November 14, 2019 |
AMMA / Alliance MMA, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Ex |
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| October 25, 2019 |
Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This SETTLEMENT AGREEMENT AND MUTUAL RELEASE (“Agreement”) dated as of October 25, 2019 is made and entered into by and between John Price, an individual and resident of the State of Colorado (“Executive”) and SCWorx Corp., a Delaware corporation with its principal place of business at 590 Madison Avenue, New York, NY 10022 (“Worx”). Executive a |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporation) (Commission F |
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| October 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 8, 2019 (October 4, 2019) SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incorporati |
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| September 18, 2019 |
AMMA / Alliance MMA, Inc. S-8 - - FORM S-8 As filed with the Securities and Exchange Commission on September 17, 2019 Registration No. |
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| September 16, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 16, 2019 (September 12, 2019) SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or other jurisdiction of incor |
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| September 16, 2019 |
Amendment to Registration Rights Agreement, dated September 12, 2019 Exhibit 10.2 AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT This AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”) dated as of September 12, 2019, by and between SCWorx Corp. (formerly known as Alliance MMA, Inc.), a Delaware corporation (the “Company”) and those parties listed on Exhibit A annex hereto (the “Required Holders”). Each of the Company and the Required Holders Exec |
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| September 16, 2019 |
Form of Registration Rights Agreement, dated November 30, 2018 Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 30, 2018, is by and among Alliance MMA, Inc., a Delaware corporation (the “Company”), and each of the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and among the parties hereto, dated as of |
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| August 14, 2019 |
AMMA / Alliance MMA, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact n |
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| June 13, 2019 |
SCWorx Announces Hiring of Tad Schweikert as Chief Operating Officer Exhibit 99.1 SCWorx Announces Hiring of Tad Schweikert as Chief Operating Officer Key hire reflects company’s commitment to continuing to drive innovation and growth within the healthcare industry NEW YORK—(BUSINESS WIRE)— SCWorx Corp (Nasdaq: WORX) announced today that the company has hired veteran healthcare leader and innovator, Tad Schweikert, as Chief Operating Officer responsible for leading |
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| June 13, 2019 |
Employment Agreement between James (Tad) Schweikert and SCWorx, dated June 1, 2019 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into effective as of June 1, 2019, by and between SCWorx Corp., a Delaware corporation (the “Company”), and James T Schweikert, an individual and resident of the State of Ohio (the “Executive”). In consideration of the mutual covenants and undertakings herein contained, the partie |
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| June 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 4, 2019 |
SCWorx Signs New 5 Year Customer Contract Valued at $4.6 Million Exhibit 99.1 SCWorx Signs New 5 Year Customer Contract Valued at $4.6 Million SCWorx Corp (Nasdaq: WORX) a leading provider of foundational data management solutions for the healthcare industry, announced today that in January 2019 it signed a new five year agreement with a large healthcare company. The agreement has two components, the first, a services contract, is valued at $900,000 per year fo |
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| June 4, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 25, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 25, 2019 |
SCWorx Announces Record First Quarter Revenue of $1.25 Million Exhibit 99.1 SCWorx Announces Record First Quarter Revenue of $1.25 Million SCWorx Corp – May 24, 2019 - (Nasdaq: WORX) a leading provider of foundational data management solutions for the healthcare industry, today announced that first quarter revenue grew from $786,000 in 2018 to a record $1.25 million in the current 2019 quarter, representing 59% revenue growth. Marc Schessel, Founder and CEO s |
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| May 24, 2019 |
AMMA / Alliance MMA, Inc. 10-Q/A - Quarterly Report - FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SC |
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| May 23, 2019 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 23, 2019 |
Exhibit 99.1 SCWORX CORP. Consolidated Financial Statements December 31, 2018 and 2017 With Report of Independent Registered Public Accounting Firm SCWorx Corp. TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm 1 CONSOLIDATED BALANCE SHEETS 2 CONSOLIDATED STATEMENTS OF OPERATIONS 3 CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ / MEMBERS’ DEFICIT 4 CONSOLIDATED STATEME |
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| May 23, 2019 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.23 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into effective as of February 1, 2019, by and between SCWorx Corp., a Delaware corporation (the “Company”), and John Price, an individual and resident of the State of Colorado (the “Executive”). In consideration of the mutual covenants and undertakings herein contained, the parti |
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| May 23, 2019 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.22 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into effective as of February 1, 2019, by and between SCWorx Corp., a Delaware corporation (the “Company”), and Marc S. Schessel, an individual and resident of the State of New York (the “Executive”). In consideration of the mutual covenants and undertakings herein contained, the |
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| May 23, 2019 |
AMMA / Alliance MMA, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37899 SCWORX CORP. (Exact |
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| May 16, 2019 |
AMMA / Alliance MMA, Inc. NT 10-Q NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-37899 CUSIP Number: 78396V109 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Re |
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| May 1, 2019 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 1, 2019 |
Exhibit 16.1 – Letter of Friedman LLP dated May 1, 2019 Exhibit 16.1 May 1, 2019 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 – 7561 Re: SCWorx Corp. Commission File No. 001-37899 Ladies and Gentlemen: We have read Item 4.01(a) of Form 8-K of SCWorx Corp. dated May 1, 2019, and agree with the statements concerning our Firm contained therein. Sincerely, |
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| April 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 11, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 11, 2019 |
Recent Renewal Continues to Demonstrate SCWorx Customer Satisfaction Exhibit 99.1 Recent Renewal Continues to Demonstrate SCWorx Customer Satisfaction NEW YORK-(BUSINESS WIRE)-SCWorx Corp (NASDAQ: WORX), the leading data management platform in the healthcare industry, announced today the signing of a renewal agreement with a treatment and academic medical center located in the northeast. The renewal is for a 3-year term commitment and the total service value is $64 |
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| April 1, 2019 |
Exhibit 99.1 SCWorx Continues to Expand with the Addition of a $1.25 million contract with a #1 Ranked Healthcare Provider NEW YORK-(BUSINESS WIRE)—April 1, 2019 - SCWorx Corp (NASDAQ: WORX), a leading data management platform in the healthcare industry, announced today the signing of a new agreement with a highly respected single stand-alone academic health system located in the northeast. The ag |
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| April 1, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 1, 2019 |
Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED ARE TRUE AND CORRECT COPIES OF ALL DOCUMENTS ON FILE OF “SCWORX CORP.” AS RECEIVED AND FILED IN THIS OFFICE. THE FOLLOWING DOCUMENTS HAVE BEEN CERTIFIED: CERTIFICATE OF INCORPORATION, FILED THE TWELFTH DAY OF FEBRUARY, A.D. 2015, AT 2:49 O`CLOCK P.M. AND I |
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| April 1, 2019 |
Exhibit 10.21 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into effective as of February 1, 2019, by and between SCWorx Corp., a Delaware corporation (the “Company”), and Marc S. Schessel, an individual and resident of the State of New York (the “Executive”). In consideration of the mutual covenants and undertakings herein contained, the |
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| April 1, 2019 |
AMMA / Alliance MMA, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-37899 SCWorx Corp. |
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| April 1, 2019 |
Settlement Agreement with Garr Group, Inc. (regarding Cherry Hill lease) dated January 30, 2019* Exhibit 10.3 SETTLEMENT AGREEMENT AND RELEASE THIS SETTLEMENT AGREEMENT AND RELEASE (this “Agreement”) is made and entered into as of the 30th day of January, 2019 by and between The Garr Group, Inc. (“Garr Group”) and Alliance MMA, Inc. (“AMMA”). Garr Group and AMMA are hereinafter referred to collectively from time to time as the “Parties”. WHEREAS, on November 30, 2016, Garr Group and AMMA ente |
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| April 1, 2019 |
Settlement Agreement with Ira Rainess dated December 24, 2018* Exhibit 10.2 Settlement Agreement This Settlement Agreement (“Agreement”) is made and entered into this day December 24, 2018 by and between Alliance MMA and its successors and assigns (“Alliance”) and Ira S. Rainess (“Executive”). Upon execution the employment agreement is terminated as of this date with neither party having any further rights or obligations to those agreements. The parties to th |
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| April 1, 2019 |
Exhibit 10.20 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is made and entered into effective as of February 1, 2019, by and between SCWorx Corp., a Delaware corporation (the “Company”), and John Price, an individual and resident of the State of Colorado (the “Executive”). In consideration of the mutual covenants and undertakings herein contained, the parti |
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| April 1, 2019 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary State of Organization or Incorporation Go Fight Net, Inc. New York SCW FL Corp. Delaware |
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| March 20, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 20, 2019 |
SCWorx Wins State University System Renewal Contract for $427,000 Exhibit 99.1 SCWorx Wins State University System Renewal Contract for $427,000 NEW YORK-(BUSINESS WIRE)- SCWorx Corp (NASDAQ: WORX) today announced the signing of a renewal agreement with an existing Midwestern State University. Initially, the contract was a 1-year fixed-term agreement with the option to renew. This is the second contract renewal totaling $427,000 with this highly respected health |
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| March 13, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 13, 2019 |
SCWorx Awarded $1,625,000 Contract with Major Healthcare Institution. Exhibit 99.1 SCWorx Awarded $1,625,000 Contract with Major Healthcare Institution. NEW YORK-(BUSINESS WIRE)-March 13, 2019, SCWorx Corp (NASDAQ: WORX) - today announced the signing of a $1,625,000 software service contract with a highly respected Integrated Delivery Network (IDN) servicing hospitals on the West Coast. Under this 3-year fixed-term agreement, one of the largest US based IDN’s is acc |
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| March 5, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 5, 2019 |
SCWorx Signs New Agreement with a University Medical Center For $649,000 Exhibit 99.1 SCWorx Signs New Agreement with a University Medical Center For $649,000 NEW YORK-(BUSINESS WIRE)—March 5, 2019, SCWorx Corp (NASDAQ: WORX) today announced the signing of a new agreement with a 448 bed New York-based single standing university medical center. The $649,000 agreement to provide data management services is initially for a three-year term with annual extensions upon mutua |
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| February 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 27, 2019 |
AMMA / Alliance MMA, Inc. / Reddiamond Partners Llc - SCHEDULE 13G AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2 - Exit Filing)* SCWORX CORP Formerly Known as ALLIANCE MMA, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 018626101 (CUSIP Number) February 6, 2019 (Date of Event which Requires Filing of this Statement) C |
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| February 25, 2019 |
SCWorx Awarded $1,800,000 Contract with Major Healthcare Institution. Exhibit 99.1 SCWorx Awarded $1,800,000 Contract with Major Healthcare Institution. NEW YORK-(BUSINESS WIRE)- SCWorx Corp (NASDAQ: WORX) today announced the signing of a $1,800,000 service contract with a highly respected northern New Jersey hospital. Initially, under a 5-year fixed-term agreement, SCWorx is licensing the hospital its data governance and analytics suite of application solutions as |
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| February 25, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 21, 2019 |
AMMA / Alliance MMA, Inc. / Riverside Merchant Partners Llc - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SCWorx Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 78396V 109 (CUSIP Number) February 5, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 20, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 (February 4, 2019) SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) |
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| February 19, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 19, 2019 |
Exhibit 99.1 SCWorx Announces New Customer Service Agreement Extends Contract with Leading New England Medical Center NEW YORK-(BUSINESS WIRE) - February 19, 2019- SCWorx Corp. (Nasdaq: WORX), a company that offers a SAAS based suite of data management and benchmark analytics solutions for Healthcare Providers, has expanded its relationship with an innovative University Medical Center located in n |
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| February 15, 2019 |
Exhibit 99.1 Academia evaluates SCWorx Platform Dr. Handfield, Professor of Supply Chain Management at North Carolina State University, commentary NEW YORK-(BUSINESS WIRE) - February 15, 2019- SCWorx Corp. (Nasdaq: WORX) announced today that it is releasing a new series of engineer driven ad-hoc reports focused on delivering increased content to its already robust report delivery capabilities. “Th |
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| February 15, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 13, 2019 |
AMMA / Alliance MMA, Inc. / Schessel Marc Sanford - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON D.C. SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) SCWorx Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 78396V 109 (CUSIP Number) John G. Nossiff, Esq. The Nossiff Law Firm LLP 300 Brickstone Sq., St 201 Andover, MA 01810 (978) 409 2648 (Name, Address and Telephone Number of Person Authorized |
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| February 12, 2019 |
SCWorx Announces New Customer Service Agreement Total Contract Value of $785,000 Exhibit 99.1 SCWorx Announces New Customer Service Agreement Total Contract Value of $785,000 NEW YORK-(BUSINESS WIRE) - February 12, 2019- SCWorx Corp. (f/k/a Alliance MMA, Inc.) (Nasdaq: WORX) announced today it was contracted by a prominent New England based acute care specialty hospital to provide its data governance and analytics suite of application solutions. The contract is for 3 years wit |
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| February 12, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 8, 2019 |
Customer Insights into SCWorx’s Technology Exhibit 99.1 Customer Insights into SCWorx’s Technology NEW YORK-(BUSINESS WIRE) - February 8, 2019- SCWorx Corp. (f/k/a Alliance MMA, Inc.) (Nasdaq: WORX) offers customer insights into its leading SaaS Supply Chain technology. “SCWorx is comprised almost entirely of hospital operators. We have worked in finance, operating rooms, stock rooms and supply and sourcing departments” said Marc Schessel, |
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| February 8, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 6, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 4, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2019 SCWorx Corp. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 4, 2019 |
SCWorx Acquisition Closed Initial Listing on Nasdaq Approved Begins trading under symbol WORX Exhibit 99.1 SCWorx Acquisition Closed Initial Listing on Nasdaq Approved Begins trading under symbol WORX NEW YORK-(BUSINESS WIRE) – February 4, 2019- SCWorx, Corp. (f/k/a Alliance MMA, Inc.) (Nasdaq: WORX) announced the Company successfully completed the acquisition of SCWorx Corp. on February 1, 2019. Additionally, the Company completed its initial listing on the Nasdaq and begins trading under |
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| January 30, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 ALLIANCE MMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| January 30, 2019 |
Exhibit 99.1 Shareholders Approve SCWorx Acquisition AMMA Common Stock Valued At $0.50 Per Share in Connection with Acquisition Transaction SCWorx sees Significant Revenue Growth and Momentum Going into 2019 Company will have in excess of $5 million in cash upon Closing NEW YORK-(BUSINESS WIRE) - January 30, 2019- Alliance MMA, Inc. (NASDAQ: AMMA) announced AMMA shareholders today approved the acq |
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| January 17, 2019 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| January 11, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2019 ALLIANCE MMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 8, 2019 |
AMMA / Alliance MMA, Inc. / Reddiamond Partners Llc - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 ALLIANCE MMA, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 018626101 (CUSIP Number) December 28, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| January 4, 2019 |
AMMA / Alliance MMA, Inc. PRELIMINARY REVISED PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| January 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 24, 2018 ALLIANCE MMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| December 20, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2018 ALLIANCE MMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37899 47-5412331 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| December 20, 2018 |
Exhibit 99.1 SCWorx Agrees to Value Alliance MMA Common Stock At $0.50 Per Share In Connection with Acquisition Transaction Alliance MMA Announces $5.5 Million Private Placement NEW YORK-(BUSINESS WIRE)—December 20, 2018- Alliance MMA, Inc. (NASDAQ: AMMA) announced it has sold for cash $5.5 million of its newly designated Series A convertible preferred stock and warrants. Additionally, the AMMA di |
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| December 20, 2018 |
AMMA / Alliance MMA, Inc. PRELIMINARY PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| December 19, 2018 |
$275,000 Convertible Note issued to SCWorx dated December 18, 2018 Exhibit 10.2 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFEC |
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| December 19, 2018 |
Securities Purchase Agreement with SCWorx Corp dated June 28, 2018, as amended December 18, 2018 Exhibit 10.1 AMENDMENT TO SECURITIES PURCHASE AGREEMENT This Amendment to Securities Purchase Agreement (this “Amendment”), is dated as of December 18, 2018, by and between SCWorx Acquisition Corp., a Delaware corporation (the “Investor”), and Alliance MMA, Inc., a Delaware corporation (the “Company”). WHEREAS, the Company and the Investor are parties to that certain Securities Purchase Agreement |
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| December 19, 2018 |
Exhibit 10.6 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES A CONVERTIBLE PREFERRED STOCK OF ALLIANCE MMA, INC. I, John Price, hereby certify that I am Chief Financial Officer and Principal Executive Officer of alliance MMA, Inc. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That purs |
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| December 19, 2018 |
Exhibit 10.4 AMENDMENT no. 1 TO SHARE EXCHANGE AGREEMENT THIS AMENDMENT NO. 1 TO SHARE EXCHANGE AGREEMENT, dated December 18, 2018 (this “Amendment”), is the first amendment to that certain Share Exchange Agreement entered into as of August 20, 2018 (the “Agreement”), by and among ALLIANCE MMA, INC., a Delaware corporation (“AMMA”), SCWORX CORP., a Delaware corporation (“SCWorx”), and the SCWorx s |
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| December 19, 2018 |
Exhibit 10.3 COMMON STOCK PURCHASE WARRANT NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND APPLICABLE STATE SECURITIES LAWS, AND, ACCORDING |
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| December 19, 2018 |
Exhibit 10.7 COMMON STOCK PURCHASE WARRANT NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND APPLICABLE STATE SECURITIES LAWS, AND, ACCORDING |
