WARM / Cool Technologies, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 Cool T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2023 Cool Technologies, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

$30,000 Promissory Note dated January 11, 2023 issued to an accredited individual investor.

EXHIBIT 4.62 0% PROMISSORY NOTE Principal Amount: $30,000.00 Tampa, Florida Purchase Price: $30,000.00 January 11th, 2023 FOR VALUE RECEIVED, the undersigned, Cool Technologies, Inc., a publicly traded corporation registered in the state of Nevada (“Borrower”) having a principal place of business at 8875 Hidden River Parkway, Suite 300, Tampa, FL 33637, hereby promises to pay to the order of REDAC

$29,700 Convertible Promissory Note and Stock Purchase Agreement dated January 12, 2023 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.63 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

$30,000 Promissory Note dated March 6, 2023 issued to an accredited individual investor.

EXHIBIT 4.65 0% PROMISSORY NOTE Principal Amount: $30,000.00 Tampa, Florida Purchase Price: $30,000.00 March 6, 2023 FOR VALUE RECEIVED, the undersigned, Cool Technologies, Inc., a publicly traded corporation registered in the state of Nevada (“Borrower”) having a principal place of business at 8875 Hidden River Parkway, Suite 300, Tampa, FL 33637, hereby promises to pay to the order of REDACTED,

$50,900 Convertible Promissory Note and Stock Purchase Agreement dated December 8, 2022 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.61 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

$28,000 Promissory Note dated February 15, 2023 issued to an accredited individual investor

EXHIBIT 4.64 0% PROMISSORY NOTE Principal Amount: $28,000.00 Tampa, Florida Purchase Price: $28,000.00 February 15, 2023 FOR VALUE RECEIVED, the undersigned, Cool Technologies, Inc., a publicly traded corporation registered in the state of Nevada (“Borrower”) having a principal place of business at 8875 Hidden River Parkway, Suite 300, Tampa, FL 33637, hereby promises to pay to the order of REDACT

$22,000 Convertible Promissory Note and Stock Purchase Agreement dated October 31, 2022, issued to LGH Investments, LLC

EXHIBIT 4.60 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2023 Cool Technologies, Inc.

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

$45,600 Convertible Promissory Note and Stock Purchase Agreement dated August 18, 2022 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.57 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL T

$66,750 Convertible Promissory Note and Stock Purchase Agreement dated September 21, 2022 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.58 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

$45,600 Convertible Promissory Note and Stock Purchase Agreement dated October 24, 2022 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.59 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

$56,200 Convertible Promissory Note and Stock Purchase Agreement dated July 22, 2022 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.56 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

$35,000 Convertible Promissory Note and Stock Purchase Agreement dated May 25, 2022 issued to 1800 Diagonal Lending, LLC

EXHIBIT 4.54 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

$176,471 10% Promissory Note and Stock Purchase Agreement dated June 9, 2022 issued to Coventry Enterprises, LLC

EXHIBIT 4.55 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER?S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY,

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

$61,500 Convertible Promissory Note and Stock Purchase Agreement dated April 25, 2022 issued to Sixth Street Lending, LLC

EXHIBIT 4.53

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

NT 10-Q 1 coolnt10q.htm NT 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi

$61,500 Convertible Promissory Note and Stock Purchase Agreement dated March 4, 2022, issued to Sixth Street Lending, LLC.

EXHIBIT 4.51

$61,500 Convertible Promissory Note and Stock Purchase Agreement dated March 21, 2022 issued to Sixth Street Lending, LLC

EXHIBIT 4.52

$66,750 Convertible Promissory Note and Stock Purchase Agreement dated November 22, 2021, issued to Sixth Street Lending, LLC.

EXHIBIT 4.48

$56,000 Convertible Promissory Note and Stock Purchase Agreement dated February 1, 2022, issued to Sixth Street Lending, LLC.

EXHIBIT 4.50

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

$33,000 Convertible Promissory Note and Stock Purchase Agreement dated December 20, 2021, issued to LGH Investments, LLC.

EXHIBIT 4.49 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

$135,000 Convertible Promissory Note and Stock Purchase Agreement dated August 16, 2021, issued to PowerUp Lending Group, Ltd. (incorporated by reference to Exhibit 4.46 on the Company’s Form 10-Q filed with the SEC on November 22, 2021)

EXHIBIT 4.46

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL T

$111,000 Convertible Promissory Note and Stock Purchase Agreement dated September 21, 2021, issued to PowerUp Lending Group, Ltd. (incorporated by reference to Exhibit 4.47 on the Company’s Form 10-Q filed with the SEC on November 22, 2021)

EXHIBIT 4.47

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

$825,000 Convertible Promissory Note and Stock Purchase Agreement dated March 24, 2021 issued to LGH Investments, LLC

EXHIBIT 4.44 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

$77,000 Convertible Promissory Note and Securities Purchase Agreement dated February 4, 2021, issued to PowerUp Lending Group, Ltd. (incorporated by reference to Exhibit 4.41 on the Company’s Form 10-Q filed with the SEC on April 15, 2021)

$132,000 Convertible Promissory Note and Securities Purchase Agreement dated January 18, 2021, issued to LGH Investments, LLC. (incorporated by reference to Exhibit 4.40 on the Company’s Form 10-Q filed with the SEC on April 15, 2021)

$275,000 Convertible Promissory Note and Stock Purchase Agreement dated March 24, 2021, issued to Lucas Ventures, LLC(incorporated by reference to Exhibit 4.45 on the Company’s Form 10-Q filed with the SEC on April 15, 2021)

EXHIBIT 4.45 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

$137,000 Convertible Promissory Note and Securities Purchase Agreement dated November 18, 2020, issued to PowerUp Lending Group, Ltd. (incorporated by reference to Exhibit 4.39 on the Company’s Form 10-K filed with the SEC on April 15, 2021)

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

Independent Agent Agreement dated January 26, 2021 between the Company and H&K Ventures, LLC

$165,000 Convertible Promissory Note dated February 25, 2021, issued to Lucas Ventures, LLC (incorporated by reference to Exhibit 4.42 on the Company’s Form 10-K filed with the SEC on April 15, 2021)

$71,700 Convertible Promissory Note and Stock Purchase Agreement dated March 12, 2021 issued to PowerUp Lending Group, Ltd. (incorporated by reference to Exhibit 4.43 on the Company’s Form 10-Q filed with the SEC on April 15, 2021)

EXHIBIT 4.43

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 Cool Technologies, Inc.

February 2021

EXHIBIT 99.1 February 2021 Dear Fellow Shareholders, While last year was extremely tough for all of us, we continue to work on several initiatives that we expect to bear fruit throughout 2021, and beyond. And most exciting, we have emerged as a green, eco-friendly company that can provide substantial positive environmental benefits in bringing efficient mobile power to every corner of the globe. P

$50,000 Convertible Promissory Note and Stock Purchase Agreement dated October 30, 2020, issued to LGH Investments, LLC. (incorporated by reference to Exhibit 4.38 on the Company’s Form 10-Q filed with the SEC on November 11, 2020)

EXHIBIT 4.38 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of October 30, 2020, is entered into by and between COOL TECHNOLOGIES, INC., a Nevada corporation, (the ?Company?), and LGH INVESTMENTS, LLC, a Wyoming limited liability company (the ?Buyer?). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exempt

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10?Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL T

$66,000 Convertible Promissory Note dated October 8, 2020, issued to JSJ Investments Inc. (incorporated by reference to Exhibit 4.37 on the Company’s Form 10-Q filed with the SEC on November 11, 2020)

EXHIBIT 4.37 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE ?SECURITIES?) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGN

- NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

$60,000 Convertible Promissory Note and Stock Purchase Agreement dated September 15, 2020, issued to LGH Investments, LLC (incorporated by reference to Exhibit 4.36on the Company’s Form 10-Q filed with the SEC on October 5, 2020)

EXHIBIT 4.36 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 15, 2020, is entered into by and between COOL TECHNOLOGIES, INC., a Nevada corporation, (the “Company”), and LGH INVESTMENTS, LLC, a Wyoming limited liability company (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exem

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

$85,000 Convertible Promissory Note dated June 29, 2020, issued to Steve Schaner (incorporated by reference to Exhibit 4.34 on the Company’s Form 10-Q filed with the SEC on October 5, 2020)

EXHIBIT 4.34 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH LAWS OR THE AVAILABLILITY OF A VALID EXEMPTION FROM THE REGISTRATION PROVISIONS THEREOF IN RESPECT OF SUCH TRANSFERS OR ASSIGNMENT. PROM

$85,000 Promissory Note dated July 3, 2020, issued to 3&1 Capital Partners, LLC. (incorporated by reference to Exhibit 4.35 on the Company’s Form 10-Q filed with the SEC on October 5, 2020)

EXHIBIT 4.35 0% OID PROMISSORY NOTE Principal Amount $93,500.00 Purchase Price $85,000.00 Scottsdale, Arizona July 3, 2020 FOR VALUE RECEIVED, the undersigned, Cool Technologies Inc, a corporation registered in the state of Nevada (“Borrower”) having a principal place of business at 8875 Hidden River Parkway, Suite 300, Tampa, FL, 33637 hereby promises to pay to the order of 3&1 Capital Partners L

$40,000 Convertible Promissory Note dated January 30, 2020, issued to LGH Investments, LLC (incorporated by reference to Exhibit 10.90 on the Company’s Form 10-Q filed with the SEC on August 25, 2020)

EXHIBIT 4.33 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

- NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2020 Cool Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or organization)

- NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2020 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

$109,000 Convertible Promissory Note dated December 5, 2019, issued to JSJ Investments, Inc. (incorporated by reference to Exhibit 4.31 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 4.31 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGN

$165,000 Convertible Promissory Note dated May 13, 2019, issued to LGH Investments, LLC (incorporated by reference to Exhibit 4.23 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 4.23 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU

Independent Agent Agreement dated January 26, 2021, between the Company and H&K Ventures, LLC (incorporated by reference to Exhibit 10.18 on the Company’s Form 10-K filed with the SEC on April 15, 2021)

EXHIBIT 10.17 STRATEGIC ALLIANCE AGREEMENT This STRATEGIC ALLIANCE AGREEMENT (the “Agreement”) is entered into as of December 16, 2019 (the “Effective Date”), between Cool Technologies, Inc. (“Cool Tech”) a Nevada Corporation and a Consortium of two companies, VerdeWatts, LLC (“VerdeWatts”), a Delaware Limited Liability Company and FirmGreen, Inc., a Delaware Corporation collectively called the (t

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 4.29 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 4.29 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED May 19, 2019 The parties agree that $165,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to May 1st, 2020. ALL OTHER TERMS AND CONDITIONS OF THE $165,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFFECT. Plea

Joint Venture Agreement dated May 20, 2019, between the Company and Key Options Pty. Ltd. (incorporated by reference to Exhibit 10.15 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 10.15 JOINT VENTURE AGREEMENT This JOINT VENTURE AGREEMENT (the “Agreement”) is entered into as of 20May, 2019 (the “Effective Date”), between COOL TECHNOLOGIES, Inc. (“COOL TECHNOLOGIES”) a Nevada corporation with its principal place of business at 8871 Hidden River Parkway, Suite 300, Tampa, Florida, 33637 and Key Options Pty Ltd (“KEYOPTIONS”) an Australian corporation with its principa

$126,500 Convertible Promissory Note dated August 28, 2019, issued to Eagle Equities, LLC (incorporated by reference to Exhibit 4.27 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 4.27 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY SECTION 3(b) OF THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT) US $126,500.00 COOL TECHNOLOGIES, IN

Joint Venture Agreement dated May 7, 2019, between the Company and Belirti Teknoloji, A.S. (incorporated by reference to Exhibit 10.14 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 10.14

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 4.32 on the Company’s Form 10-K filed with the SEC on May 29, 2020.

EXHIBIT 4.32 AMENDMENT TO THE $165,000 PROMISSORY NOTE DATED May 19, 2019 The parties agree that $165,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to May 1st, 2020. ALL OTHER TERMS AND CONDITIONS OF THE $165,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFFECT. Plea

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel

EXHIBIT 4.22 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED February 19, 2018 The parties agree that $385,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to August 1st, 2019. ALL OTHER TERMS AND CONDITIONS OF THE $385,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFFE

Strategic Alliance Agreement dated December 16, 2019, between the Company and a consortium of VerdeWatts, LLC and FirmGreen, Inc. (incorporated by reference to Exhibit 10.17 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 10.16

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 4.26 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 4.26 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED February 19, 2018 The parties agree that $385,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to November 1st, 2019. ALL OTHER TERMS AND CONDITIONS OF THE $385,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EF

$141,000 Convertible Promissory Note dated November 6, 2019 issued to PowerUp Lending Group, Ltd.

EXHIBIT 4.30

$168,300 Convertible Promissory Note dated June 28, 2019, issued to PowerUp Lending Group, Ltd. (incorporated by reference to Exhibit 4.25 on the Company’s Form 10-K filed with the SEC on May 29, 2020

EXHIBIT 4.25

$143,000 Convertible Promissory Note dated June 6, 2019, issued to Eagle Equities, LLC (incorporated by reference to Exhibit 4.24 on the Company’s Form 10-K filed with the SEC on October 17, 2018)

EXHIBIT 4.24 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY SECTION 3(b) OF THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT) US $143,000.00 COOL TECHNOLOGIES, IN

Amendment to Agreement in Principal Terms dated November 7, 2017, between the Company and Jatropha, Inc. (incorporated by reference to Exhibit 10.13 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 10.13

$126,500 Convertible Promissory Note dated October 2, 2019, issued to Eagle Equities, LLC (incorporated by reference to Exhibit 4.28 on the Company’s Form 10-K filed with the SEC on May 29, 2020)

EXHIBIT 4.28 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY SECTION 3(b) OF THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT) US $126,500.00 COOL TECHNOLOGIES, IN

- NT 10-K/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDED FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Cool Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or organization)

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 Cool Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or organization

WARM / Cool Technologies, Inc. NT 10-K - - NT 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2020 Cool Technologies, Inc.

4

EXHIBIT 99.1 December 23, 2019 Dear Fellow Shareholders, There is much that’s happened in the six weeks since our last shareholder letter that I want to share with you. New Strategic Alliance: On December 16, 2019, the Company signed a cross marketing and licensing agreement with VerdeWatts, LLC., an energy generation and storage company encompassing everything from mobile solar power generation s

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2019 Cool Technologies, Inc.

WARM / Cool Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53443 COOL TEC

WARM / Cool Technologies, Inc. NT 10-Q - - NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 Cool Technologies, Inc.

2

EXHIBIT 99.1 November 5th, 2019 Dear Fellow Shareholders, As we navigate the commercialization of our MG Systems, I am pleased to provide an update on key corporate milestones, in particular, our successful product demonstrations, purchase orders and financing initiatives. I believe the progress realized since our last update is important to summarize and share what will be a critical inflection p

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2019 Cool Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or organizati

Certificate of Amendment to Articles of Incorporation

EXHIBIT 3.1 AMENDMENT TO ARTICLES OF INCORPORATION OF COOL TECHNOLOGIES, INC. Cool Technologies, Inc., a corporation organized and existing under the laws of the State of Nevada, hereby certifies as follows: 1. The name of the corporation is Cool Technologies, Inc. The date of filing of its original Articles of Incorporation with the Secretary of State of the State of Nevada was July 21, 2002. 2.

WARM / Cool Technologies, Inc. DEF 14C - - DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement COOL TECHNOLOGIES, INC. (Name of Reg

WARM / Cool Technologies, Inc. PRE 14C - - PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement COOL TECHNOLOGIES, INC. (Name of Reg

WARM / Cool Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

WARM / Cool Technologies, Inc. NT 10-Q - - NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Joint Venture Agreement with KeyOptions Pty Ltd, dated May 20, 2019

EXHIBIT 10.1 JOINT VENTURE AGREEMENT This JOINT VENTURE AGREEMENT (the “Agreement”) is entered into as of May, 2019 (the “Effective Date”), between COOL TECHNOLOGIES, Inc. (“COOL TECHNOLOGIES”) a Nevada corporation with its principal place of business at 8871 Hidden River Parkway, Suite 300, Tampa, Florida, 33637 and Key Options Pty Ltd (“KEYOPTIONS”) an Australian corporation with its principal p

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2019 Cool Technologies, Inc.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 Cool Technologies, Inc.

Joint Venture Agreement with Belirti Teknoloji A.S., dated May 7, 2019*

EXHIBIT 10.1 *Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. JOINT VENTURE AGREEMENT This JOINT VENTURE AGREEMENT (the “Agreement”) is entered into as of 7 May, 2019 (the “Effective Date”), between COOL TECHNOLOGIES, Inc. (“COOL TECHNOLOGIES”, “CoolTech”) a Nevada corporation with

$140,000 Convertible Promissory Note dated February 11, 2019, issued to Power Up Lending Group, Ltd. (incorporated by reference to Exhibit 10.97 on the Company’s Form 10-Q filed with the SEC on May 20, 2019)

EXHIBIT 10.97 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

WARM / Cool Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.99 on the Company’s Form 10-Q filed with the SEC on May 20, 2019)

EXHIBIT 10.99 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED February 19, 2018 The parties agree that $385,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to August 1st, 2019. ALL OTHER TERMS AND CONDITIONS OF THE $385,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFF

$140,000 Convertible Promissory Note dated March 13, 2019, issued to JSJ Investments Inc. (incorporated by reference to Exhibit 10.98 on the Company’s Form 10-Q filed with the SEC on May 20, 2019)

EXHIBIT 10.98 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIG

WARM / Cool Technologies, Inc. NT 10-Q NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Amendment to $110,000 Convertible Promissory Note, dated May 22, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.94 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.94 AMENDMENT TO THE $110,000 PROMISSORY NOTE DATED May 22, 2018 The parties agree that $110,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to February 28th, 2019. Conversion Price: The Conversion Price in section 3(a)(ii) shall permanently be changed to eq

Amendment to $180,000 Promissory Note, dated November 20, 2017, between the Company and Lucas Hoppel

EXHIBIT 10.79 AMENDMENT TO THE $180,000 PROMISORRY NOTE DATED SEPTEMBER 30, 2017 This Amendment (this “Agreement”) is entered into as of November 20, 2017 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS

$110,000 Convertible Promissory Note, dated May 22, 2018, issued to Lucas Hoppel (incorporated by reference to Exhibit 10.88 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.88 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURS

$140,800 Convertible Promissory Note, dated April 25, 2018, issued to PowerUp Lending Group (incorporated by reference to Exhibit 10.87 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.87 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

Amendment to $220,000 Convertible Promissory Note, dated January 26, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.92 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.92 AMENDMENT TO THE $220,000 PROMISSORY NOTE DATED January 26, 2018 The parties agree that $220,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to January 1st, 2019. ALL OTHER TERMS AND CONDITIONS OF THE $220,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFF

Timothy Hassett Employment Agreement dated March 3, 2014 (incorporated by reference to Exhibit 10.86 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.86 March 3, 2014 Mr. Timothy J. Hassett 5712 Marsh Hawk Drive Santa Rosa, CA 95409 Re: Employment Agreement Dear Mr. Hassett: The Board of Directors of HPEV, Inc., a Nevada corporation (the “Company”) desires to memorialize the terms of your employment as its Chairman and Chief Executive Officer. In this position you will be expected to devote your full business time, attention and ener

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.90 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.90 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED February 19, 2018 The parties agree that $385,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to November 1st, 2018. Conversion Price: The Conversion Price in section 3(a)(ii) shall permanently be changed t

Amendment to $110,000 Convertible Promissory Note, dated December 29, 2017, between the Company and Lucas Hoppel.

EXHIBIT 10.80 AMENDMENT TO THE $110,000 PROMISORRY NOTE DATED February 3, 2017 This Amendment (this “Agreement”) is entered into as of December 29, 2017 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS,

Amendment to $110,000 Convertible Promissory Note, dated November 1, 2017, between the Company and Lucas Hoppel.

EXHIBIT 10.78 AMENDMENT TO THE $110,000 PROMISORRY NOTE DATED February 3, 2017 This Amendment (this “Agreement”) is entered into as of November 1, 2017 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS, o

$385,000 Convertible Promissory Note, dated February 19, 2018, issued to Lucas Hoppel (incorporated by reference to Exhibit 10.82 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.82 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURS

WARM / Cool Technologies, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

Amendment to $385,000 Convertible Promissory Note, dated February 19,2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.93 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.93 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED February 19, 2018 The parties agree that $385,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to January 1st, 2019. ALL OTHER TERMS AND CONDITIONS OF THE $385,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EF

Amendment to $165,000 Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.84 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.84 AMENDMENT TO THE $165,000 PROMISSORY NOTE DATED August 24, 2018 The parties agree that $165,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to April 30th, 2018. Conversion Price: The Conversion Price in section 3(a)(ii) shall permanently be changed to eq

$220,000 Convertible Promissory Note, dated January 26, 2018, issued to Lucas Hoppel (incorporated by reference to Exhibit 10.81 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.81 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURS

$152,000 Convertible Promissory Note, dated December 10, 2018, issued to PowerUp Lending Group (incorporated by reference to Exhibit 10.95 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.95 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE

Independent Agent Agreement, dated October 27, 2017, between Barron and Associates, LLC and the Company.

EXHIBIT 10.77 INDEPENDENT AGENT AGREEMENT THIS AGREEMENT effective as of the 26th day of October, 2017 by and between Cool Technologies, Inc., a Nevada corporation with offices at 8875 Hidden River Parkway, #300, Tampa, FL 33637 (collectively hereinafter the "Company") and Barron and Associates, LLC., a Nevada Corporation located at 5636 Donald Road, Las Vegas , Nevada 89131 USA (collectively here

Amendment to $180,000 Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.83 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.83 AMENDMENT TO THE $180,000 PROMISORRY NOTE DATED SEPTEMBER 30, 2017 This Amendment (this “Agreement”) is entered into as of February 19, 2018 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS

Judson Bibb representation and acknowledgement, March 7, 2018 (incorporated by reference to Exhibit 10.85 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.85 Dated as of March 7, 2018 Judson Bibb Dear Mr. Bibb: This is to confirm that on February 12, 2018, in payment of $50,000 of the accrued salary owed to Judson Bibb (“Employee”) by the Company, the Company issued Employee 1,000,000 shares (“Shares”) of the Company’s common stock and a warrant (the “Warrant”) to purchase 1,000,000 shares of the Company’s common stock at an exercise pric

Scott Fergus Promissory Note July 5, 2018 (incorporated by reference to Exhibit 10.91 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.91 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AV

Amendment to $385,000 Convertible Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.96 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.96 AMENDMENT TO THE $385,000 PROMISSORY NOTE DATED February 19, 2018 The parties agree that $385,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to May 1st, 2019. ALL OTHER TERMS AND CONDITIONS OF THE $385,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFFECT

Amendment to $220,000 Convertible Promissory Note, dated January 26, 2018, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.89 on the Company’s Form 10-K filed with the SEC on April 16, 2019)

EXHIBIT 10.89 AMENDMENT TO THE $220,000 PROMISSORY NOTE DATED January 26, 2018 The parties agree that $220,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to October 1st, 2018. Conversion Price: The Conversion Price in section 3(a)(ii) shall permanently be changed to

WARM / Cool Technologies, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response......... 2.50 SEC FILE NUMBER 000-53443 CUSIP NUMBER 21639Y 100 (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: D

WARM / Cool Technologies, Inc. / Gemini Special Opportunities Fund Lp - AMENDMENT NO. 1 SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 (AMENDMENT NO. 1)* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 404273104 (CUSIP Number) December 31, 2

Letter of Green & Co.

EXHIBIT 16.1 Green & Company, CPAs A PCAOB Registered Accounting Firm January 7, 2019 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response of Item 4.01 of the Form 8-K dated December 31, 2018 to be filed by our former client, Cool Technologies, Inc. We agree with the statements made in response to that item insofar as they r

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 Cool Technologies, Inc.

Amendment to Senior Convertible Note dated August 24, 2018 between the Company and KHIC, LLC (incorporated by reference to Exhibit 10.90 on the Company’s Form 10-Q filed with the SEC on October 17, 2018)

EXHIBIT 10.90 Amendment No.3 to Senior Convertible Note by and between Cool Technologies, Inc. and KHIC LLC dated August 24, 2016, as subsequently amended (collectively, the “Agreement”) This amendment No. 3 to the Agreement, by and between Cool Technologies, Inc. (the “Company”) and KHIC LLC (the “Buyer”) (such amendment, “Amendment No. 3”) shall amend the Agreement as set forth below and all oth

WARM / Cool Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10‑Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL T

WARM / Cool Technologies, Inc. NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

WARM / Cool Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

WARM / Cool Technologies, Inc. NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

WARM / Cool Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

WARM / Cool Technologies, Inc. NT 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Read instruction (on back page) before preparing form.

Judson Bibb representation and acknowledgement, March 7, 2018

EXHIBIT 10.86 Dated as of March 7, 2018 Judson Bibb Dear Mr. Bibb: This is to confirm that on February 12, 2018, in payment of $50,000 of the accrued salary owed to Judson Bibb (“Employee”) by the Company, the Company issued Employee 1,000,000 shares (“Shares”) of the Company's common stock and a warrant (the “Warrant”) to purchase 1,000,000 shares of the Company's common stock at an exercise pric

Amendment to Stock Purchase Agreement dated May 30, 2017 between the Company and KHIC, LLC

Timothy Hassett employment agreement dated March 3, 2014

Agreement of Principal Terms, dated November 27, 2017, between the Company and Veracruz, Inc.

EXHIBIT 10.79 AGREEMENT OF PRINCIPAL TERMS This Agreement of Principal Terms is entered into this 27th day of November 2017, between Veracruz, Inc. ("Veracruz"), a Unión corporation whose principal place of business is Veracruz, Jalapa, Mx and Cool Technologies, Inc. ("CoolTech"), a Nevada corporation having a principal place of business at 8875 Hidden River Parkway, Suite 300, Tampa, Florida 3363

$220,000 Convertible Promissory Note, dated January 26, 2018, issued to Lucas Hoppel

EXHIBIT 10.82 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURS

Purchase Order from Jatropha, Inc. dated April 9, 2018.

EXHIBIT 10.87 PURCHASE ORDER In accordance with the MOU between the Jatropha Growers and Cool Technologies, this is the first purchase order for 10 Units, as specified in the MOU. 10 units of the MG80 Ford 350 series completed as specified by Jatropha at a firm price of $ (each unit consists of a truck with generator installed) Terms: Draw Down Letter of Credit with the terms as follows: 25% withi

Amendment to $110,000 Convertible Promissory Note dated November 1, 2017 between the Company and Lucas Hoppel.

EXHIBIT 10.78 AMENDMENT TO THE $110,000 PROMISORY NOTE DATED February 3, 2017 This Amendment (this “Agreement”) is entered into as of November 1, 2017 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS, on

Amendment to $165,000 Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel

EXHIBIT 10.85 AMENDMENT TO THE $165,000 PROMISSORY NOTE DATED August 24, 2018 The parties agree that $165,000 Promissory Note by and between Cool Technologies, Inc. (“Company”) and Lucas Hoppel (“Holder”) is hereby amended as follows: Maturity Date: The Maturity Date shall be extended to April 30th, 2018. Conversion Price: The Conversion Price in section 3(a)(ii) shall permanently be changed to eq

$385,000 Convertible Promissory Note, dated February 19, 2018, issued to Lucas Hoppel

EXHIBIT 10.83 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURS

Amendment to $180,000 Promissory Note, dated December 29, 2017, between the Company and Lucas Hoppel

EXHIBIT 10.80 AMENDMENT TO THE $180,000 PROMISORRY NOTE DATED SEPTEMBER 30, 2017 This Amendment (this “Agreement”) is entered into as of December 29, 2017 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS

Amendment to $110,000 Convertible Promissory Note dated December 29, 2017 between the Company and Lucas Hoppel.

EXHIBIT 10.81 AMENDMENT TO THE $110,000 PROMISORRY NOTE DATED February 3, 2017 This Amendment (this “Agreement”) is entered into as of December 29, 2017 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS,

Independent Agent Agreement dated October 27, 2017 between Barron and Associates, LLC and the Company.

EXHIBIT 10.77 INDEPENDENT AGENT AGREEMENT THIS AGREEMENT effective as of the 26th day of October, 2017 by and between Cool Technologies, Inc., a Nevada corporation with offices at 8875 Hidden River Parkway, #300, Tampa, FL 33637 (collectively hereinafter the "Company") and Barron and Associates, LLC., a Nevada Corporation located at 5636 Donald Road, Las Vegas , Nevada 89131 USA (collectively here

WARM / Cool Technologies, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

Amendment to $180,000 Promissory Note, dated February 19, 2018, between the Company and Lucas Hoppel

EXHIBIT 10.84 AMENDMENT TO THE $180,000 PROMISORRY NOTE DATED SEPTEMBER 30, 2017 This Amendment (this “Agreement”) is entered into as of February 19, 2018 (the “Effective Date”), by and between Cool Technologies, Inc., a Nevada corporation (the “Company”) and Lucas Hoppel (the “Holder”) collectively, the Company and Holder shall be referred to as the “Parties” and each a “Party.” RECITALS: WHEREAS

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 Cool Technologies, Inc.

Cool Technologies Receives Order for Ten Mobile Generation Trucks from Jatropha Union The order, in excess of $1 million, puts the innovative CoolTech mobile generation technology into production

EXHIBIT 99.1 Cool Technologies Receives Order for Ten Mobile Generation Trucks from Jatropha Union The order, in excess of $1 million, puts the innovative CoolTech mobile generation technology into production Tampa, FL: April 11, 2018: Cool Technologies, Inc. (OTCQB:WARM), a leader in developing innovative mobile generation and cooling technologies, announced today that it has received an immediat

WARM / Cool Technologies, Inc. / Gemini Special Opportunities Fund Lp - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 (AMENDMENT NO. )* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 404273104 (CUSIP Number) April 10, 2018

WARM / Cool Technologies, Inc. / GEMINI MASTER FUND LTD - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 (AMENDMENT NO. 3)* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 404273104 (CUSIP Number) April 10, 2018

WARM / Cool Technologies, Inc. / Bamashmus Abdalla M - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cool Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 21639Y100 (CUSIP Number) April 03 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

WARM / Cool Technologies, Inc. NT 10-K

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number:......... 3235-0058 Expires: October 31, 2018 Estimated average burden Washington, D.C. 20549 hours per response............ 2.50 FORM 12b-25 SEC FILE NUMBER 000-53443 NOTIFICATION OF LATE FILING CUSIP NUMBER 21639Y 100 (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Peri

WARM / Cool Technologies, Inc. / GEMINI MASTER FUND LTD - AMENDMENT NO. 2 TO FORM SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 (AMENDMENT NO. 2)* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 404273104 (CUSIP Number) December 31, 2

Anton and Chia LLP Letter to the Securities and Exchange Commission dated January 7, 2018 (incorporated by reference to Exhibit 16.1 on the Company’s Current Report on Form 8-K filed with the SEC on

coolex161.htm EXHIBIT 16.1 February 7, 2018 COOL TECHNOLOGIES, INC. We have read Item 4.01 of Form 8-K dated February 6, 2018 of COOL TECHNOLOGIES, INC. (?the Registrant?) and are in agreement with the statements concerning therein as it pertains to our firm. Except we were not provided a copy of the Form 8-K before it was filed on February 6, 2018. We have no basis to agree or disagree with other

Current Report

cool8ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2018 Cool Technologies, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 001-53443 75-3076597 (State or other jurisdiction of

Changes in Registrant's Certifying Accountant

cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2018 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or o

PROSPECTUS COOL TECHNOLOGIES, INC. 50,000,000 shares of Common Stock

cool424b3.htm As filed pursuant to Rule 424(b)(3) Registration No. 333-216023 PROSPECTUS COOL TECHNOLOGIES, INC. 50,000,000 shares of Common Stock This placement transactions and at varying prices. The prices at which Bellridge may sell the shares will be determined by the prevailing market price for the shares or in privately negotiated transactions. See ?Plan of Distribution? for additional info

WARM / Cool Technologies, Inc. ESP

coolcorresp.htm COOL TECHNOLOGIES, INC. 8875 Hidden River Parkway Suite 300 Tampa, Florida 33637 December 8, 2017 BY EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Larry Spirgel, Assistant Director Re: Cool Technologies, Inc. Registration Statement on Form S-1 (File Number 333-216023) Dear Mr. Spirgel: In accordance

Securities Exchange Agreement and General Release, dated November 1, 2017, between the Company and Black Mountain Equities, Inc. (incorporated by reference to Exhibit 10.74 to the Company’s Registration Statement on From S-1 filed with the SEC on November 30, 2017)

EXHIBIT 10.75 SECURITIES EXCHANGE AGREEMENT AND GENERAL RELEASE THIS SECURITIES EXCHANGE AGREEMENT AND GENERAL RELEASE (this ?Agreement?), dated November 1st, 2017 (the ?Effective Date?), is executed by and between Cool Technologies, Inc., a Nevada corporation (the ?Company?) and Black Mountain Equities, Inc. (?Black Mountain?). The Company and Black Mountain are each respectively referred to here

Brenner & Associates, PLLC 1 Kensington Gate Suite 106 Great Neck, New York 11021 Telephone: (917) 282-4272 November 30, 2017

CORRESP 77 filename77.htm Brenner & Associates, PLLC 1 Kensington Gate Suite 106 Great Neck, New York 11021 Telephone: (917) 282-4272 [email protected] November 30, 2017 BY EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry Spirgel, Assistant Director Re: Cool Technologies, Inc. Amendment No. 2 to Registration State

Amendment to $180,000 Promissory Note, dated November 20, 2017, between the Company and Lucas Hoppel (incorporated by reference to Exhibit 10.74 to the Company’s Registration Statement on From S-1 filed with the SEC on November 30, 2017)

EXHIBIT 10.76 AMENDMENT TO THE $180,000 PROMISSORY NOTE DATE SEPTEMBER 30, 2017 This Amendment (this ?Agreement?) is entered into as of November 20, 2017 (the ?Effective Date?), by and between Cool Technologies, Inc., a Nevada corporation (the ?Company?) and Lucas Hoppel (the ?Holder?) collectively, the Company and Holder shall be referred to as the ?Parties? and each a ?Party.? RECITALS: WHEREAS,

WARM / Cool Technologies, Inc. FORM 10-Q/A (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file numb

Amendment No. 1 to Securities Purchase Agreement, dated November 20, 2017, between the Company and Bellridge Capital LP (incorporated by reference to Exhibit 10.74 to the Company’s Registration Statement on From S-1 filed with the SEC on November 30, 2017)

EXHIBIT 10.74 AMENDMENT No. 1 to SECURITIES PURCHASE AGREEMENT This AMENDMENT NO. 1 TO THE SECURITIES PURCHASE AGREEMENT ?(Amendment No 1?) dated as of November 20, 2017 is made to the Securities Purchase Agreement, dated December 6, 2016 (the ?Securities Purchase Agreement?) by and between Bellridge Capital LP, a Delaware limited partnership (?Purchaser?) and Cool Technologies, Inc., a Nevada cor

As filed with the Securities and Exchange Commission on November 30 , 2017

As filed with the Securities and Exchange Commission on November 30 , 2017 Registration No.

WARM / Cool Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL T

WARM / Cool Technologies, Inc. NT 10-Q

coolnt10q.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on

Agreement of Principal Terms, dated November 7, 2017, between the Company and Jatropha, Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 7, 2017)

coolex101.htm EXHIBIT 10.1 AGREEMENT OF PRINCIPAL TERMS This Agreement of Principal Terms is entered into this 7th day of November 2017, between Jatropha, Inc. ("Jatropha"), a Uni?n corporation whose principal place of business is Quintana Roo, Mx. and Cool Technologies, Inc.("CoolTech"), a Nevada corporation having a principal place of business at 8875 Hidden River Parkway, Suite 300, Tampa, Flor

Cool Technologies Receives Purchase Commitment for 234 Mobile Generation Systems

coolex991.htm EXHIBIT 99.1 Cool Technologies Receives Purchase Commitment for 234 Mobile Generation Systems (Tampa, FL: November 13, 2017) Cool Technologies, Inc. (OTCQB:WARM), an innovator in efficient mobile power generation and thermal dispersion technologies, announced today that it has received a purchase commitment for 234 Mobile Generation (MG) systems from the National Union of Producers o

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or o

WARM / Cool Technologies, Inc. / Hassett Timothy J. - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5) Under the Securities Exchange Act of 1934 COOL TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 21639Y100 (CUSIP Number) Copy to: Sichenzia Ross Ference Kesner LLP David Manno, Esq. 1185 Avenue of the Americas, 37th Floor New York, NY 10036 (Name, Address and

Form of Stock Purchase Agreement dated July 21, 2017 by and between Cool Technologies, Inc. and Timothy J. Hassett

EXHIBIT 99.1

Form of Stock Purchase Agreement dated June 24, 2016 by and between Cool Technologies, Inc. and Timothy J. Hassett

EXHIBIT 99.2

Consulting Agreement with Summit Management Inc. dated December 28, 2016 (incorporated by reference to Exhibit 10.72 on the Company’s Registration Statement on Form S-1A with the SEC on October 25, 2017)

EXHIBIT 10.72 Cool Technologies, Inc. Contract with Independent Contractor This agreement is between Cool Technologies, Inc., (Client) located at 8875 Hidden River Parkway, Tampa, FL 33637 and Summit Management Consulting, Inc., (Contractor) located at 27420 Breakers Drive, Wesley Chapel, FL 33544. 1. Contracted Services: Contractor agrees to provide a consultant to serve as an interim Chief Finan

Strategic Alliance Agreement, dated May 26, 2017 between the Company and Veteran Technology Group, LLC

EXHIBIT 10.71 May 04, 2017 Strategic Alliance Agreement This Strategic Alliance Agreement (this "Agreement") is entered into as of the 26th day of May, 2017 (hereinafter referred to as the effective date of the Agreement), by and between Cool Technologies Inc.., a Nevada corporation (hereinafter referred to as "COOL TECH"), and VETERAN TECHNOLOGY GROUP, LLC, a Missouri corporation (hereinafter ref

As filed with the Securities and Exchange Commission on October 24 , 2017

As filed with the Securities and Exchange Commission on October 24 , 2017 Registration No.

Master Retainer Agreement, entered into June 5, 2017, between G. David Gerrard, dba Cornerstone Growth Advisors LLC and the Company

EXHIBIT 10.70 MASTER RETAINER AGREEMENT This Retainer Agreement is being entered into by G. David Gerrard, dba Cornerstone Growth Advisors LLC (?CGA?), and Cool Technologies, Inc. (CoolTech), this 1st day of May 2017. Unless renewed by both parties, this agreement will conclude on April 30, 2019. Scope of Services CGA will provide CoolTech with advisory and business development services as mutuall

Brenner & Associates, PLLC 1 Kensington Gate Suite 106 Great Neck, New York 11021 Telephone: (917) 282-4272

CORRESP 85 filename85.htm Brenner & Associates, PLLC 1 Kensington Gate Suite 106 Great Neck, New York 11021 Telephone: (917) 282-4272 [email protected] October 24, 2017 BY EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry Spirgel, Assistant Director Re: Cool Technologies, Inc. Amendment No. 1 to Registration Statem

Form of Warrant

coolex41.htm EXHIBIT 4.1 WARRANT NO. COOL TECHNOLOGIES INC. Shares WARRANT TO PURCHASE COMMON STOCK VOID AFTER 5:30 P.M., EASTERN TIME, ON THE EXPIRATION DATE THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), AND MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED WITHOUT CO

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2017 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or

WARM / Cool Technologies, Inc. / Bamashmus Abdalla M - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cool Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 21639Y100 (CUSIP Number) September 18, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

WARM / Cool Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHNO

Regulation FD Disclosure, Financial Statements and Exhibits

cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2017 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or orga

Letter to Shareholders - July 2017 2nd Quarter Recap

coolex991.htm EXHIBIT 99.1 Letter to Shareholders - July 2017 2nd Quarter Recap The past quarter exceeded our expectations. Here are some highlights: ? Sales/Revenue o Market validation and momentum through sales to Craftsman Industries ? Pipeline/Business Development o US Military, global conglomerates, truck manufacturers, up-fitters and dealerships, disaster relief providers ? Patents o Another

Cool Technologies FORM 144

Cool Technologies, Inc.: Form 144 - Filed by newsfilecorp.com UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D.C. 20549 Expires: May 31, 2017 FORM 144 Estimated average burden hours per response 1.00 NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL TECHN

Cool Technologies NT 10-Q

coolnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on F

As filed with the Securities and Exchange Commission on May 9, 2017

As filed with the Securities and Exchange Commission on May 9, 2017 Registration No.

Agreement, dated February 21, 2017, between the Company and Craftsman Industries, Inc. (incorporated by reference to Exhibit 10.69 to the Company’s Registration Statement on Form S-1 filed with the SEC on May 9, 2017)

EXHIBIT 10.69 AGREEMENT OF PRINCIPAL TERMS This Agreement of Principal Terms is entered into this 21st day of February 2017 between Craftsman Industries, Inc. ("Craftsman Industries"), an S-corporation whose principal place of business is 3101 Elm Point Indstrial Dr., St. Charles MO 63301 and Cool Technologies , Inc. ("CoolTech"), a Nevada corporation having a principal place of business at 8875 H

Consulting Agreement, dated July 27, 2016, between the Company and Uptick Capital, LLC (incorporated by reference to Exhibit 10.67 to the Company’s Registration Statement on Form S-1 filed with the SEC on May 9, 2017)

EXHIBIT 10.67 UPTICK CAPITAL LLC. CONSULTING AGREEMENT July 27th, 2016 Cool Technologies Inc. (WARM) (the ?Company?) On behalf of Uptick Capital LLC. (?Uptick?), we look forward to working with you as an outside business consultant. The purpose of this letter (the ?Agreement?) is to set forth the terms and conditions under which Uptick agrees to serve the Company as an outside business consultant.

Letter Agreement, dated February 16, 2017, with Bellridge Capital, LLC (incorporated by reference to Exhibit 10.68 to the Company’s Registration Statement on Form S-1 filed with the SEC on May 9, 2017)

EXHIBIT 10.68 Cool Technologies, Inc. 8875 Hidden River Parkway Tampa, Florida 33637 February 16, 2017 Robert Klimov Managing Partner Bellridge Capital, LLC 515 E. Las Olas Boulevard Suite 120A Fort Lauderdale Florida 33301 Re: 5% Convertible Notes Gentlemen: Reference is made to the Securities Purchase Agreement dated as of December 6, 2016 between Cool Technologies, Inc. and Bellridge Capital, L

Brenner & Associates, PLLC 147 Woodbine Road Roslyn Heights, New York 11577 Telephone: (917) 282-4272

CORRESP 86 filename86.htm Brenner & Associates, PLLC 147 Woodbine Road Roslyn Heights, New York 11577 Telephone: (917) 282-4272 [email protected] May 9, 2017 BY EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry Spirgel, Assistant Director Re: Cool Technologies, Inc. Registration Statement on Form S-1 Filed on Febr

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2017 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or orga

Independent Accountant’s Letter for Item 4.02(b)

coolex71.htm EXHIBIT 7.1 April 21, 2017 U.S. Securities and Exchange Commission Office of the Chief Accountant 100F Street Northeast Washington, DC 20549-2000 RE: Cool Technologies, Inc. File No. 000-53443 Dear Sir or Madam: We have read Item 4.02 of Form 8-K dated April 19, 2017 of Cool Technologies, Inc. (?the Registrant?) and are in agreement with the statements contained therein as it pertains

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL

5% Convertible Promissory Noted, dated March 14, 2017, issued to Bellridge Capital, LP (incorporated by reference to Exhibit 10.66 to the Company's Annual Report on Form 10-K filed with the SEC on April 17, 2017)

EXHIBIT 10.66 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGI

Securities Purchase Agreement, dated March 14, 2017, between the Company and Bellridge Capital, LP.

EXHIBIT 10.65 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 14, 2017, between Cool Technologies, Inc. a Nevada corporation (the “Company”), and Bellridge Capital LP, a Delaware limited partnership (including its successors and assigns, a “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-53443 COOL TECHNOLOGIES, INC. (Exa

Letter, dated November 4, 2016, between the Company and Spirit Bear.

EXHIBIT 10.63 SPIRIT BEAR LIMITED 1470 First Avenue New York, New York 10075 November 4, 2016 Mr. Timothy Hassett, CEO Cool Technologies, Inc. 8875 Hidden River Parkway – Suite 300 Tampa, FL 33637 Re: Spirit Bear and Lorenzo Warrants and S-1 Dear Tim: This letter shall serve to confirm that Cool Technologies, Inc., and Spirit Bear Limited agree as follows: 1. Cool Technologies, Inc. confirms that

Agreement of Principal Terms, dated February 21, 2017, between Craftsmen Industries, Inc. and the Company (incorporated by reference to Exhibit 10.64 on the Company’s Form 10-K filed with the SEC on April 17, 2017)

EXHIBIT 10.64 AGREEMENT OF PRINCIPAL TERMS This Agreement of Principal Terms is entered into this 21st day of February 2017 between Craftsman Industries, Inc. ("Craftsman Industries"), an S-corporation whose principal place of business is 3101 Elm Point Industrial Dr., St. Charles MO 63301 and Cool Technologies , Inc. ("CoolTech"), a Nevada corporation having a principal place of business at 8875

Cool Technologies NT 10-K

coolnt10k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-53443 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2016 o Transition Report on Form 10-K o Transition Report on Form 10-Q o Transition Report on Form 20-F o Transition Report on

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 22, 2017 COOL TECHNOLOGIES, INC.

Amendment to Articles of Incorporation, dated March 20, 2017 (incorporated by reference to Exhibit 3.11 to the Company’s Current Report on Form 8-K filed with the SEC on March 24, 2017)

EX-3.11 2 exh311.htm EXHIBIT 3.11 Exhibit 3.11 AMENDMENT TO ARTICLES OF INCORPORATION OF COOL TECHNOLOGIES, INC. Cool Technologies, Inc., a corporation organized and existing under the laws of the State of Nevada, hereby certifies as follows: 1. The name of the corporation is Cool Technologies, Inc. The date of filing of its original Articles of Incorporation with the Secretary of State was July 2

WARM / Cool Technologies, Inc. / Spirit Bear Ltd - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 404273 10 4 (CUSIP Number) Jay A. Palmer Spirit Bear Limited 1470 1st Ave – No. 4A New York, NY 10075 Tel.: 212-717-5425 (Name, Address and Te

Cool Technologies DEF 14C

cooldef14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement COOL TECHNOLOGIES, IN

Cool Technologies PRE 14C

coolpre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement COOL TECHNOLOGIES, IN

WARM / Cool Technologies, Inc. / GEMINI MASTER FUND LTD - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 (AMENDMENT NO. 1)* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 404273104 (CUSIP Number) December 31, 2

As filed with the Securities and Exchange Commission on February 13, 2017

cools1.htm As filed with the Securities and Exchange Commission on February 13, 2017 Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COOL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 3510 75-3076597 (State or jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporat

COOL TECHNOLOGIES, INC. 1,500,000 shares of Common Stock

cool424b3.htm As filed pursuant to Rule 424(b)(3) Registration No. 333-215257 PROSPECTUS COOL TECHNOLOGIES, INC. 1,500,000 shares of Common Stock This prospectus relates to the resale of 1,500,000 shares of our common stock by Bellridge Capital, LP, a Delaware limited partnership (?Bellridge?) that Bellridge may acquire upon conversion of up to $150,000 principal amount of our 5% convertible promi

Cool Technologies ESP

coolcorresp.htm COOL TECHNOLOGIES, INC. 8875 Hidden River Parkway Suite 300 Tampa, Florida 33637 February 6, 2017 BY EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Larry Spirgel, Assistant Director Re: Cool Technologies, Inc. Registration Statement on Form S-1 (File Number 333-215257) Dear Mr. Spirgel: In accordance

As filed with the Securities and Exchange Commission on February 1, 2017

As filed with the Securities and Exchange Commission on February 1, 2017 Registration No.

David Lubin & Associates, PLLC 410 Lopez Drive West Hempstead, New York 11580 Telephone: (917) 656-1173

David Lubin & Associates, PLLC 410 Lopez Drive West Hempstead, New York 11580 Telephone: (917) 656-1173 david@dlubinassociates.

5% Convertible Promissory Note, dated December 28, 2016 issued to Bellridge Capital, LP (incorporated by reference to Exhibit 10.62 to the Company’s Registration Statement on Form S-1/ A filed with the SEC on January 25, 2017)

EX-10.62 3 coolex1062.htm CONVERTIBLE PROMISSORY NOTE EXHIBIT 10.62 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT B

As filed with the Securities and Exchange Commission on January 25 , 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION AMENDMENT NO. 1 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COOL TECHNOLOGIES, INC. (Exact name of registr

Registration No. 333- 215257 As filed with the Securities and Exchange Commission on January 25 , 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COOL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 3510 75-3076597 (State or jurisdiction of (Primary Standard Industrial (I.R.S.

WARM / Cool Technologies, Inc. / KHIC LLC - SC 13D/A Activist Investment

Hess Legal Counsel Form SC 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* COOL TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 404273104 (CUSIP Number) Eric Hess, Esq. Hess Legal Counsel LLC 120 West 45th Street, Suit

Independent Contractor Agreement, dated July 1, 2014 with PGC Investments LLC (incorporated by reference to Exhibit 10.61 to the Company’s Registration Statement on Form S-1 filed with the SEC on December 22, 2016)

EXHIBIT 10.61 1 2 3 4 5 6 7 8 9 10

Form of Advisory Board Agreement (incorporated by reference to Exhibit 10.60 to the Company’s Registration Statement on Form S-1 filed with the SEC on December 22, 2016)

EXHIBIT 10.60 HPEV, INC. ADVISORY BOARD AGREEMENT THIS ADVISORY BOARD AGREEMENT (the ?Agreement?)is made effective as of , (the "Effective Date") by and between HPEV, Inc. a Nevada corporation (the "Company"), and (the "Advisor") an individual residing at. RECITALS A. The Company desires to obtain the services of the Advisor to serve on the Company?s Board of Advisors (the ?AB?), and the Advisor d

As filed with the Securities and Exchange Commission on December 22, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COOL TECHNOLOGIES, INC. (Exact name of registrant as specified

Registration No. 333- As filed with the Securities and Exchange Commission on December 22, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COOL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Nevada 3510 75-3076597 (State or jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or

Employment Agreement, dated July 13, 2016, between the Company and Judson Bibb (incorporated by reference to Exhibit 10.59 to the Company’s Registration Statement on Form S-1 filed with the SEC on December 22, 2016)

EXHIBIT 10.59

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 6, 2016 COOL TECHNOLOGIES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 6, 2016 COOL TECHNOLOGIES, INC.

Registration Rights Agreement, dated December 6, 2016, between the Company and Bellridge Capital, LP (incorporated by reference to Exhibit 10.64 to the Company’s Current Report on Form 8-K filed with the SEC on December 12, 2016)

EXHIBIT 10.64 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, is by and between Cool Technologies, Inc., a Nevada corporation (the "Company"), and Bellridge Capital LP, a Delaware limited Partnership (the "Holder"), and is made pursuant to that certain Securities Purchase Agreement between the Company and the Holder, dated as of the date hereof (the “Purchase Agreement”). WHEREAS

Securities Purchase Agreement, dated December 6, 2016, between the Company and Bellridge Capital, LP for the Equity Line (incorporated by reference to Exhibit 10.63 to the Company’s Current Report on Form 8-K filed with the SEC on December 12, 2016)

EXHIBIT 10.63 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is dated as of December 6, 2016 by and between Cool Technologies, Inc., a Nevada corporation (the "Company") and Bellridge Capital, LP a Delaware Limited Partnership the "Purchaser). Capitalized terms used in this Agreement and not otherwise defined shall have the meanings ascribed to them in Article

5% Convertible Promissory Note issued to Bellridge Capital, LP (incorporated by reference to Exhibit 10.62 to the Company’s Current Report on Form 8-K filed with the SEC on December 12, 2016)

EXHIBIT 10.62 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGI

Securities Purchase Agreement, dated December 6, 2016, between the Company and Bellridge Capital, LP (incorporated by reference to Exhibit 10.61 to the Company’s Current Report on Form 8-K filed with the SEC on December 12, 2016)

EX-10.61 2 coolex1061.htm SECURITIES PURCHASE AGREEMENT EXHIBIT 10.61 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 6, 2016, between Cool Technologies, Inc. a Nevada corporation (the “Company”), and Bellridge Capital LP, a Delaware limited partnership (including its successors and assigns, a “Purchaser”). WHEREAS, subject to the terms a

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cooldef14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement COOL TECHNOLOGIES, IN

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53443 COOL T

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coolnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report

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coolrw.htm COOL TECHNOLOGIES, INC. 8875 Hidden River Parkway Tampa, Florida 33637 November 14, 2016 Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Application for Withdrawal of Registration Statement on Form S-1 filed January 11, 2016 File No. 333-208933 Gentlemen and Ladies: Pursuant to Rule 477 promulgated under the Securities Act o

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coolpre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement COOL TECHNOLOGIES, IN

Form of Subscription Agreement for Series B Stock (incorporated by reference to Exhibit 10.58 to the Company's Current Report on Form 8K filed with the SEC on November 11, 2016)

coolex1058.htm EXHIBIT 10.58 COOL TECHNOLOGIES, INC. SUBSCRIPTION AGREEMENT SECTION 1 1.1 Subscription. The undersigned, intending to be legally bound, hereby irrevocably subscribes for and agrees to purchase shares of Series B Preferred Stock, par value $0.001 per share, and warrants (the "Warrants") to purchase shares of common stock of Cool Technologies, Inc., a Nevada corporation (the "Company

Amended and Restated Certificate of Designation for the Series B Stock (incorporated by reference to Exhibit 3.10 to the Company's Form 8-K filed with the SEC on November 10, 2016

EX-3.10 2 coolex310.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATION EXHIBIT 3.10 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF CLASS B PREFERRED STOCK OF COOL TECHNOLOGIES INC. Pursuant to Section 78.1955 of Chapter 78 of the Nevada Revised Statutes of the State of Nevada The following resolution was duly adopted by the Board of Directors of Cool Technologies, Inc., a Nevada corporation (

Resignation, Waiver and Release of Theodore Banzhaf (incorporated by reference to Exhibit 10.60 to the Company’s Current Report on Form 8-K filed with the SEC on November 11, 2016)

EX-10.60 5 coolex1060.htm RESIGNATION, WAIVER AND RELEASE WITH THEODORE BANZHAF EXHIBIT 10.60 RESIGNATION, WAIVER AND RELEASE OF THEODORE BANZHAF I, Theodore Banzhaf, hereby declare and acknowledge as follows: 1. In consideration of the payment to me by wire of the sum of Ten Thousand Dollars ($10,000.00) (hereinafter referred to as the "Resignation Funds"), which shall constitute full and final p

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cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 12, 2016 COOL TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada (State or Other Jurisdiction of Incorporation) 000-53443 75-3076597 (Com

Form of Warrant for Series B Stock purchasers (incorporated by reference to Exhibit 10.59 to the Company's Current Report on Form 8K filed with the SEC on November 11, 2016)

EX-10.59 4 coolex1059.htm FORM OF WARRANT EXHIBIT 10.59 WARRANT NO. COOL TECHNOLOGIES INC. Shares WARRANT TO PURCHASE COMMON STOCK VOID AFTER 5:30 P.M., EASTERN TIME, ON THE EXPIRATION DATE THIS WARRANT AND ANY SHARES ACQUIRED UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, DONATED OR O

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cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2016 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or o

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cool8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2016 Cool Technologies, Inc. (Exact name of registrant as specified in its charter) Nevada 000-53443 75-3076597 (State or other jurisdiction of incorporation or o

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 (AMENDMENT NO. )* Cool Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 404273104 (CUSIP Number) September 28, 2

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KHIC, LLC - Schedule 13D - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* COOL TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 404273104 (CUSIP Number) Eric Hess, Esq. Hess Legal Counsel LLC 120 West 45th Street, Suite 3705 Ne