Grundlæggende statistik
| LEI | 549300ZW9EULAR7T6F89 |
| CIK | 101984 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Universal Electronics Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| May 28, 2026 |
Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2025 to December 31, 2025 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2025 to Dece |
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| May 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8 |
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| May 26, 2026 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 UNIVERSAL ELECTRONICS INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0. |
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| May 26, 2026 |
Exhibit 99.1 UNIVERSAL ELECTRONICS INC. AMENDED AND RESTATED 2018 EQUITY AND INCENTIVE COMPENSATION PLAN Restatement Effective Date: May 19, 2026 TABLE OF CONTENTS Page SECTION 2. DEFINITIONS. 1 SECTION 3. ADMINISTRATION. 9 (a) Committee Composition 9 (b) Committee Appointment 9 (c) Committee Responsibilities 10 (d) Reliance on Reports 11 (e) Limitation of Liability 11 SECTION 4. ELIGIBILITY. 11 ( |
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| May 26, 2026 |
As filed with the Securities and Exchange Commission on May 26, 2026 As filed with the Securities and Exchange Commission on May 26, 2026 Registration No. |
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| May 21, 2026 |
RESTATED CERTIFICATE OF INCORPORATION UNIVERSAL ELECTRONICS INC. Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF UNIVERSAL ELECTRONICS INC. UNIVERSAL ELECTRONICS INC., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1.The original Certificate of Incorporation was filed with the Secretary of State on November 21, 1986 under the name “Universal Electronics Inc.”, a Restated Certificate of Incorporati |
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| May 21, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2026 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| May 11, 2026 |
ex102-ammariramziretirem 1 March 13, 2026 Via Email Ramzi Ammari Email: rammari@uei. |
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| May 11, 2026 |
Universal Electronics Reports Financial Results for the First Quarter 2026 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2026 SCOTTSDALE, AZ – May 11, 2026 – Universal Electronics Inc. |
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| May 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2026 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| May 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| April 8, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 8, 2026 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| April 8, 2026 |
Universal Electronics Inc. (NASDAQ: UEIC) is the global leader in universal wireless control solutions for the home. The company brings to life millions of innovative control products each year that focus on a user-centric approach to designing and creating solutions and applications that simplify user interaction with highly complex technologies in the home and removing interoperability challenge |
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| March 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2026 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| March 12, 2026 |
Universal Electronics Inc. Performance-Based Stock Unit Award Agreement Exhibit 10.30 Certificate Number: [[GRANTNUMBER]] Universal Electronics Inc. Performance-Based Stock Unit Award Agreement This Performance-Based Stock Unit Award Agreement (the “Agreement”) is made as of XXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). The Corporation has granted, purs |
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| March 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104 |
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| March 12, 2026 |
Exhibit 99.1 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2025 FINANCIAL RESULTS FY 2025 cash flow from operations was $23.6 million; Q4 2025 stock buyback plan repurchased 765,201 shares or 5.8% of shares outstanding SCOTTSDALE, AZ – March 12, 2026 – Universal Electronics Inc. (UEI), (Nasdaq: UEIC) reported financial results for the three and twelve months ended December 31, 2025. "Q |
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| March 12, 2026 |
TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of March 11, 2026 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and |
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| March 12, 2026 |
Universal Electronics Inc. Stock Option Agreement Exhibit 10.31 Universal Electronics Inc. Stock Option Agreement This Stock Option Agreement (this “Agreement”) is entered into by and between [[FIRSTNAME]] [[LASTNAME]] (“Optionee”) and Universal Electronics Inc., a Delaware corporation (the “Company”), effective as of the Grant Date specified in the Stock Option Grant Statement attached hereto (the “Grant Statement”), which shall constitute an in |
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| March 12, 2026 |
Universal Electronics Inc. List of Subsidiaries of the Registrant Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. |
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| March 12, 2026 |
Restricted Stock Unit Award Agreement Exhibit 10.29 Certificate Number: [[GRANTNUMBER]] Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (the “Agreement”) is made as of XXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). As used in this Agreement, the term “Corporation” shall include, where app |
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| March 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 11, 2026 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| March 12, 2026 |
UNIVERSAL ELECTRONICS INC. INSIDER TRADING POLICY Exhibit 19.1 UNIVERSAL ELECTRONICS INC. INSIDER TRADING POLICY Introduction The purpose of this Insider Trading Policy (this “Policy”) is to promote compliance with applicable securities laws by Universal Electronics Inc. and its subsidiaries (individually and collectively, the “Company”) and all directors, officers, employees, and representatives thereof (and members of the forgoing persons’ imme |
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| March 12, 2026 |
TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.40 TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of March 11, 2026 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and |
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| March 12, 2026 |
certifiedrestatedcertofi |
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| December 30, 2025 |
Exhibit 10.1 [*] Indicates that certain information in this exhibit has been excluded because it is both (i) not material and (ii) the type that the registrant treats as private or confidential. November 17, 2025 Wade Michael Jenke Dear Wade, It is our pleasure to offer you the Chief Financial Officer (CFO) position at Universal Electronics Inc. (UEI) as outlined below. We feel confident that you |
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| December 30, 2025 |
Exhibit 99.1 Universal Electronics Appoints Wade Jenke as Chief Financial Officer Brings Over 20 Years of Finance, Strategic Management and Public Company Expertise to New Role SCOTTSDALE, AZ – December 30, 2025 – Universal Electronics Inc. (UEI) (Nasdaq: UEIC) today announced that it has appointed Wade M. Jenke as Chief Financial Officer, effective immediately. Mr. Jenke will report to Richard Ca |
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| December 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| December 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| November 21, 2025 |
ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of November 17, 2025 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), |
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| November 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| November 6, 2025 |
G1-02: Maximum Mortgage Contract - Corresponding to Class A, Class B and Their Individual Agreements G1-02: Maximum Mortgage Contract - Corresponding to Class A, Class B and Their Individual Agreements Exhibit 10. |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| November 6, 2025 |
Universal Electronics Reports Financial Results for the Third Quarter 2025 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2025 SCOTTSDALE, AZ – November 6, 2025 – Universal Electronics Inc. |
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| November 6, 2025 |
Universal Electronics Inc. Performance-Based Stock Unit Award Agreement Exhibit 10.7 Certificate Number: [[GRANTNUMBER]] Universal Electronics Inc. Performance-Based Stock Unit Award Agreement This Performance-Based Stock Unit Award Agreement (the “Agreement”) is made as of [[GRANTDATE]] (the “Grant Date”) by and between Universal Electronics Inc., a Delaware Company (the “Company”), and the undersigned employee (the “Employee”). The Company has granted, pursuant to t |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS |
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| November 6, 2025 |
Restricted Stock Unit Award Agreement Exhibit 10.6 Certificate Number: [[GRANTNUMBER]] Universal Electronics Inc. Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (the “Agreement”) is made as of [[GRANTDATE]] (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Company”), and the undersigned employee (the “Employee”). As used in this Agreement, the term “Company” sh |
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| September 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I. |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| August 7, 2025 |
Universal Electronics Reports Financial Results for the Second Quarter 2025 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2025 SCOTTSDALE, AZ – August 7, 2025 – Universal Electronics Inc. |
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| July 31, 2025 |
Exhibit 10.1 TENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS TENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of July 25, 2025 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and U.S. |
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| July 31, 2025 |
Form of Working Capital Loan Contract (filed herewith) D-02: Working Capital Loan Contract - Applicable to Single, Class A, and Class B Single Working Capital Loan Business Exhibit 10. |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| July 31, 2025 |
Line of Credit Agreement signed July 30, 2025 (filed herewith) A-01: Line of Credit Agreement - -Applicable to Line of Credit Business Exhibit 10. |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8 |
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| May 19, 2025 |
Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2024 to Dece |
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| May 8, 2025 |
Universal Electronics Reports Financial Results for the First Quarter 2025 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2025 SCOTTSDALE, AZ – May 8, 2025 – Universal Electronics Inc. |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em |
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| May 5, 2025 |
025, by and among Universal Electronics Inc., Kent La Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”) is made and entered into as of May 2, 2025 by and among Universal Electronics Inc., a Delaware corporation (the “Company”), on the one hand, and Kent Lake Partners LP (“Kent Lake”), Kent Lake PR LLC (“Kent Lake PR”), and Benjamin Natter (collectively with Kent Lake and Kent Lake PR, the “Investor Parties” and each, an |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| March 21, 2025 |
Exhibit 10.1 TRANSITION AGREEMENT AND RELEASE OF CLAIMS This Transition Agreement and Release of Claims (the “Agreement”) is made by and between Paul Arling (“you”) and Universal Electronics, Inc. (the “Company”) (individually each a “Party” and collectively the “Parties”), effective on the eighth day after you have executed this Agreement, provided the revocation period set forth in Section 23 be |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| March 11, 2025 |
Exhibit 10.31 Certificate Number: [[GRANTNUMBER]] Restricted Stock Unit Award Agreement This Restricted Stock Unit Award Agreement (the “Agreement”) is made as of XXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). As used in this Agreement, the term “Corporation” shall include, where app |
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| March 11, 2025 |
Insider Trading Policy (filed herewith) Exhibit 19.1 UNIVERSAL ELECTRONICS INC. INSIDER TRADING POLICY Introduction The purpose of this Insider Trading Policy (this “Policy”) is to promote compliance with applicable securities laws by Universal Electronics Inc. and its subsidiaries (individually and collectively, the “Company”) and all directors, officers, employees, and representatives thereof (and members of the forgoing persons’ imme |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104 |
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| March 11, 2025 |
List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. |
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| March 11, 2025 |
Exhibit 10.32 Certificate Number: [[GRANTNUMBER]] Universal Electronics Inc. Performance-Based Stock Unit Award Agreement This Performance-Based Stock Unit Award Agreement (the “Agreement”) is made as of XXX, 20XX (the “Grant Date”) by and between Universal Electronics Inc., a Delaware corporation (the “Corporation”), and the undersigned employee (the “Employee”). The Corporation has granted, purs |
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| February 20, 2025 |
UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2024 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2024 FINANCIAL RESULTS SCOTTSDALE, AZ – February 20, 2025 – Universal Electronics Inc. |
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| February 20, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 20, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| February 14, 2025 |
EX-99.A 2 ueic4442721-ex99a.htm JOINT FILING AGREEMENT EXHIBIT A JOINT FILING AGREEMENT Manulife Financial Corporation and Manulife Investment Management (US) LLC agree that the Schedule 13G (Amendment No.2) to which this Agreement is attached, relating to the Common Stock of Citizens Community Bancorp Inc., is filed on behalf of each of them. Manulife Financial Corporation February 4, 2025 Date / |
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| January 2, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S |
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| January 2, 2025 |
EX-10.1 2 ninthamendmenttosecondamen.htm EX-10.1 Exhibit 10.1 NINTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS NINTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of December 16, 2024 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each |
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| November 14, 2024 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d807831dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of Universal Electronics Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G t |
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| November 14, 2024 |
UEIC / Universal Electronics Inc. / Kent Lake PR LLC begin 644 jointfilingagreementex1.pdf M)5!$1BTQ+C8-)>+CS],-"C(W(# @;V)J#3P\+TQI;F5AL83?H.,GK =*\J@=!,%G#]+ P,>UDAHHR) $& $1#"ET-"F5N M9'-T41O8U1I=&QE('1R=64^/CX^#65N9&]B:@TR.2 P(&]B:@T\/"]#;VYT96YT MZ>//=<$H7 04E B3 !# 2V;7K2P,ID,TJN^Z LK.F#I-)\DZT%RF&@A4/!&\I>K, M;GUUN)C:RK^WK+/^E6H\4]ZA@;\G1WN0'-LW]V M.A?W:/(?3)3+"M!*@982C-"@\AR4+NAU!1B4/:\@#)(*LEQK,"IJTB(R:HF M$:R4Q\MBE\=XE*Q"Q([,29?Y*2:?"92C%C |
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| November 14, 2024 |
EX-99.I 2 d807831dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| November 14, 2024 |
UEIC / Universal Electronics Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G 1 d807831dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| November 7, 2024 |
Universal Electronics Reports Financial Results for the Third Quarter 2024 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2024 SCOTTSDALE, AZ – November 7, 2024 – Universal Electronics Inc. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS |
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| October 28, 2024 |
UEIC / Universal Electronics Inc. / Leviticus Partners LP Passive Investment SC 13G/A 1 ueic13ga1.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1)* UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) 10/23/2024 - (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| September 3, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S |
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| September 3, 2024 |
Line of Credit Agreement signed August 29, 2024 (filed herewith) A-01: Line of Credit Agreement - -Applicable to Line of Credit Business Exhibit 10. |
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| September 3, 2024 |
Working Capital Loan Contract signed August 29, 2024 (filed herewith) D-02: Working Capital Loan Contract - Applicable to Single, Class A, and Class B Single Working Capital Loan Business Exhibit 10. |
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| September 3, 2024 |
Maximum Mortgage Contract signed August 29, 2024 (filed herewith) G1-02: Maximum Mortgage Contract - Corresponding to Class A, Class B and Their Individual Agreements Exhibit 10. |
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| August 28, 2024 |
Exhibit 10.1 EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of August 16, 2024 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and U |
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| August 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S |
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| August 8, 2024 |
Universal Electronics Reports Financial Results for the Second Quarter 2024 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2024 SCOTTSDALE, AZ – August 8, 2024 – Universal Electronics Inc. |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| August 8, 2024 |
As filed with the Securities and Exchange Commission on August 8, 2024 As filed with the Securities and Exchange Commission on August 8, 2024 Registration No. |
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| August 8, 2024 |
Exhibit 4.5 UNIVERSAL ELECTRONICS INC. AMENDED AND RESTATED 2018 EQUITY AND INCENTIVE COMPENSATION PLAN 1.Purpose. The purpose of the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan is to provide a means through which the Company may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and its |
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| August 8, 2024 |
Exhibit 10.1 UNIVERSAL ELECTRONICS INC. AMENDED AND RESTATED 2018 EQUITY AND INCENTIVE COMPENSATION PLAN 1.Purpose. The purpose of the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan is to provide a means through which the Company may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors of the Company and it |
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| August 8, 2024 |
Calculation of Filing Fee Tables EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Universal Electronics Inc. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL |
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| July 26, 2024 |
July 26, 2024 Bryan M. Hackworth Chief Financial Officer Universal Electronics Inc. 15147 N. Scottsdale Road, Suite H300 Scottsdale, AZ 85254-2494 Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 File No. 0-21044 Dear Bryan M. Hackworth: We have completed our review of your filing. We remind you that the company and its management are responsible for the accurac |
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| July 24, 2024 |
CORRESP 1 filename1.htm July 24, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentle |
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| July 11, 2024 |
July 11, 2024 Bryan M. Hackworth Chief Financial Officer Universal Electronics Inc. 15147 N. Scottsdale Road, Suite H300 Scottsdale, AZ 85254-2494 Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Dear Bryan M. Hackworth: We have reviewed your June 25, 2024 response to our comment letter and have the following |
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| June 28, 2024 |
UEIC / Universal Electronics Inc. / Kent Lake Capital LLC Passive Investment SC 13G 1 ueic13gv3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Universal Electronics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| June 25, 2024 |
June 25, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentlemen: Universal Electroni |
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| June 13, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| June 3, 2024 |
UEIC / Universal Electronics Inc. / Leviticus Partners LP Passive Investment SC 13G 1 ueic13g.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) 05/30/2024 - (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8 |
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| May 24, 2024 |
Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2023 to Dece |
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| May 21, 2024 |
United States securities and exchange commission logo May 21, 2024 Bryan M. Hackworth Chief Financial Officer Universal Electronics Inc. 15147 N. Scottsdale Road, Suite H300 Scottsdale, AZ 85254-2494 Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Dear Bryan M. Hackworth: We have reviewed your May 10, 2024 r |
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| May 10, 2024 |
May 10, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentlemen: Universal Electronics, |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| May 2, 2024 |
Universal Electronics Reports Financial Results for the First Quarter 2024 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2024 SCOTTSDALE, AZ – May 2, 2024 – Universal Electronics Inc. |
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| May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em |
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| April 25, 2024 |
April 25, 2024 CORRESPONDENCE FILING VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Andrew Blume Kevin Woody Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Ladies and Gentlemen: Universal Electronic |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| April 12, 2024 |
United States securities and exchange commission logo April 12, 2024 Bryan M. Hackworth Chief Financial Officer Universal Electronics Inc. 15147 N. Scottsdale Road, Suite H300 Scottsdale, AZ 85254-2494 Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2023 Form 8-K Furnished February 15, 2024 File No. 0-21044 Dear Bryan M. Hackworth: We have limited our review of your |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104 |
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| March 14, 2024 |
Universal Electronics Compensation Recoupment Policy Exhibit 97.1 UNIVERSAL ELECTRONICS INC. Compensation Recoupment Policy Effective November 13, 2023 Purpose As required pursuant to the listing standards of the Nasdaq Stock Market LLC (the “Stock Exchange”), Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 10D-1 under the Exchange Act, the Board of Directors (the “Board”) of Universal Electronics Inc. ( |
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| March 14, 2024 |
List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. |
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| March 14, 2024 |
Seventh Amendment to the Second Amended and Restated Credit Agreement (filed herewith) Exhibit 10.24 SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of March 13, 2024 (the “Effective Date”), by and between: UNIVERSAL ELECTRONICS INC., a Delaware corporation (“Borrower”), the lenders from time to time parties hereto (each a “Lender” and collectively the “Lenders”), and |
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| March 14, 2024 |
Code of Conduct (filed herewith) Exhibit 14.1 CODE OF CONDUCT Letter from Paul D. Arling Chairman and Chief Executive Officer To our employees: The success of Universal Electronics is built on our reputation for integrity and excellence, not just of our products, but also on the way in which we conduct ourselves. We share and uphold a common set of ethical values and objectives, the core of which is our commitment to doing the “r |
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| February 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 15, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| February 15, 2024 |
UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2023 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2023 FINANCIAL RESULTS SCOTTSDALE, AZ – February 15, 2024 – Universal Electronics Inc. |
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| February 13, 2024 |
UEIC / Universal Electronics Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02164-universalelectronics.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Universal Electronics Inc Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box |
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| February 13, 2024 |
UEIC / Universal Electronics Inc. / MANULIFE FINANCIAL CORP - SC 13G/A Passive Investment SC 13G/A 1 ueic4298311-sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 22, 2024 |
EXHIBIT 99.1 Universal Electronics Announces U.S. Court of Appeals Affirms Ban on Import and Sale of Roku Infringing Products SCOTTSDALE, Ariz.—(BUSINESS WIRE)—January 19, 2024—Universal Electronics Inc. (“UEI”) (NASDAQ: UEIC), the global leader in wireless universal control solutions for home entertainment and smart home devices, today announced that the U.S. Court of Appeals for the Federal Circ |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2024 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| December 26, 2023 |
EXHIBIT 99.1 Universal Electronics Inc. Announces Cooperation Agreement with Immersion Corporation Appoints Eric Singer to the Board and Reaffirms Commitment to Strong Corporate Governance and Enhancing Stockholder Value SCOTTSDALE, Ariz.-(BUSINESS WIRE)-Dec. 22, 2023- Universal Electronics Inc. (the “Company” or “UEI”) (NASDAQ: UEIC), the global leader in wireless universal control solutions for |
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| December 26, 2023 |
EXHIBIT 10.1 COOPERATION AGREEMENT This COOPERATION AGREEMENT (this “Agreement”) is made and entered into as of December 21, 2023 (the “Effective Date”), by and among Universal Electronics Inc., a Delaware corporation (the “Company”), on the one hand, and Toro 18 Holdings LLC, a Delaware limited liability company (“Toro 18”), Immersion Corporation, a Delaware corporation (“Immersion”), William C. |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| December 22, 2023 |
SC 13D/A 1 e619146sc13da-toro18.htm AMENDMENT NO. 4 TO THE SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Cla |
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| December 22, 2023 |
begin 644 e619146ex99-1.pdf M)5!$1BTQ+C8-)>+CS],-"C$U-2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" S M-C U,C0O3R Q-3%LQ-34@ M,C1=+TEN9F\@,34T(# @4B],96YG=&@@-S4O4')E=B S-3DY.#DO4F]O=" Q M-38@,"!2+U-I>F4@,3<&4O6%)E9B]76S$@,B Q73X^/-P,3(H 4RBH$1-&?T>T70( ! /QG#!<-"F5N9'-TC0 M,AVMI$-+6[VY9FPXZ1,1<-.!RL9@,4G-PH:0#2L3)RUF M!4OH+IPT[<+*;J"VE8V39FP#ZN#HX&CHX.B 4@P=#0B8 >*")8 D4+9! L2 MB($U@$0;*/*KD6D!C Y32#BG,+#FG |
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| December 8, 2023 |
SC 13D/A 1 sc13da31344600812082023.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 pe |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| November 8, 2023 |
SC 13D/A 1 sc13da21344600811082023.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 pe |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS |
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| November 2, 2023 |
Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2023 – Authorizes Stock Repurchase Program for Up to 1 Million Shares – SCOTTSDALE, AZ – November 2, 2023 – Universal Electronics Inc. |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| October 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913483103 (CUSIP Number) TORO 18 HOL |
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| August 31, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL |
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| August 3, 2023 |
Universal Electronics Reports Financial Results for the Second Quarter 2023 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2023 SCOTTSDALE, AZ – August 3, 2023 – Universal Electronics Inc. |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| July 7, 2023 |
UEIC / Universal Electronics Inc. / BlackRock Inc. Passive Investment us9134831034070723.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) June 30, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| July 3, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of Universal Electronics Inc. This Joint Filing |
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| July 3, 2023 |
UEIC / Universal Electronics Inc. / TORO 18 HOLDINGS LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Universal Electronics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 913483103 (CUSIP Number) TORO 18 HOLD |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| May 23, 2023 |
Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2022 to Dece |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8 |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| May 9, 2023 |
Exhibit 10.1 SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Sixth Amendment to Second Amended and Restated Credit Agreement (this “Amendment”) dated as of May 3, 2023, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the “Borrower”), the lenders party hereto (each a “Lender” and, collectively the “Lenders”) and U.S |
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| May 8, 2023 |
UEIC / Universal Electronics Inc. / EAGLE ASSET MANAGEMENT INC Passive Investment 5/08/2023 Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 RE: Schedule 13G Universal Electronics, Inc. |
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| May 4, 2023 |
Universal Electronics Reports Financial Results for the First Quarter 2023 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2023 SCOTTSDALE, AZ – May 4, 2023 – Universal Electronics Inc. |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| April 6, 2023 |
UEIC / Universal Electronics Inc. / BlackRock Inc. Passive Investment us9134831034040523.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) March 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| April 5, 2023 |
UEIC / Universal Electronics Inc. / EAGLE ASSET MANAGEMENT INC Passive Investment 4/05/2023 Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 RE: Schedule 13G Universal Electronics, Inc. |
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| March 8, 2023 |
Code of Conduct (filed herewith) Exhibit 14.1 CODE OF CONDUCT Letter from Paul D. Arling Chairman and Chief Executive Officer To our employees: The success of Universal Electronics is built on our reputation for integrity and excellence, not just of our products, but also on the way in which we conduct ourselves. We share and uphold a common set of ethical values and objectives, the core of which is our commitment to doing the “r |
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| March 8, 2023 |
List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104 |
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| February 16, 2023 |
UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2022 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2022 FINANCIAL RESULTS SCOTTSDALE, AZ – February 16, 2023 – Universal Electronics Inc. |
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| February 16, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 16, 2023 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| February 14, 2023 |
SC 13G 1 ueic41644112-sc13g.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Universal Electronics Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of this Statement) Check t |
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| February 10, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 9, 2023 |
UEIC / Universal Electronics Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02133-universalelectronics.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Universal Electronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box |
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| February 9, 2023 |
SC 13G/A 1 tm235848d22sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 |
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| January 24, 2023 |
UEIC / Universal Electronics Inc / BlackRock Inc. Passive Investment SC 13G 1 us9134831034012423.txt us9134831034012423.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 6, 2023 |
UEIC / Universal Electronics Inc / EAGLE ASSET MANAGEMENT INC Passive Investment 1/05/2023 Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 RE: Schedule 13G Universal Electronics, Inc. |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS |
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| November 3, 2022 |
Universal Electronics Reports Financial Results for the Third Quarter 2022 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2022 SCOTTSDALE, AZ ? November 3, 2022 ? Universal Electronics Inc. |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| August 4, 2022 |
Universal Electronics Reports Financial Results for the Second Quarter 2022 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2022 SCOTTSDALE, AZ ? August 4, 2022 ? Universal Electronics Inc. |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| June 9, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8 |
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| May 13, 2022 |
Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2021 to December 31, 2021 This Conflict Minerals Report (this ?Report?) of Universal Electronics Inc. (the ?Company,? ?we,? ?us? or ?our?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2021 to Dece |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em |
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| May 5, 2022 |
Universal Electronics Reports Financial Results for the First Quarter 2022 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2022 SCOTTSDALE, AZ ? May 5, 2022 ? Universal Electronics Inc. |
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| April 25, 2022 |
DEF 14A 1 proxy2022.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permit |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| March 4, 2022 |
List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. |
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| March 4, 2022 |
UEIC / Universal Electronics Inc / EAGLE ASSET MANAGEMENT INC Passive Investment 2/10/2022 Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 RE: Schedule 13G Universal Electronics, Inc. |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104 |
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| February 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 17, 2022 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| February 17, 2022 |
UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2021 FINANCIAL RESULTS Exhibit 99 UNIVERSAL ELECTRONICS REPORTS FOURTH QUARTER AND YEAR-END 2021 FINANCIAL RESULTS SCOTTSDALE, AZ ? February 17, 2022 ? Universal Electronics Inc. |
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| February 10, 2022 |
UEIC / Universal Electronics Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Universal Electronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 10, 2022 |
EVRI / Everi Holdings Inc / EAGLE ASSET MANAGEMENT INC Passive Investment SC 13G/A 1 evri.txt 2/09/2021 Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 RE: Schedule 13G Everi Holdings Inc. As of 12/31/2021 Gentlemen: In accordance with Section 13(d)(5) of the Securities Exchange Act of 1934, attached please find a copy of Schedule 13G for the above named company showing beneficial ownership of 5% or more as of 12/31/2021 filed on behalf of Ea |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2021 (Date of E |
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| February 8, 2022 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 27, 2022 |
UEIC / Universal Electronics Inc / BlackRock Inc. Passive Investment SC 13G/A 1 us9134831034012622.txt us9134831034012622.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| January 25, 2022 |
UEIC / Universal Electronics Inc / BlackRock Inc. Passive Investment us9134831034012522.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS |
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| November 4, 2021 |
Universal Electronics Reports Financial Results for the Third Quarter 2021 Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2021 SCOTTSDALE, AZ ? November 4, 2021 ? Universal Electronics Inc. |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| October 28, 2021 |
EXHIBIT 10.1 FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Fifth Amendment to Second Amended and Restated Credit Agreement (this ?Amendment?) dated as of October 25, 2021, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the ?Borrower?), the lenders party hereto (each a ?Lender? and, collectively the ?Lenders?) an |
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| October 28, 2021 |
EXHIBIT 10.3 CONTINUING GUARANTY THIS CONTINUING GUARANTY (the ?Guaranty?), dated as of October 25, 2021, is made and given by UNIVERSAL ELECTRONICS BV (the ?Guarantor?) in favor of U.S. BANK NATIONAL ASSOCIATION, a national banking association, as administrative agent (the ?Administrative Agent?) in connection with the Credit Agreement (as defined below). RECITALS A. Universal Electronics Inc., a |
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| October 28, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| October 28, 2021 |
EXHIBIT 10.2 TERMINATION OF PLEDGE AGREEMENT THIS TERMINATION OF PLEDGE AGREEMENT (?Termination?) is entered into as of October 25, 2021, by and between UEI HONG KONG PRIVATE LIMITED, a company organized under the laws of Hong Kong (?Pledgor?), ENSON ASSETS LIMITED, a company organized under the laws of the British Virgin Islands (?Issuer?) and U.S. BANK NATIONAL ASSOCIATION, a national baking ass |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL |
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| August 5, 2021 |
Universal Electronics Reports Financial Results for the Second Quarter 2021 Exhibit 99 Universal Electronics Reports Financial Results for the Second Quarter 2021 SCOTTSDALE, AZ ? August 5, 2021 ? Universal Electronics Inc. |
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| August 5, 2021 |
Press Release of UEI, dated August 5, 2021 NoSuchKey The specified key does not exist. edgar/data/101984/000010198421000051/exhibit99-8ker20210805.htm NZR9GHR49KKX9K2J ivsxvmjUApLEtZ31bUiRtM38OeQ8pTMCZVir7/WjMXpFCM+FTun6qoKGftWj2U5wljX7zb+xx3Q= |
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| August 5, 2021 |
Exhibit 4.6 FIRST AMENDMENT TO UNIVERSAL ELECTRONICS INC. 2018 EQUITY AND INCENTIVE COMPENSATION PLAN WHEREAS, Universal Electronics Inc., a Delaware corporation (?Company?) has adopted and maintains the Universal Electronics Inc. 2018 Equity and Incentive Compensation Plan, adopted by the Board of Directors on April 24, 2018 and approved by the shareholders of the Company on June 4, 2018 (the ?Pl |
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| August 5, 2021 |
As filed with the Securities and Exchange Commission on August 5, 2021 As filed with the Securities and Exchange Commission on August 5, 2021 Registration No. |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| June 9, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. E |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 8 |
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| June 1, 2021 |
Conflict Minerals Report of Universal Electronics Inc. EX-1.01 2 exhibit10120210601.htm EX-1.01 Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2020 to December 31, 2020 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Em |
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| May 6, 2021 |
Universal Electronics Reports Financial Results for the First Quarter 2021 Exhibit 99 Universal Electronics Reports Financial Results for the First Quarter 2021 SCOTTSDALE, AZ ? May 6, 2021 ? Universal Electronics Inc. |
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| April 23, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 6, 2021 |
United States securities and exchange commission logo April 6, 2021 Bryan Hackworth Chief Financial Officer Universal Electronics Inc. |
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| April 6, 2021 |
United States securities and exchange commission logo April 6, 2021 Bryan Hackworth Chief Financial Officer Universal Electronics Inc. |
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| April 2, 2021 |
April 2, 2021 CORRESPONDENCE VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance Office of Manufacturing 100 F Street, NE Washington, D. |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| March 23, 2021 |
United States securities and exchange commission logo March 23, 2021 Bryan Hackworth Chief Financial Officer Universal Electronics Inc. |
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| March 23, 2021 |
TEXT-EXTRACT 2 filename2.txt United States securities and exchange commission logo March 23, 2021 Bryan Hackworth Chief Financial Officer Universal Electronics Inc. 15147 N. Scottsdale Road, Suite H300 Scottsdale, Arizona 85254-2494 Re: Universal Electronics Inc. Form 10-K for the Fiscal Year Ended December 31, 2020 Filed March 5, 2021 File No. 000-21044 Dear Mr. Hackworth: We have limited our rev |
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| March 5, 2021 |
List of Subsidiaries of the Registrant (filed herewith) Exhibit 21.1 Universal Electronics Inc. List of Subsidiaries of the Registrant C.G. Development Ltd. (organized under the laws of Hong Kong) CG Mexico Distribution Co., S de R.L. de C.V. (organized under the laws of Mexico) CG Mexico Remote Controls, S de R.L. de C.V. (organized under the laws of Mexico) Ecolink Intelligent Technology, Inc. (organized under the laws of Delaware) Enson Assets Ltd. |
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| March 5, 2021 |
Exhibit 10.33 THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Third Amendment to Second Amended and Restated Credit Agreement (this ?Amendment?) dated as of November 1, 2019, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the ?Borrower?), the lenders party hereto (each a ?Lender? and, collectively the ?Lenders?) a |
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| March 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-2104 |
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| March 5, 2021 |
Exhibit 10.34 FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Fourth Amendment to Second Amended and Restated Credit Agreement (this ?Amendment?) dated as of January 7, 2021, is by and between UNIVERSAL ELECTRONICS INC., a corporation organized under the laws of the State of Delaware (the ?Borrower?), the lenders party hereto (each a ?Lender? and, collectively the ?Lenders?) |
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| February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 18, 2021 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R |
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| February 18, 2021 |
Exhibit 99 UNIVERSAL ELECTRONICS REPORTS RECORD NET INCOME FOR FOURTH QUARTER AND YEAR-END 2020 FINANCIAL RESULTS SCOTTSDALE, AZ ? February 18, 2021 ? Universal Electronics Inc. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Universal Electronics Inc (Name of Issuer) Common Stock (Title of Class of Securities) 913483103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 12, 2021 |
2/12/2021 Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 RE: Schedule 13G Universal Electronics, Inc. |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Universal Electronics Inc. Title of Class of Securities: Common Stock CUSIP Number: 913483103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| January 26, 2021 |
us9134831034012621.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 13) UNIVERSAL ELECTRONICS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 913483103 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| November 20, 2020 |
Exhibit 99 Press Contacts Chris Huppertz Bob Gold & Associates [email protected] +1 630-441-6820 Shoshana Leon Universal Electronics Inc. [email protected] +1 480-521-3354 Universal Electronics Inc. to Launch Apple TV Remote Control for MVPDs New Apple TV remote from UEI is optimized for live TV experiences, including quick EPG access and channel surfing SCOTTSDALE, AZ, November 20, 2020—Universal Ele |
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| November 20, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 20, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I. |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERS |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R. |
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| November 5, 2020 |
Exhibit 99 Universal Electronics Reports Financial Results for the Third Quarter 2020 - Guides for Record Profitability in Q4 2020 - - Board Authorizes Stock Repurchase Program for Up to 500,000 Shares - SCOTTSDALE, AZ – November 5, 2020 – Universal Electronics Inc. |
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| September 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 15, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL EL |
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| August 6, 2020 |
UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE SECOND QUARTER 2020 Exhibit 99 UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE SECOND QUARTER 2020 SCOTTSDALE, AZ – August 6, 2020 – Universal Electronics Inc. |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| June 10, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 9, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. |
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| May 29, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 form8k-2020x05x28.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction |
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| May 29, 2020 |
Exhibit 99 Universal Electronics Inc., Universal Electronics BV, Telenet BVBA and FM Marketing GmbH and Ruwido Austria GmbH Settle Patent Infringement Litigation SCOTTSDALE, AZ - May 28, 2020 - Universal Electronics Inc. (UEI) (NASDAQ:UEIC), Universal Electronics BV (UEBV), Telenet BVBA (Telenet) and Ruwido Austria GmbH (Ruwido) and FM Marketing GmbH (FM Marketing) today announced that the compani |
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| May 20, 2020 |
Conflict Minerals Report of Universal Electronics Inc. Exhibit 1.01 Universal Electronics Inc. Conflict Minerals Report For the reporting period from January 1, 2019 to December 31, 2019 This Conflict Minerals Report (this “Report”) of Universal Electronics Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2019 to Dece |
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| May 20, 2020 |
SD 1 sd20200520.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Commission File No.) (I.R.S. Employer of incorporation or organization) Identification No.) 15147 N. Scottsdale Road, Suite H30 |
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| May 19, 2020 |
UNIVERSAL ELECTRONICS FILES ITC COMPLAINT AGAINST ROKU AND ITS PARTNERS, TCL, HISENSE AND FUNAI Exhibit 99 UNIVERSAL ELECTRONICS FILES ITC COMPLAINT AGAINST ROKU AND ITS PARTNERS, TCL, HISENSE AND FUNAI SCOTTSDALE, AZ - May 19, 2020 - Universal Electronics Inc. |
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| May 19, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 form8k-2020x05x19.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 18, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-21044 UNIVERSAL E |
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| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8ker20200507.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 7, 2020 UNIVERSAL ELECTRONICS INC. (Exact name of Registrant as specified in its charter) Delaware 0-21044 33-0204817 (State or other jurisdiction (Com |
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| May 7, 2020 |
UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE FIRST QUARTER 2020 Exhibit 99 UNIVERSAL ELECTRONICS REPORTS RESULTS FOR THE FIRST QUARTER 2020 SCOTTSDALE, AZ – May 7, 2020 – Universal Electronics Inc. |
