SNRG / SusGlobal Energy Corp. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

SusGlobal Energy Corp.
US ˙ OTCPK

Grundlæggende statistik
CIK 1652539
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SusGlobal Energy Corp.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
August 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOB

June 16, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLO

May 15, 2025 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: March 31, 2025 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q

May 14, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-56024 SU

May 14, 2025 EX-19.1

Insider Trading Policy

SUSGLOBAL ENERGY CORP. POLICY ON INSIDER TRADING This Insider Trading Policy ("Policy") sets forth the policies of SusGlobal Energy Corp. (the "Company") on trading and causing the trading of securities while in possession of confidential information. Purpose The Board of Directors of the Company has adopted this Policy to provide guidance to the Company's directors, officers, and employees about

April 1, 2025 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 000-56024 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: December 31, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tr

December 19, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file

December 19, 2024 CORRESP

SusGlobal Energy Corp. 200 Davenport Road Toronto, ON M5R 1J2

SusGlobal Energy Corp. 200 Davenport Road Toronto, ON M5R 1J2 December 19, 2024 Via EDGAR (filed as Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Attention: John Cannarella and Karl Hiller Re: SusGlobal Energy Corp. Form 10-K for Fiscal Year Ended December 31, 2023 Filed May 15, 20

December 3, 2024 CORRESP

SusGlobal Energy Corp. 200 Davenport Road Toronto, ON M5R 1J2

SusGlobal Energy Corp. 200 Davenport Road Toronto, ON M5R 1J2 December 3, 2024 Via EDGAR (filed as Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Attention: John Cannarella and Karl Hiller Re: SusGlobal Energy Corp. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 000-5602

December 3, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file

November 29, 2024 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Sep

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer

November 29, 2024 EX-17.2

Letter from Bruce Rintoul dated November 25, 2024

November 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 [ ] TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SU

October 16, 2024 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Sep

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer

October 16, 2024 EX-17.1

Letter from Bruce Rintoul dated October 10, 2024

October 10, 2024 VIA ELECTRONIC MAIL SusGlobal Energy Corp. 200 Davenport Road Toronto, ON M5R 1J2 Attention: Marc Hazout, Executive Chairman, President and Chief Executive Officer RE: Response to FORM 8-K dated October 3, 2024, filed by SusGlobal Energy Corp. This letter responds to the Form 8-K dated October 3, 2024, filed by SusGlobal Energy Corp. (“SusGlobal”) and records my strong disagreemen

October 3, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer o

September 27, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOB

September 27, 2024 EX-10.1

Loan agreement between Gillam Construction Group Ltd. and SusGlobal Energy Canada I Ltd. dated July 29, 2024.

Gillam Group 36 Northland Road Unit 3 Toronto, ON M4B 3E4 July 29, 2024 SusGlobal Energy Canada 1 Ltd 200 Davenport Road Toronto, ON M5R 1J2 Dear Sirs: Re: Gillam Construction Group Ltd.

August 19, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: June 30, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q F

June 7, 2024 EX-4.1

First amendment, dated May 23, 2024, to convertible promissory note by and between SusGlobal Energy Corp., and AJB Capital Investments LLC, on April 12, 2024.

FIRST AMENDMENT TO PROMISSORY NOTE This FIRST AMENDMENT TO THE PROMISSORY NOTE (this "Amendment"), is dated as of May 23, 2024, by and between SUSGLOBAL ENERGY CORP.

June 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLO

May 16, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 000-56024 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: March 31, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Trans

May 15, 2024 EX-4.13

Mortgage charge dated November 2, 2023, by R. Williamson Consultants Ltd., P.I.C.K.S. Inc., and 2654666 Ontario Inc., (the lenders) and SusGlobal Energy Canada Corp., (the borrower-2nd mortgage) and 1684567 Ontario Inc., (collateral 3rd mortgage).

MORTGAGE RENEWAL/EXTENSION AGREEMENT 1. By a FIRST Charge/Mortgage of Land registered in the Land Registry Office for the Land Titles Division of Hastings on the property legally described as Pt Lot 20, Con 8, being Parts 25, 27, 29, 21R6801 (PIN 40532-0041LT); and Pt Lot 20, Con 8, being Part 1, 21R19513 (PIN 40532-0032LT); and Pt Lot 20, Con 8, being Part 1, 21R18453 (PIN 40532-0031LT); and Pt L

May 15, 2024 EX-4.16

Promissory note between SusGlobal Energy Canada Corp., and Marc Hazout, dated December 6, 2023.

May 15, 2024 EX-4.15

Form of Convertible Promissory Note issued by SusGlobal Energy Corp., on April 12, 2024.

NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS PROMISSORY NOTE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS.

May 15, 2024 EX-4.17

Promissory note between SusGlobal Energy Canada Corp., and Marc Hazout, dated January 9, 2024.

May 15, 2024 EX-10.14

Form of Securities Purchase Agreement dated April 12, 2024.

SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of April 12, 2024, by and between SUSGLOBAL ENERGY CORP.

May 15, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-56024 SU

May 15, 2024 EX-4.14

Mortgage renewal/extension agreement dated December 1, 2023, between R. Williamson Consultants Limited., P.I.C.K.S. Inc., Canada Western Trust Company (107861, 107862, 107863, 111,831, 113116 and 117354), Giovanni and Assunta Paglia, Joanne Brocca, Steve Silvani and Katelyn, (the lenders) and 1684567 Ontario Inc., and SusGlobal Energy Belleville Ltd., (the borrowers) and SusGlobal Energy Corp., (the guarantor).

LRO # 62 Charge/Mortgage Receipted as WE1708028 on 2023 11 02 at 15:55 The applicant(s) hereby applies to the Land Registrar.

May 15, 2024 EX-4.18

Mortgage agreement dated April 2, 2024 between R. Williamson Consultants Limited, P.I.C.K.S. Inc., and Treegrove Enterprises Inc., (the lenders) and 1684567 Ontario Inc., (the borrower).

LRO # 21 Charge/Mortgage In preparation on 2024 04 23 at 13:06 This document has not been submitted and may be incomplete yyyy mm dd Page 1 of 6 Properties PIN 40532 - 0031 LT Interest/Estate Fee Simple Description PT LT 20 CON 8 THURLOW PT 1 21R18453; BELLEVILLE ; COUNTY OF HASTINGS Address PHILLIPSTON ROAD BELLEVILLE PIN 40532 - 0032 LT Interest/Estate Fee Simple Description PT LT 20 CON 8 THURL

April 1, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 000-56024 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: December 31, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tr

November 14, 2023 EX-10.1

Purchase of land by and between Snave Holdings Ltd., (the vendor) and SusGlobal Energy Canada Corp., (the purchaser) on November 2, 2023 (Filed as Exhibit 10.1 to the Registrant's Form 10-Q filed with the SEC on November 14, 2023 and incorporated by reference).

LRO # 62 Transfer Receipted as WE1708026 on 2023 11 02 at 15:55 The applicant(s) hereby applies to the Land Registrar.

November 14, 2023 EX-10.2

Mortgage commitment by and between Snave Holdings Ltd, (the lender) and SusGlobal Energy Canada Corp., (the borrower) dated November 2, 2023 (Filed as Exhibit 10.2 to the Registrant's Form 10-Q filed with the SEC on November 14, 2023 and incorporated by reference).

LRO # 62 Charge/Mortgage Receipted as WE1708027 on 2023 11 02 at 15:55 The applicant(s) hereby applies to the Land Registrar.

November 14, 2023 EX-10.3

Mortgage commitment by and between R. Williamson Consultants Limited, P.I.C.K.S. Inc., and 2654666 Ontario Inc., (the lenders) and 1684567 Ontario Inc., (the borrower) and SusGlobal Energy Canada Corp., (the guarantor) on November 2, 2023 for the land purchase (Filed as Exhibit 10.3 to the Registrant's Form 10-Q filed with the SEC on November 14, 2023 and incorporated by reference).

LRO # 21 Charge/Mortgage Receipted as HT339120 on 2023 11 02 at 15:56 The applicant(s) hereby applies to the Land Registrar.

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 [ ] TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SU

August 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOB

June 15, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of inco

June 6, 2023 RW

SUSGLOBAL ENERGY CORP. 200 DAVENPORT ROAD TORONTO, ON, CANADA M5R 1J2

SUSGLOBAL ENERGY CORP. 200 DAVENPORT ROAD TORONTO, ON, CANADA M5R 1J2 June 6, 2023 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SusGlobal Energy Corp. Withdrawal of Registration Statement on Form S-1 File No. 333-262155 Ladies and Gentlemen: Pursuant to Rule 477 of the Securities Act of 1933, as amended ("Securities Act"

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLO

April 17, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-56024 SU

April 17, 2023 EX-10.7

Executive Chairman Consulting Agreement between SusGlobal Energy Canada Corp., Travellers International Inc. and Marc Hazout effective January 1, 2023.

EXECUTIVE CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of January 2023 Between SUSGLOBAL ENERGY CORP.

April 17, 2023 EX-10.9

Mortgage Commitment between R. Williamson Consultants Limited., P.I.C.K.S. Inc., and Canadian Western Trust Company (the lenders") and 1684567 Ontario Inc. (the "borrower") and SusGlobal Energy Corp. (the "guarantor"), on March 1, 2023.

LRO # 21 Charge/Mortgage Receipted as HT326870 on 2023 03 01 at 14:42 The applicant(s) hereby applies to the Land Registrar.

April 17, 2023 EX-10.8

Executive Consulting Agreement between SusGlobal Energy Canada Corp., and Ike Makrimichalos effective January 1, 2023.

CFO CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of January 2023 Between SUSGLOBAL ENERGY CORP.

April 3, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of in

April 3, 2023 EX-10.2

Full and Final Mutual Release Agreement, dated as of March 28, 2023, by and between Alterna Savings and Credit Union Limited as assignee of Pace Savings & Credit Union Limited, SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd., and Haute Inc.

EX-10.2 3 exhibit10-2.htm EXHIBIT 10.2 Exhibit 10.2 FULL AND FINAL MUTUAL RELEASE IN CONSIDERATION OF: a) The payment of the sum of One Million Two Hundred and Fifty Thousand Dollars ($1,250,000.00) by SusGlobal Energy Canada Corp. to Alterna Savings and Credit Union Limited as assignee of Pace Savings & Credit Union Limited (the "Creditor"), and the release of the letter of credit No. 78 dated Ma

April 3, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

NT 10-K 1 formnt10k.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ ] Form N-CSR For Period Ended: December 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form

April 3, 2023 EX-10.3

Indemnity Agreement, dated as of March 28, 2023, by and between Alterna Savings and Credit Union Limited as assignee of Pace Savings & Credit Union Limited, SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd., and Haute Inc.

Exhibit 10.3 INDEMNITY AGREEMENT TO: Alterna Savings and Credit Union Limited as assignee of Pace Savings & Credit Union Limited (the "Creditor") FROM: SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., and SusGlobal Energy Belleville Ltd., and Haute Inc. (collectively, and in such capacity, the "Borrowers") RE: Payment to Creditor by the Borrowers RECITALS: WHE

April 3, 2023 EX-10.1

Escrow Agreement, dated March 28, 2023, by and between SusGlobal Energy Canada Corp., Alterna Savings and Credit Union Limited as assignee of Pace Savings & Credit Union Limited and Goodmans LLP.

Exhibit 10.1 ESCROW AGREEMENT BETWEEN: SusGlobal Energy Canada Corp. - and - Alterna Savings and Credit Union Limited, as assignee of Pace Savings & Credit Union Limited - and - Goodmans LLP Exhibit 10.1 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 1.1 Definitions 1 1.2 New Defined Terms 2 1.3 Certain Rules of Interpretation 2 1.4 Entire Agreement 3 1.5 Applicable Law 3 ARTICLE 2 ESCROW AGENT AND CER

February 24, 2023 EX-99.1

Veolia North America Former Senior VP Bruce Rintoul Joins SUSGLOBAL(R) Board of Directors

Exhibit 99.1 Veolia North America Former Senior VP Bruce Rintoul Joins SUSGLOBAL(R) Board of Directors Toronto, Ontario-(Newsfile Corp. - February 22, 2023) - SusGlobal Energy Corp. (OTCQB: SNRG) ("SusGlobal" or the "Company"), an environmental, agricultural and industrial biotechnology company, today announced the appointment of Bruce Rintoul to the Company's Board of Directors (the "Board"). Rin

February 24, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2023 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of

January 5, 2023 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 30, 2022 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 O

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 30, 2022 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOBAL ENERGY CORP. (Exact nam

September 29, 2022 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer o

September 29, 2022 EX-16.1

Letter from MNP LLP, dated September 29, 2022.

Exhibit 16.1 September 29, 2022 Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 We have read Item 4.01 of Form 8-K dated September 29, 2022, of SusGlobal Energy Corp. and are in agreement with the statements contained therein with respect to our firm. We have no basis to agree or disagree with other statements of the registrant contained therein. Sincerely, Chartered Prof

September 21, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer o

September 21, 2022 EX-4.1

Amendments to the OID Convertible Promissory Notes, dated September 15, 2022 (filed as Exhibit 4.13 to the Registrant's Form 8-K Filed with the SEC on September 21, 2022.

Exhibit 4.1 September 15, 2022 SusGlobal Energy Corp. 200 Davenport Road Toronto, Ontario M5R 1J2 Attn: Marc Hazout E-mail: VIA ELECTRONIC MAIL Re: Amendments to OID Convertible Promissory Notes Dear Marc: Reference is made to (i) those certain Securities Purchase Agreements, dated as of March 3, 2022 and March 7, 2022 (the "March Purchase Agreements"), among SusGlobal Energy Corp. (the "Company")

August 22, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 30, 2022 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOBAL ENERGY CORP. (Exact name of

August 16, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

NT 10-Q 1 formnt10q.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 000-56024 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Tran

June 30, 2022 EX-4.1

Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on June 2022 (filed as Exhibit 4.12 to the Registrant's Form 8-K filed with the SEC on June 30, 2022 and incorporated by reference).

Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T

June 30, 2022 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of inc

June 30, 2022 EX-10.1

Form of Securities Purchase Agreement, signed in June 2022 (filed as Exhibit 10.6 to the Registrant's Form 8-K filed with the SEC on June 30, 2022 and incorporated herein by reference).

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of June 23, 2022, by and between SUSGLOBAL ENERGY CORP., a Delaware corporation, with headquarters located at 200 Davenport Road, Toronto, ONT M5R 1J2, Canada (the "Company"), and AJB CAPITAL INVESTMENTS, LLC, a Delaware limited liability company, with its address at 4700 Sheridan Street, Suit

May 20, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLO

May 17, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

NT 10-Q 1 formnt10q.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 000-56024 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Tra

May 16, 2022 S-1/A

As filed with the Securities and Exchange Commission on May 16, 2022

As filed with the Securities and Exchange Commission on May 16, 2022 Registration No.

May 16, 2022 EX-21.1

Subsidiaries of the Registrant.

EX-21.1 2 exhibit21-1.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 Subsidiaries of the Registrant The list below represents the entities that are subsidiaries of the registrant Subsidiary Jurisdiction of Formation SusGlobal Energy Canada Corp. Federal, Canada SusGlobal Energy Canada I Ltd. Ontario, Canada SusGlobal Energy Belleville Ltd. Ontario, Canada 1684567 Ontario Inc. Ontario, Canada SusG

May 16, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SusGlobal Energy Corp.

April 14, 2022 EX-21

Subsidiaries of the Registrant (filed as Exhibit 21 to the Registrant's Form 10-K filed with the SEC on April 14, 2022).

Subsidiaries of the Registrant The list below represents the entities that are subsidiaries of the registrant Subsidiary Jurisdiction of Formation SusGlobal Energy Canada Corp. Federal, Canada SusGlobal Energy Canada I Ltd. Ontario, Canada SusGlobal Energy Belleville Ltd. Ontario, Canada 1684567 Ontario Inc. Ontario, Canada SusGlobal Energy Hamilton Ltd. Ontario, Canada

April 14, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-56024 SU

March 31, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

NT 10-K 1 formnt10k.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 000-56024 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ]

March 25, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of in

March 15, 2022 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of inc

March 15, 2022 EX-10.2

Form of Consulting Agreement between SusGlobal Energy Canada Corp., and Alchemy Advisors LLC. (Filed as Exhibit 10.2 to the Registrant's Form 8-K filed with the SEC on March 15, 2022).

CONSULTING AGREEMENT This Consulting Agreement (the "Agreement") is entered into as of this day of March, 2022 (the "Effective Date"), by and between Alchemy Advisory LLC, a Limited Liability Company organized under the laws of Puerto Rico (the "Consultant") located at 13600 Carr 968, Apt 64, Rio Grande, PR 00745, and SusGlobal Energy Corp.

March 15, 2022 EX-4.1

Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on March 8, 2022 (filed as Exhibit 4.11 to the Registrant's Form 8-K filed with the SEC on March 15, 2022 and incorporated by reference).

APPENDIX B NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

March 15, 2022 EX-10.1

Form of Securities Purchase Agreement, effective March 8, 2022 (filed as Exhibit 10.5 to the Registrant's Form 8-K filed with the SEC on March 15, 2022).

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is dated as March , 2022 between SusGlobal Energy Corp.

March 1, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registr

DEF 14A 1 formdef14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission O

February 17, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registr

PRE 14A 1 formpre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission O

February 1, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of

February 1, 2022 EX-10.1

CFO Consulting Agreement

Exhibit 10.1 CFO CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of January 2022 Between SUSGLOBAL ENERGY CORP. a company incorporated under the Laws of Delaware (the "Company") and SUSGLOBAL ENERGY CANADA CORP. a company incorporated under the Laws of Canada (the "Company") and IKE MAKRIMICHALOS an individual subject to the Laws of Canada (the "Contractor") IN CONSI

January 13, 2022 EX-21.1

Subsidiaries of the Registrant

EX-21.1 3 exhibit21-1.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of SusGlobal Energy Corp. The list below represents the entities that are subsidiaries of SusGlobal Energy Corp. Subsidiary Jurisdiction of Formation SusGlobal Energy Canada Corp. Federal, Canada SusGlobal Energy Canada I Ltd. Ontario, Canada SusGlobal Energy Belleville Ltd. Ontario, Canada SusGlobal Energy Hamilton Ltd. Ontario, Can

January 13, 2022 S-1

As filed with the Securities and Exchange Commission on January 13, 2022

As filed with the Securities and Exchange Commission on January 13, 2022 Registration No.

January 13, 2022 EX-10.17

Amending Letter Agreement dated November 15, 2021, between Pace Savings & Credit Union Limited and SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd. and SusGlobal Energy Belleville Ltd. (collectively, the borrowers). (Filed as Exhibit 10.17 to the Registrant's Registration Statement on Form S-1 filed with the SEC on January 13, 2022).

Exhibit 10.17 November 15, 2021 SusGlobal Energy Corp. 200 Davenport Road Toronto, ON M5R 1J2 SusGlobal Energy Canada Corp. 200 Davenport Road Toronto, ON M5R 1J2 SusGlobal Energy Canada I Ltd. 200 Davenport Road Toronto, ON M5R 1J2 SusGlobal Energy Belleville Ltd. 200 Davenport Road Toronto, ON M5R 1J2 Attention: Mr. Marc Hazout, Mr. Ike Makrimichalos Dear Sirs: RE: Pace Credit Union ("PACE") and

December 14, 2021 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of

December 14, 2021 EX-10.1

Minutes of Settlement by and between SusGlobal Energy Corp. and Gerald Hamaliuk

Exhibit 10.1 Court File No. CV-20-00648134-0000 ONTARIO SUPERIOR COURT OF JUSTICE B E T W E E N: SUSGLOBAL ENERGY CORP., SUSGLOBAL ENERGY CANADA CORP. Plaintiffs - and - GERALD HAMALIUK, LANDFILL GAS CANADA LTD. Defendants MINUTES OF SETTLEMENT The parties agree to settle this proceeding on the following terms: 1. The plaintiffs, SusGlobal Energy Corp. and SusGlobal Energy Canada Corp. (together,

December 8, 2021 EX-4.1

Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on December 2, 2021 (filed as Exhibit 4.9 to the Registrant's 8-K filed with the SEC on December 8, 2021 and incorporated by reference).

NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS.

December 8, 2021 EX-10.1

Form of Securities Purchase Agreement, effective December 2, 2021

SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as December 2, 2021, by and between SUSGLOBAL ENERGY CORP.

December 8, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 SUSGLOBAL ENERGY CORP. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of

November 16, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56024 SU

November 9, 2021 EX-10.1

Form of Securities Purchase Agreement, effective November 3, 2021

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is dated as October 29, 2021 between SusGlobal Energy Corp.

November 9, 2021 EX-4.1

Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on November 3, 2021 (filed as Exhibit 4.8 to the Registrant's 8-K filed with the SEC on November 9, 2021 and incorporated by reference).

NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

November 9, 2021 EX-10.2

Form of Consulting Agreement, effective November 3, 2021

CONSULTING AGREEMENT This Consulting Agreement (the "Agreement") is entered into as of this 27th day of October, 2021 (the "Effective Date"), by and between (the "Consultant") and located at and SusGlobal Energy Corp.

November 9, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of

August 23, 2021 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Augus

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2021 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of i

August 23, 2021 EX-99.1

SusGlobal Completes Purchase of 40,000 Square Foot Facility with 65,000 Metric Tonne Annual Capacity in Hamilton

Exhibit 99.1 SusGlobal Completes Purchase of 40,000 Square Foot Facility with 65,000 Metric Tonne Annual Capacity in Hamilton Capacity to produce approximately $2 million worth of organic fertilizer daily Acquisition exponentially increases SusGlobal's capacity for commercialization and distribution of proprietary products to ramp revenues and cash flows TORONTO, ONTARIO / ACCESSWIRE / August 18,

August 23, 2021 EX-4.1

Mortgage dated August 17, 2021. (Filed as Exhibit 4.7 to the Registrant's 8-K filed with the SEC on August 23, 2021)

LRO # 62 Charge/Mortgage Receipted as WE1538567 on 2021 08 17 at 16:49 The applicant(s) hereby applies to the Land Registrar.

August 20, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2021 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction (Commission (IRS Employer of i

August 20, 2021 EX-10.1

Guarantee by and between SusGlobal Energy Corp., and Private Lenders, dated August 13, 2021. (Filed as Exhibit 10.3 to the Registrant's Form 8-K filed with the SEC on August 20, 2021).

THIS GUARANTEE dated as of the 13th day of August, 2021 SUSGLOBAL ENERGY CORP. (the "Guarantor") IN FAVOUR OF: R. WILLIAMSON CONSULTANTS LIMITED, P.I.C.K.S. INC., CANADIAN WESTERN TRUST COMPANY, GIOVANNI PAGLIA, ASSUNTA PAGLIA, SHANNA YOUNG, and BOB MACNELLY, STEVE SILVANI and JOANNE BROCCA (the "Lender") WHEREAS pursuant to an Agreement among 1684567 Ontario Inc., as borrower (the "Borrower") and

August 20, 2021 EX-4.1

Mortgage Increase. (Filed as Exhibit 4.6 to the Registrant's Form 8-K. (filed with the SEC on August 20, 2021).

LRO # 21 Charge/Mortgage Receipted as HT294003 on 2021 08 13 at 15:33 The applicant(s) hereby applies to the Land Registrar.

August 16, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56024 SUSGLOB

August 16, 2021 EX-10.2

Amending Agreement between Rick (Nash) Inc., and SusGlobal Energy Canada I Ltd., dated August 3, 2021.

THIRD AMENDING AGREEMENT THIS AGREEMENT is made as of the 3rd day of August, 2021 (the "Agreement").

June 24, 2021 EX-4.1

Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on June 18, 2021 (filed as Exhibit 4.5 to the Registrant's 8-K filed with the SEC on June 24, 2021 and incorporated by reference).

EX-4.1 2 exhibit4-1.htm EXHIBIT 4.1 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EF

June 24, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 SUSGLOBAL ENERGY CORP. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commissio

June 24, 2021 EX-10.1

Form of Securities Purchase Agreement

EX-10.1 3 exhibit10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of June 16, 2021, by and between SUSGLOBAL ENERGY CORP., a Delaware corporation, with headquarters located at 200 Davenport Road, Toronto, ONT M5R 1J2, Canada (the "Company"), and , a Delaware limited liability company, with its address at (the "Buyer").

June 7, 2021 EX-99.1

SusGlobal Appoints Site Selection Expert Susan Harte to its Board of Directors

EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 SusGlobal Appoints Site Selection Expert Susan Harte to its Board of Directors As a recognized leader in site selection, Harte assists companies in leveraging location as a competitive advantage using data analytics, economic development tools and location incentives Harte's experience and skill set will benefit SusGlobal as it closes on the acquisition of it

June 7, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 SusGlobal Energy Corp. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commission

May 21, 2021 EX-10.1

Agreement of Purchase and Sale between Ric (Nash) Inc., and SusGlobal Energy Canada I Ltd., dated February 10, 2021.

AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT made the 10th day of February, 2021 (the ?Effective Date?), BETWEEN: RIC (NASH) INC.

May 21, 2021 EX-10.3

Amending Agreement between Rick (Nash) Inc., and SusGlobal Energy Canada I Ltd., dated April 8, 2021.

AMENDING AGREEMENT THIS AGREEMENT is made as of the 8TH day of April, 2021 (the “Agreement”).

May 21, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 SusGlobal Energy Corp. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commission

May 21, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLO

May 17, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 333-209143 CUSIP NUMBER 86909W 100 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report

April 23, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2021 SusGlobal Energy Corp. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commissi

April 23, 2021 EX-99.1

SusGlobal Appoints Gary Herman to its Board of Directors

SusGlobal Appoints Gary Herman to its Board of Directors TORONTO, ON / ACCESSWIRE / April 22, 2021 / SusGlobal Energy Corp.

April 15, 2021 EX-10.28

Form of Consulting Agreement between SusGlobal Energy Canada Corp., and Investors. (Filed as Exhibit 10.4 to the Registrant's Form 8-K filed with the SEC on November 9, 2021).

April 15, 2021 EX-10.29

Form of Securities Purchase Agreement dated March 31, 2021.

EX-10.29 6 exhibit10-29.htm EXHIBIT 10.29 SECURITIES PURCHASE AGREEMENT A. This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of March 31, 2021, by and between SUSGLOBAL ENERGY CORP., a Delaware corporation with its address at 200 Davenport Road, Toronto, Ontario M5R 1J2, Canada (the "Company"), and, a company, with its address at (the "Buyer"). WHEREAS: B. The Company and the Buyer ar

April 15, 2021 EX-10.27

Executive Chairman Consulting Agreement between SusGlobal Energy Canada Corp., Travellers International Inc. and Marc Hazout.

EX-10.27 4 exhibit10-27.htm EXHIBIT 10.27

April 15, 2021 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-56024 SU

April 15, 2021 EX-4.6

Form of Convertible Promissory Note issued by SusGlobal Energy Corp. on March 31, 2021 (filed as Exhibit 4.6 to the Registrant's 10-K filed with the SEC on April 15, 2021 and incorporated by reference).

NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS.

April 15, 2021 EX-4.4

Description of Registrant's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (filed as Exhibit 4.2 to the Registrant's 10-K filed with the SEC on April 15, 2021 and incorporated by reference).

Exhibit 4.4 DESCRIPTION OF REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Set forth below is the description of the common stock, par value $0.0001 per share (the "Common Stock") of SusGlobal Energy Corp. ("we" or "our"). The following description summarizes the most important terms of these securities. This summary does not purport to be complete

April 1, 2021 NT 10-K

- FORM NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 333-209143 CUSIP NUMBER 86909W 100 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition R

December 22, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 SusGlobal Energy Corp. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commi

December 1, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2020 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or Other Jurisdiction (Commission (I.R.S. Employer

November 16, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 [ ] TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SU

October 8, 2020 DEF 14A

- FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

August 14, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOB

July 24, 2020 EX-16.1

Letter from SF Partnership, LLP, dated July 24, 2020

July 24, 2020 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2020 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commission F

July 21, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2020 SusGlobal Energy Corp. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commission Fi

July 21, 2020 EX-99.1

SusGlobal Receives Trademark Registration for LEADERS IN THE CIRCULAR ECONOMY®

EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 SusGlobal Receives Trademark Registration for LEADERS IN THE CIRCULAR ECONOMY® TORONTO, ON / ACCESSWIRE / July 16, 2020 / SusGlobal Energy Corp. ("SusGlobal" or the "Company") (OTCQB:SNRG), the developer of SusGro™, a revolutionary pathogen free organic liquid fertilizer, today announced it has received a Certificate of Registration from the United States Pat

July 10, 2020 8-K

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2020 SusGlobal Energy Corp. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commission Fil

May 15, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLO

May 14, 2020 10-K/A

Annual Report - FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2019 [ ]TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission file number: 000-56024 SUSGLOBAL ENERGY

April 7, 2020 10-K

SNRG / Susglobal Energy Corp 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-56024 SU

April 7, 2020 EX-10.41

General Security Agreement between Table Rock Holdings Inc., P.I.C.K.S. Inc., Canadian Western Trust Company, Giovanni and Assunta Paglia, Bob MacNelly and Shanna Young (the Secured Party), 1684567 Ontario Inc. (the Debtor) and SusGlobal Energy Corp., (the Guarantor) (filed as Exhibit 10.2 to the Registrant's Form 10-K filed with the SEC on April 7, 2020 and incorporated herein by reference).).

EX-10.41 2 exhibit10-41.htm EXHIBIT 10.41

April 7, 2020 EX-10.43

Amending Credit Agreement dated March 31, 2020, between Pace Savings & Credit Union Limited and SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd. and SusGlobal Energy Belleville Ltd. (collectively, the borrowers).

EX-10.43 4 exhibit10-43.htm EXHIBIT 10.43

April 7, 2020 EX-10.42

Settlement and Mutual Release Agreement, dated March 23, 2020, between SusGlobal Energy Belleville Ltd., SusGlobal Energy Canada Corp. and BDO Canada Limited (the receiver).

Exibit 10.42 - Filed by newsfilecorp.com

March 30, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 SusGlobal Energy Corp. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commissi

March 17, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2020 SusGlobal Energy Corp. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (State or other jurisdiction of incorporation) (Commission Fi

November 14, 2019 10-Q

SSGB / Susglobal Energy Corp 10-Q - Quarterly Report - FORM 10-Q

SusGlobal Energy Corp.: Form 10-Q - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the

November 13, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

SusGlobal Energy Corp.: Form 8K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2019 SusGlobal Energy Corp. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (

November 13, 2019 EX-10.1

CFO Consulting Agreement between SusGlobal Energy Canada Corp. and Ike Makrimichalos (filed as Exhibit 10.1 to the Registrant’s Form 8-K filed with the SEC on November 13, 2019 and incorporated herein by reference).

CFO CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of January, 2020 Between SUSGLOBAL ENERGY CANADA CORP.

November 13, 2019 EX-10.3

CEO Consulting Agreement between SusGlobal Energy Canada Corp., Travellers International Inc. and Marc Hazout (filed as Exhibit 10.3 to the Registrant’s Form 8-K filed with the SEC on November 13, 2019 and incorporated herein by reference).

EXECUTIVE CHAIRMAN CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of January, 2020 Between SUSGLOBAL ENERGY CANADA CORP.

August 14, 2019 EX-10.3

Loan/Mortgage Commitment between Table Rock Holdings Inc., 1916761 Ontario Limited and D&D Brannan Consultants Inc., (the lenders) and 1684567 Ontario Inc., and SusGlobal Energy Belleville Ltd. (the borrowers) and SusGlobal Energy Corp. (the guarantor) (filed as Exhibit 10.1 to the Registrant's Form 10-Q filed with the SEC on August 14, 2019 and incorporated herein by reference).)

SusGlobal Energy Corp. - Exhibit 10.3 - Filed by newsfilecorp.com LOAN/MORTGAGE COMMITMENT BETWEEN: TABLE ROCK HOLDINGS INC., 1916761 ONTARIO LIMITED and D & D BRANNAN CONSULTANTS INC. (“Lender”) and 1684567 ONTARIO INC. and SUSGLOBAL ENERGY BELLEVILLE LTD. (“Borrower”) SUSGLOBAL ENERGY CORP. (“Guarantor”) RE: 1684567 ONTARIO INC. (“1684567”) and SUSGLOBAL ENERGY BELLEVILLE LTD “Susglobal Bellevil

August 14, 2019 10-Q

SSGB / Susglobal Energy Corp 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56024 SUSGLOB

June 5, 2019 8-K

Submission of Matters to a Vote of Security Holders

SusGlobal Energy Corp. - Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2019 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 000-56024 38-4039116 (S

May 30, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

SusGlobal Energy Corp.: Form 8K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 SUSGLOBAL ENERGY CORP. (Exact name of Registrant as specified in its charter) Delaware 333-209143 38-40391

May 30, 2019 EX-99.1

SusGlobal Purchases Additional Assets Including 42.18 Acres at Belleville Site

SusGlobal Energy Corp.: Exhibit 99.1 - Filed by newsfilecorp.com SusGlobal Purchases Additional Assets Including 42.18 Acres at Belleville Site TORONTO, ONTARIO / ACCESSWIRE / May 30, 2019 / SusGlobal Energy Corp. ("SusGlobal") or (the "Company") (OTCQB: SNRG), the developer of SusGro™, a revolutionary pathogen-free organic liquid fertilizer, today announced that its wholly-owned subsidiary, SusGl

May 30, 2019 EX-10.1

Share Purchase Agreement

SusGlobal Energy Corp.: Exhibit 10.1 - Filed by newsfilecorp.com SHARE PURCHASE AGREEMENT BETWEEN: David Norman Moore and Kimberly Ann Moore – and – SusGlobal Energy Belleville Ltd. dated as of May 24, 2019 TABLE OF CONTENTS ARTICLE I INTERPRETATION 1 1.1 Definitions 1 1.2 Certain Rules of Interpretation 6 1.3 Knowledge 7 1.4 Entire Agreement 7 1.5 Applicable Law 8 1.6 Schedules 8 ARTICLE II PURCH

May 15, 2019 10-Q

SSGB / Susglobal Energy Corp 10-Q Quarterly Report FORM 10-Q

SusGlobal Energy Corp. - Form 10-Q - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the tr

April 11, 2019 DEF 14A

SSGB / Susglobal Energy Corp DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 1, 2019 10-K

SSGB / Susglobal Energy Corp FORM 10-K (Annual Report)

SusGlobal Energy Corp. - Form 10-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the

April 1, 2019 EX-14.1

Code of Ethics. (Filed as Exhibit 14.1 to the Registrant's Form 10-K filed with the SEC on April 1, 2019 and incorporated herein by reference).

SusGlobal Energy Corp. - Exhibit 14.1 - Filed by newsfilecorp.com

March 15, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SusGlobal Energy Corp.: Form 8K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 SUSGLOBAL ENERGY CORP. (Exact name of Registrant as specified in its charter) Delaware 000-56024 38-4039

March 15, 2019 EX-4.3

Form of Collateralized Secured Promissory Note, issued by SusGlobal Energy Corp. on March 7, 2019 (filed as Exhibit 4.3 to the Registrant's 8-K filed with the SEC on March 15, 2019 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 4.3 - Filed by newsfilecorp.com THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT

March 15, 2019 EX-4.1

Form of 12% Convertible Redeemable Note, issued by SusGlobal Energy Corp. on March 7, 2019 (filed as Exhibit 4.1 to the Registrant's Form 8-K filed with the SEC on March 15, 2019 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 4.1 - Filed by newsfilecorp.com THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATION

March 15, 2019 EX-10.1

Form Securities Purchase Agreement dated March 7, 2019 (filed as Exhibit 10.1 to the Registrant's Form 8-K filed with the SEC on March 15, 2019 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 10.1 - Filed by newsfilecorp.com SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 7, 2019 by and between SusGlobal Energy Corp., a Delaware corporation, with headquarters located at 200 Davenport Road, Toronto, Ontario, Canada M5R 1J2 (the “Company”), and (the “Buyer”). WHEREAS: A. The Company and the Buyer are ex

March 15, 2019 EX-4.2

Form of 12% Convertible Redeemable Note and Back End Note issued by SusGlobal Energy Corp. on March 7, 2019 (filed as Exhibit 4.2 to the Registrant's Form 8-K filed with the SEC on March 15, 2019 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 4.2 - Filed by newsfilecorp.com THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATION

February 20, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SusGlobal Energy Corp. : Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 SUSGLOBAL ENERGY CORP. (Exact name of Registrant as specified in its charter) Delaware 333-209143 38

February 20, 2019 EX-99.1

SusGlobal Signs Letter of Intent to Purchases Assets Including 39.44 Acres for Expansion Plan at Belleville Site

SusGlobal Energy Corp.: Exhibit 99.1 - Filed by newsfilecorp.com SusGlobal Signs Letter of Intent to Purchases Assets Including 39.44 Acres for Expansion Plan at Belleville Site TORONTO, ONTARIO / ACCESSWIRE / February 20, 2019 / SusGlobal Energy Corp. (“SusGlobal Energy” or the (“Company”) (OTCQB: SNRG), the developer of SusGro™, a revolutionary pathogen free organic fertilizer, today announced t

February 20, 2019 EX-10.1

Letter of Intent, dated January 8, 2019, from David Moore and Kim Moore to SusGlobal Energy Belleville Ltd. (filed as Exhibit 10.1 to the Registrant’s Form 8-K filed with the SEC on February 20, 2019 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 10.1 - Filed by newsfilecorp.com

February 8, 2019 EX-10.1

Form Securities Purchase Agreement dated January 28, 2019 (filed as Exhibit 10.1 to the Registrant's Form 8-K filed with the SEC on February 8, 2019 and incorporated herein by reference).

SusGlobal Energy Corp. - Exhibit 10.1 - Filed by newsfilecorp.com SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 28, 2019, by and between SUSGLOBAL ENERGY CORP., a Delaware corporation, with headquarters located at 200 Davenport Road, Toronto, Ontario M5R 1J2 (the “Company”), and , a company, with its address at (the “Buyer”). WHEREAS: A. Th

February 8, 2019 EX-4.1

Form 12% Convertible Redeemable Note (filed as Exhibit 4.1 to the Registrant’s Form 8-K filed with the SEC on February 8, 2019 and incorporated by reference herein by reference).

SusGlobal Energy Corp. - Exhibit 4.1 - Filed by newsfilecorp.com NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABS

February 8, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SusGlobal Energy Corp.: Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2019 SUSGLOBAL ENERGY CORP. (Exact name of Registrant as specified in its charter) Delaware 333-209143 38-

February 4, 2019 8-A12G

SSGB / Susglobal Energy Corp 8-A12G

SusGlobal Energy Corp.: Form 8A12G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SusGlobal Energy Corp. (Exact name of registrant as specified in its charter) Delaware 38-4039116 (State or other jurisdiction of in

November 15, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SusGlobal Energy Corp. - Form 8-K - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2018 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 333-209143 38-40

November 13, 2018 EX-10.49

Loan Amending Agreement dated July 26, 2018, by and among SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd., Haute, Inc., Marc H Hazout and Pace Savings & Credit Union Limited (filed as Exhibit 10.49 to the Registrant's Form 10-Q filed with the SEC on November 13, 2018 and incorporated herein by reference).

EX-10.49 6 exhibit10-49.htm EXHIBIT 10.49

November 13, 2018 10-Q

SSGB / Susglobal Energy Corp FORM 10-Q (Quarterly Report)

SusGlobal Energy Corp.: Form 10-Q - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the

November 13, 2018 EX-10.47

Loan Amending Agreement dated July 26, 2018, by and among SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd., Haute, Inc., Marc H Hazout and Pace Savings & Credit Union Limited (filed as Exhibit 10.47 to the Registrant's Form 10-Q filed with the SEC on November 13, 2018 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 10.47 - Filed by newsfilecorp.com

November 13, 2018 EX-10.48

Loan Amending Agreement dated July 26, 2018, by and among SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd., Haute, Inc., Marc H Hazout and Pace Savings & Credit Union Limited (filed as Exhibit 10.48 to the Registrant's Form 10-Q filed with the SEC on November 13, 2018 and incorporated herein by reference).

SusGlobal Energy Corp.: Exhibit 10.48 - Filed by newsfilecorp.com

November 13, 2018 EX-10.46

Loan Amending Agreement dated July 26, 2018, by and among SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd. and Pace Savings & Credit Union Limited (filed as Exhibit 10.46 to the Registrant's Form 10-Q filed with the SEC on November 13, 2018 and incorporated herein by reference).

EX-10.46 3 exhibit10-46.htm EXHIBIT 10.46

November 13, 2018 EX-10.45

Loan Amending Agreement dated July 26, 2018, by and among SusGlobal Energy Corp., SusGlobal Energy Canada Corp., SusGlobal Energy Canada I Ltd., SusGlobal Energy Belleville Ltd. and Pace Savings & Credit Union Limited (filed as Exhibit 10.45 to the Registrant's Form 10-Q filed with the SEC on November 13, 2018 and incorporated herein by reference).

EX-10.45 2 exhibit10-45.htm EXHIBIT 10.45

August 13, 2018 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-209143 SUSGLO

May 15, 2018 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-209143 SUSGL

April 16, 2018 EX-21.1

Subsidiaries of the Registrant (filed as Exhibit 21.1 to the Registrant's Form 10-K filed with the SEC on April 16, 2018 and incorporated herein by reference).

Subsidiaries of the Registrant The list below represents the entities that are subsidiaries of the registrant Subsidiary Jurisdiction of Formation SusGlobal Energy Canada Corp. Federal, Canada SusGlobal Energy Canada I Ltd. Ontario, Canada SusGlobal Energy Belleville Ltd. Ontario, Canada

April 16, 2018 EX-10.42

Summary of Oral Agreement with Gordon Miller*

Exhibit 10.42 Summary of Terms of Oral Agreement The following summarizes the material terms of an Oral Agreement between SusGlobal Energy Corp. and Gordon Miller. On April 11, 2018, Gordon Miller, a director of SusGlobal Energy Corp. made a loan in the amount of $19,928 ($25,000 CAD). The loan bears interest of 12% per annum, is due on demand and is unsecured. There is no written agreement eviden

April 16, 2018 EX-10.41

CFO Consulting Agreement between SusGlobal Energy Canada Corp. and Ike Makrimichalos*

EX-10.41 3 exhibit10-41.htm EXHIBIT 10.41

April 16, 2018 EX-10.43

Summary of Oral Agreement with Laurence Zeifman*

Exhibit 10.43 Summary of Terms of Oral Agreement The following summarizes the material terms of an Oral Agreement between SusGlobal Energy Corp. and Laurence Zeifman. On April 3, 2018, Laurence Zeifman, a director of SusGlobal Energy Corp. made a loan in the amount of $19,928 ($25,000 CAD). The loan bears interest of 12% per annum, is due on demand and is unsecured. There is no written agreement e

April 16, 2018 EX-10.44

Summary of Oral Agreement with Vincent Ramoutar*

Exhibit 10.44 Summary of Terms of Oral Agreement The following summarizes the material terms of an Oral Agreement between SusGlobal Energy Corp. and Vincent Ramoutar. On April 11, 2018, Vincent Ramoutar, a director of SusGlobal Energy Corp. made a loan in the amount of $19,928 ($25,000 CAD). The loan bears interest of 12% per annum, is due on demand and is unsecured. There is no written agreement

April 16, 2018 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-209143 S

April 16, 2018 EX-10.40

Summary of Oral Agreement with Travellers International Inc.*

EX-10.40 2 exhibit10-40.htm EXHIBIT 10.40 Exhibit 10.40 Summary of Terms of Oral Agreement The following summarizes the material terms of an Oral Agreement between SusGlobal Energy Corp. and Travellers International Inc. On April 3, 2018, Travellers International Inc. an Ontario company controlled by the president and director of SusGlobal Energy Corp. made a loan in the amount of $159,420 ($200,0

April 2, 2018 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): SEC FILE NUMBER 333-209143 CUSIP NUMBER 86909W 100 [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition R

November 14, 2017 EX-10.4

Business Loan Security Agreement between Pace Savings and SusGlobal Energy Corp. (filed as Exhibit 10.4 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.8

Asset Purchase Agreement (filed as Exhibit 10.8 to the Registrant’s Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

ASSET PURCHASE AGREEMENT BETWEEN BDO CANADA LIMITED, solely in its capacity as Court appointed receiver of ASTORIA ORGANIC MATTERS LTD.

November 14, 2017 EX-10.10

Second Amendment to the Asset Purchase Agreement (filed as Exhibit 10.10 to the Registrant’s Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.2

Agreement for Line of Credit Loan (filed as Exhibit 10.2 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 [ ] TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-209143 S

November 14, 2017 EX-10.3

Irrevocable Letter of Credit (filed as Exhibit 10.3 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.5

Business Loan Security Agreement between Pace Savings and SusGlobal Energy Canada Corp. (filed as Exhibit 10.5 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.1

Variable Rate Business Loan Agreement (filed as Exhibit 10.1 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference)

EX-10.1 2 exhibit10-1.htm EXHIBIT 10.1

November 14, 2017 EX-10.9

Amendment to Asset Purchase Agreement (filed as Exhibit 10.9 to the Registrant’s Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.11

Third Amendment to the Asset Purchase Agreement (filed as Exhibit 10.11 to the Registrant’s Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.6

Business Loan Security Agreement between Pace Savings and SusGlobal Energy Canada I Ltd. (filed as Exhibit 10.6 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

November 14, 2017 EX-10.7

Business Loan Security Agreement between Pace Savings and SusGlobal Energy Belleville Ltd. (filed as Exhibit 10.7 to the Registrant's Form 10-Q filed with the SEC on November 14, 2017 and incorporated herein by reference).

September 27, 2017 EX-99.1

SusGlobal Energy Corp. Commences 506(c) General Solicitation Private Placement Offering to Accredited Investors

EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 SusGlobal Energy Corp. Commences 506(c) General Solicitation Private Placement Offering to Accredited Investors Toronto, Ontario / ACCESSWIRE / September 25, 2017 / SusGlobal Energy Corp. (“SusGlobal Energy”) or the ("Company") is pleased to announce that it has commenced an offering (the “Offering”) solely to accredited investors under 506(c) of Regulation D

September 27, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2017 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 333-209143 38-4039116 (State or other jurisdiction of (Commission File Number

September 20, 2017 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2017 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 333-209143 38-4039116 (State or other jurisdiction of (Commission File Number

August 14, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 [ ] TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-209143 SUSGLO

June 9, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 [ ] TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-209143 SUSGL

June 7, 2017 EX-3.1

Form of Certificate of Incorporation of SusGlobal Energy Corp. (filed as Exhibit 3.1 to the Registrant's Post Effective Amendments for Registration Statement filed with the SEC on June 7, 2017 and incorporated herein by reference).

EX-3.1 2 exhibit3-1.htm EXHIBIT 3.1

June 7, 2017 POS AM

As filed with the Securities and Exchange Commission on June 7, 2017 Registration No. 333- 209143 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST –EFFECTIVE AMENDMENT NO. 1 To FORM S-4 REGISTRATION STATEMENT UNDER THE SEC

As filed with the Securities and Exchange Commission on June 7, 2017 Registration No.

May 31, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2017 SUSGLOBAL ENERGY CORP. (Exact name of registrant as specified in its charter) Delaware 333-209143 Applied For (State or other jurisdiction of (Commission File Number) (I.

May 11, 2017 CORRESP

200 Davenport Road I Toronto, Ontario Canada I M5R 1J2 T 416.223.85001 TF 866.512. SESG (7374) I F 416.223.8507 I www.susglobalenergy.com

May 11, 2017 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F.

May 11, 2017 S-4/A

As filed with the Securities and Exchange Commission on May 11, 2017 Registration No. 333- 209143 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1

As filed with the Securities and Exchange Commission on May 11, 2017 Registration No.

April 5, 2017 S-4/A

As filed with the Securities and Exchange Commission on April 5, 2017 Registration No. 333- 209143 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF

As filed with the Securities and Exchange Commission on April 5, 2017 Registration No.

April 5, 2017 EX-10.18

Variable Rate Business Loan Agreement from Borrowers and Guarantor-Marc Hazout (filed as Exhibit 10.18 to the Registrant's S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

April 5, 2017 EX-10.24

Hypothecation of 2,000,000 Common Shares of SusGlobal Energy Corp. dated January 31, 2017 and executed by Vince Ramoutar (filed as Exhibit 10.24 to the Registrant’s S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

EX-10.24 10 exhibit10-24.htm EXHIBIT 10.24

April 5, 2017 EX-10.27

Hypothecation of 1 Common Share of SusGlobal Energy Canada I Ltd., dated January 29, 2017 and executed by Marc Hazout (filed as Exhibit 10.27 to the Registrant’s S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

EX-10.27 13 exhibit10-27.htm EXHIBIT 10.27

April 5, 2017 EX-10.26

Hypothecation of 1 Common Share of SusGlobal Energy Canada Corp., dated January 29, 2017 and executed by Marc Hazout (filed as Exhibit 10.26 to the Registrant’s S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

April 5, 2017 CORRESP

CORRESP

As filed with the Securities and Exchange Commission on April 5, 2017 Registration No.

April 5, 2017 EX-10.22

Guarantee and Postponement of Claim by Marc M. Hazout (filed as Exhibit 10.22 to the Registrant's S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

EX-10.22 8 exhibit10-22.htm EXHIBIT 10.22

April 5, 2017 CORRESP

As filed with the Securities and Exchange Commission on February 13, 2017

- Filed by newsfilecorp.com As filed with the Securities and Exchange Commission on February 13, 2017 Registration No. 333- 209143 As filed with the Securities and Exchange Commission on April 5, 2017 Registration No. 333- 209143 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON Washington, D.C. 20549 AMENDMENT NO. 2 3 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 S

April 5, 2017 EX-10.28

Guarantee and Postponement of claim for each of Ike Makrimichalos, Landfill Gas Canada Ltd., and 1370383 Ontario Ltd. (filed as Exhibit 10.28 to the Registrant's S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

April 5, 2017 EX-10.8

Biodigester Expansion and Operation Agreement**

BIODIGESTER EXPANSION AND OPERATION AGREEMENT THIS biodigester expansion and operation agreement made as of the 1st day of June, 2016 (the "Effective Date"); B E T W E E N: The Corporation of the Township of Georgian Bluffs (hereinafter called ?Georgian Bluffs?) and The Corporation of the Township of Chatsworth (hereinafter ?Chatsworth?) and SusGlobal Energy Canada I Ltd (hereinafter called ?the C

April 5, 2017 EX-10.23

Hypothecation of 500,000 Common Shares of SusGlobal Energy Corp. dated January 31, 2017 and executed by Ike Makrimichalos (filed as Exhibit 10.23 to the Registrant’s S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

April 5, 2017 EX-10.25

Hypothecation of 3,300,000 Common Shares of SusGlobal Energy Corp. dated January 31, 2017 and executed by Gerald Hamaliuk (filed as Exhibit 10.25 to the Registrant’s S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

April 5, 2017 CORRESP

April 5, 2017

April 5, 2017 Securities and Exchange Commission Division of Corporate Finance 100F Street, NE Washington, DC 20549 Attn: Jay Ingram, Esq.

April 5, 2017 EX-10.20

Business Loan General Security Agreement from SusGlobal Energy Canada Corp. (filed as Exhibit 10.20 to the Registrant's S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

EX-10.20 6 exhibit10-20.htm EXHIBIT 10.20

April 5, 2017 EX-10.21

Business Loan General Security Agreement from SusGlobal Energy Canada I Ltd. (filed as Exhibit 10.21 to the Registrant's S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

April 5, 2017 EX-10.19

Business Loan General Security Agreement from SusGlobal Energy Corp. (filed as Exhibit 10.19 to the Registrant's S-4/A filed with the SEC on April 05, 2017 and incorporated herein by reference).

February 14, 2017 CORRESP

CORRESP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 2 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUSGLOBAL ENERGY CORP. (Exact Name of Registrant as Specified in Its Charter) Gerald Hamaliuk Chief Executive Officer 200 Davenport Road Toronto, ON M5R 1J2 Telephone: (416) 223-8500 (Address, including zip code, and telephone number, includi

February 14, 2017 CORRESP

As filed with the Securities and Exchange Commission on

As filed with the Securities and Exchange Commission on December 23, 2016 February 13, 2017 Registration No.

February 13, 2017 S-4/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUSGLOBAL ENERGY CORP. (Exact Name of Registrant as Specified in Its Charter)

As filed with the Securities and Exchange Commission on February 13, 2017 Registration No.

February 13, 2017 EX-10.17

Summary of Oral Agreement with Travellers International Inc. (Summary of Oral Agreement with Travellers International Inc. (filed as Exhibit 10.17 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

Exhibit 10.17 Summary of Terms of Oral Agreement The following summarizes the material terms of an Oral Agreement between SusGlobal Energy Corp. and Travellers International Inc. On November 20, 2015, Travellers International Inc. an Ontario company controlled by the president and director of SusGlobal Energy Corp. made a loan in the amount of $59,245, ($82,000 CAD). The loan bears interest of 12%

February 13, 2017 EX-10.16

Summary of Oral Agreement with Travellers International Inc. (filed as Exhibit 10.16 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

Exhibit 10.16 Summary of Terms of Oral Agreement The following summarizes the material terms of an Oral Agreement between SusGlobal Energy Corp. and Travellers International Inc. On August 19, 2016, Travellers International Inc. (?Travellers?), an Ontario company controlled by the president and director of the Company, provided a further loan in the amount of $160,104 ($210,000 CAD) which was requ

February 13, 2017 EX-10.10

Executive Chairman Consulting Agreement between SusGlobal Energy Corp., Travellers International Inc. and Marc Hazout (filed as Exhibit 10.10 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

February 13, 2017 CORRESP

SusGlobal Energy Corp. Response to SEC Staff Comments # 8

February 13, 2017 Securities and Exchange Commission Division of Corporate Finance 100F Street, NE Washington, DC 20549 Attn: Jay Ingram, Esq.

February 13, 2017 EX-10.11

CEO Consulting Agreement SusGlobal Energy Corp., Landfill Gas Canada Ltd. and Gerald Hamaliuk (filed as Exhibit 10.11 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

February 13, 2017 EX-10.13

Pace Savings and Credit Union Limited Term Sheet dated December 31, 2016 (filed as Exhibit 10.13 to the Registrant's S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

February 13, 2017 EX-10.9

Phoenix Amended Engagement Agreement Dated July 20, 2016 (filed as Exhibit 10.9 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

February 13, 2017 EX-10.14

Susglobal Energy Ron Williamson Quarter Horses Inc. 1428245 Ontario Limited Engagement Letter (filed as Exhibit 10.14 to the Registrant's S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

February 13, 2017 EX-10.15

Summary of Oral Agreement with Silver Dragon Resources Ltd. (filed as Exhibit 10.15 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

Exhibit 10.15 Summary of Terms of Oral Agreement The following is a summary of the material terms of an Oral Agreement between Silver Dragon Resources Ltd and SusGlobal Energy Corp. On August 2, 2016 $20,585 ($27,000 CAD) and on August 11, 2016 $25,159 ($33,000 CAD), was provided to the Company by Silver Dragon Resources Ltd., an Ontario company in which the Company?s president and a member of the

February 13, 2017 EX-10.6

Memorandum of Agreement between Syngas SDN BHD and SusGlobal Energy Corp. (filed as Exhibit 10.6 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

February 13, 2017 EX-10.12

Commercial Lease Agreement between Haute Inc. and SusGlobal Energy Corp. (filed as Exhibit 10.12 to the Registrant’s S-4/A filed with the SEC on February 13, 2017 and incorporated herein by reference).

December 23, 2016 EX-10.1

SusGlobal Stock Option Plan

SCHEDULE ?H? SUSGLOBAL ENERGY CORP. (the "Company") STOCK OPTION PLAN 1. PURPOSE OF THE PLAN The Company hereby establishes a stock option plan for Directors, Employees and Consultants (as such terms are defined below) of the Company and its subsidiaries, to be known as the "SUSGLOBAL ENERGY CORP. Stock Option Plan" (the "Plan") or such other name as may be approved from time to time by the Board

December 23, 2016 S-4/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUSGLOBAL ENERGY CORP. (Exact Name of Registrant as Specified in Its Charter)

As filed with the Securities and Exchange Commission on December 23, 2016 Registration No.

December 23, 2016 EX-4.1

Specimen Common Stock certificate (filed as Exhibit 4.1 to the Registrant's S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference).

For Value Received, hereby sell, assign and transfer unto PLEASE INSERT SOCIAL INSURANCE NUMBER OF ASSIGNEE PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS OF ASSIGNEE Shares Of the capital stock represented by the within certificate, and do hereby irrevocably constitute and appoint Attorney, to transfer the said common shares on the Books of the within-named Corporation, with full power of substitution in the premises.

December 23, 2016 EX-10.8

Biodigester Expansion and Operation Agreement (filed as Exhibit 10.8 to the Registrant’s S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference).

BIODIGESTER EXPANSION AND OPERATION AGREEMENT THIS biodigester expansion and operation agreement made as of the 1st day of June, 2016 (the "Effective Date"); B E T W E E N: The Corporation of the Township of Georgian Bluffs (hereinafter called ?Georgian Bluffs?) and The Corporation of the Township of Chatsworth (hereinafter ?Chatsworth?) and SusGlobal Energy Canada I Ltd (hereinafter called ?the C

December 23, 2016 EX-3.2

Form of Bylaws of SusGlobal Energy Corp. (filed as Exhibit 3.2 to the Registrant's S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference).

Exhibit 3.2 SusGlobal Energy Corp. BYLAWS ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as the Board of Directors shall each year fix, which

December 23, 2016 EX-10.7

Commercial Lease Agreement between Haute Inc. and SusGlobal Energy Corp. (filed as Exhibit 10.7 to the Registrant’s S-4/A filed with the SEC on December 23, 2016 and incorporated herein by reference).

COMMERCIAL LEASE Made the 1st day of January, 2016 BETWEEN HAUTE INC. A Corporation incorporated pursuant to the laws of the Province of Ontario (the ?Landlord?) -and- SUSGLOBAL ENERGY CORP. A Corporation incorporated pursuant to the laws of the Province of Ontario (the ?Tenant?) In consideration of the rents, covenants and obligations stipulated herein the Landlord and the Tenant have agreed to e

December 23, 2016 EX-3.1

Form of Certificate of Incorporation of SusGlobal Energy Corp.

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF SUSGLOBAL ENERGY CORP. FIRST: The name of the Corporation is SusGlobal Energy Corp. SECOND: The registered office of the Corporation in the State of Delaware is located at 160 Greentree Drive, Suite 101, Dover, Delaware 19904, County of Kent. The registered agent of the Corporation at that address is National Registered Agents, Inc. THIRD: The purpose of

December 22, 2016 CORRESP

December 23, 2016

December 23, 2016 Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Attn: Jay Ingram , Esq.

December 22, 2016 CORRESP

CORRESP

As filed with the Securities and Exchange Commission on January 27, 2016 Registration No.

December 22, 2016 CORRESP

As filed with the Securities and Exchange Commission on January 27, 2016

- Filed by newsfilecorp.com As filed with the Securities and Exchange Commission on January 27, 2016 Registration No. 333- UNITED STATES As filed with the Securities and Exchange Commission on December 23, 2016 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Registration No. 333- 209143 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 To FORM S-4 RE

January 28, 2016 EX-10.1

SusGlobal Stock Option Plan (filed as Exhibit 10.1 to the Registrant's S-4 filed with the SEC on January 28, 2016 and incorporated herein by reference).

SCHEDULE ?H? SUSGLOBAL ENERGY CORP. (the "Company") STOCK OPTION PLAN 1. PURPOSE OF THE PLAN The Company hereby establishes a stock option plan for Directors, Employees and Consultants (as such terms are defined below) of the Company and its subsidiaries, to be known as the "SUSGLOBAL ENERGY CORP. Stock Option Plan" (the "Plan") or such other name as may be approved from time to time by the Board

January 28, 2016 EX-10.5

Financing Agreement with Phoenix Capital Partners Inc. dated December 2, 2015 (filed as Exhibit 10.5 to the Registrant’s S-4 filed with the SEC on January 28, 2016 and incorporated herein by reference).

January 28, 2016 EX-21.1

Subsidiaries of the Registrant

SusGlobal Energy Corp.: Exhibit 21.1 - Filed by newsfilecorp.com Subsidiaries of the Registrant The list below represents the entities that are subsidiaries of the registrant Subsidiary Jurisdiction of Formation SusGlobal Energy Canada Corp. Federal, Canada SusGlobal Energy Canada I Ltd. Ontario, Canada

January 28, 2016 S-4

As filed with the Securities and Exchange Commission on January 27, 2016

As filed with the Securities and Exchange Commission on January 27, 2016 Registration No.

January 28, 2016 EX-10.2

Executive Chairman Consulting Agreement between SusGlobal Energy corp., Travellers International Inc. and Marc Hazout (filed as Exhibit 10.2 to the Registrant’s S-4 filed with the SEC on January 28, 2016 and incorporated herein by reference).

EXECUTIVE CHAIRMAN CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of November 2014 Between SUSGLOBAL ENERGY CORP.

January 28, 2016 EX-10.3

CEO Consulting Agreement SusGlobal Energy Corp., Landfill Gas Canada Ltd. and Gerald Hamaliuk (filed as Exhibit 10.3 to the Registrant’s S-4 filed with the SEC on January 28, 2016 and incorporated herein by reference).

CEO CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of November 2014 Between SUSGLOBAL ENERGY CORP.

January 28, 2016 EX-10.4

CFO Consulting Agreement between SusGlobal Energy Corp. and Ike Makrimichalos (filed as Exhibit 10.4 to the Registrant’s S-4 filed with the SEC on January 28, 2016 and incorporated herein by reference).

CFO CONSULTING AGREEMENT THIS CONSULTING SERVICES AGREEMENT made as of the 1st day of November 2014 Between SUSGLOBAL ENERGY CORP.

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