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| CIK | 1500213 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Harbor ETF Trust - Harbor Scientific Alpha Income ETF
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
| September 26, 2019 |
Registration Nos. 333-181648 333-171879 333-171880 As filed with the Securities and Exchange Commission on September 26, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO EACH IDENTIFIED FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SI Financial Group, Inc. (Exact Name of Registrant as Specified in its Charter |
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| May 28, 2019 |
SIFI / SI Financial Group, Inc. 15-12G - - FORM 15 SI FINANCIAL GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-54241 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in |
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| May 9, 2019 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended March 31, 2019, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added |
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| May 9, 2019 |
SIFI / SI Financial Group, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, IN |
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| April 24, 2019 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2019 Willimantic, Connecticut — April 24, 2019. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $3.1 million, or $0.27 diluted earnings per share, for the quarter ended March 31, 20 |
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| April 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizatio |
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| April 2, 2019 |
SI FINANCIAL GROUP, INC. ANNOUNCES STOCKHOLDER APPROVAL OF MERGER WITH BERKSHIRE HILLS BANCORP, INC. EX-99.1 2 pressreleasemergerstkhldr.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE SI FINANCIAL GROUP, INC. ANNOUNCES STOCKHOLDER APPROVAL OF MERGER WITH BERKSHIRE HILLS BANCORP, INC. Willimantic, Connecticut — April 2, 2019. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company for Savings Institute Bank and Trust Company (the “Bank”), announced today that the stockho |
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| April 2, 2019 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2019 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization |
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| March 19, 2019 |
SIFI / SI Financial Group, Inc. NT 10-K SEC FILE NUMBER: 000-54241 CUSIP NUMBER: 78425V104 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 19, 2019 |
AMENDMENT TO THE SAVINGS INSTITUTE BANK AND TRUST COMPANY SPLIT DOLLAR LIFE INSURANCE AGREEMENT AMENDMENT TO THE SAVINGS INSTITUTE BANK AND TRUST COMPANY SPLIT DOLLAR LIFE INSURANCE AGREEMENT This Amendment to the Savings Institute Bank and Trust Company Split Dollar Life Insurance Agreement with the individuals noted on Exhibit A hereto (the “Employee”) is executed on the 18th day of December, 2007, by the Savings Institute Bank and Trust Company (the “Bank”) and the Employee. |
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| March 19, 2019 |
SAVINGS INSTITUTE SPLIT DOLLAR LIFE INSURANCE AGREEMENT EX-10.6 2 exhibit106splitdollarlifei.htm EXHIBIT 10.6 SAVINGS INSTITUTE SPLIT DOLLAR LIFE INSURANCE AGREEMENT THIS AGREEMENT entered into this 17th day of June, 2003 by and between the Savings Institute (the “Bank”), a Connecticut-chartered mutual savings bank, and Rheo Brouillard (the “Employee”). WHEREAS, the Employee has rendered services to the Bank as a valued employee; and WHEREAS, the Bank |
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| March 19, 2019 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (as amended and restated effective December 20, 2006 The purpose of the Savings Institute Bank and Trust Company Supplemental Executive Retirement Plan is to provide Participants with supplemental retirement benefits in addition to those otherwise provided to employees of the Savings Institute Bank and Trust Company. |
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| March 19, 2019 |
EX-21.0 6 sifi12312018ex210.htm EXHIBIT 21.0 Exhibit 21.0 LIST OF SUBSIDIARIES Registrant: SI Financial Group, Inc. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Savings Institute Bank and Trust Company 100% Connecticut SI Capital Trust II(1) 100% Delaware SI Realty Company, Inc.(2) 100% Connecticut SI Mortgage Company(2) 100% Connecticut (1) In accordance with authorita |
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| March 19, 2019 |
SAVINGS INSTITUTE SPLIT DOLLAR LIFE INSURANCE AGREEMENT EX-10.7 3 exhibit107splitdollarlifei.htm EXHIBIT 10.7 SAVINGS INSTITUTE SPLIT DOLLAR LIFE INSURANCE AGREEMENT THIS AGREEMENT entered into this 17th day of June, 2003 by and between the Savings Institute (the “Bank”), a Connecticut-chartered mutual savings bank, and Laurie Gervais (the “Employee”). WHEREAS, the Employee has rendered services to the Bank as a valued employee; and WHEREAS, the Bank d |
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| March 19, 2019 |
SIFI / SI Financial Group, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC. (Exac |
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| March 19, 2019 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2018, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as a |
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| March 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 SI FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 7, 2019 |
SIFI / SI Financial Group, Inc. FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 SI FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 SI FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation) (Commissio |
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| February 28, 2019 |
SIFI / SI Financial Group, Inc. FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 SI FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation) (Commissio |
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| February 28, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2019 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organiza |
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| February 28, 2019 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2018 Willimantic, Connecticut — February 27, 2019. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company for Savings Institute Bank and Trust Company (the “Bank”), reported net income of $1.5 million, or $0.13 diluted earnings per share, for the quarter ended D |
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| February 26, 2019 |
SIFI / SI Financial Group, Inc. DEFM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| February 14, 2019 |
SIFI / SI Financial Group, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 3)* SI Financial Group, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 78425V104 (CUSIP number) December 31, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate th |
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| February 12, 2019 |
SIFI / SI Financial Group, Inc. / VANGUARD GROUP INC Passive Investment sifinancialgroupinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: SI Financial Group Inc Title of Class of Securities: Common Stock CUSIP Number: 78425V104 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropria |
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| February 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 7)* SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78425V 104 (CUSIP Number) De |
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| December 11, 2018 |
Exhibit 10.1 AGREEMENT This Agreement (the “Agreement”) is entered into and is effective as of December 11, 2018 by and between Berkshire Hills Bancorp, Inc., a Delaware corporation (“Buyer”), SI Financial Group, Inc. (“Seller”), a Maryland corporation, Savings Institute Bank and Trust Company (“Seller Bank”), a wholly-owned subsidiary of Seller, and Rheo A. Brouillard (the “Executive”). WHEREAS, |
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| December 11, 2018 |
EX-99.1 6 tv508945ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT NEWS RELEASE Berkshire Hills to Acquire SI Financial Group Contiguous Market Transaction that Bolsters Deposit Profile BOSTON, MA and WILLIMANTIC, CT, December 11, 2018, Berkshire Hills Bancorp, Inc. (NYSE: BHLB) (“Berkshire”) and SI Financial Group, Inc. (NASDAQ: SIFI) (“SIFI”) announced today that they have signed a definitive merger a |
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| December 11, 2018 |
Exhibit 10.2 AGREEMENT This Agreement (the “Agreement”) is entered into and is effective as of December 11, 2018 by and between Berkshire Hills Bancorp, Inc., a Delaware corporation (“Buyer”), Berkshire Bank, a wholly-owned subsidiary of Buyer, SI Financial Group, Inc. (“Seller”), a Maryland corporation, Savings Institute Bank and Trust Company (“Seller Bank”), a wholly-owned subsidiary of Seller, |
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| December 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2018 SI FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 0-54241 80-0643149 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 11, 2018 |
EX-2.1 2 tv508945ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER DATED AS OF DECEMBER 11, 2018 BY AND BETWEEN BERKSHIRE HILLS BANCORP, INC. AND SI FINANCIAL GROUP, INC. Contents ARTICLE I DEFINITIONS 1 ARTICLE II THE MERGER 9 2.1 The Merger. 9 2.2 Closing. 9 2.3 Effective Time. 10 2.4 Effects of the Merger. 10 2.5 Effect on Outstanding Shares of Company Common Stock. 10 2.6 Exchange |
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| December 11, 2018 |
Exhibit 10.3 AGREEMENT This Agreement (the “Agreement”) is entered into and is effective as of December 11, 2018 by and between Berkshire Hills Bancorp, Inc., a Delaware corporation (“Buyer”), Berkshire Bank, a wholly-owned subsidiary of Buyer, SI Financial Group, Inc. (“Seller”), a Maryland corporation, Savings Institute Bank and Trust Company (“Seller Bank”), a wholly-owned subsidiary of Seller, |
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| December 11, 2018 |
SIFI / SI Financial Group, Inc. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2018 SI FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 0-54241 80-0643149 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 11, 2018 |
Exhibit 10.2 AGREEMENT This Agreement (the “Agreement”) is entered into and is effective as of December 11, 2018 by and between Berkshire Hills Bancorp, Inc., a Delaware corporation (“Buyer”), Berkshire Bank, a wholly-owned subsidiary of Buyer, SI Financial Group, Inc. (“Seller”), a Maryland corporation, Savings Institute Bank and Trust Company (“Seller Bank”), a wholly-owned subsidiary of Seller, |
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| December 11, 2018 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER DATED AS OF DECEMBER 11, 2018 BY AND BETWEEN BERKSHIRE HILLS BANCORP, INC. AND SI FINANCIAL GROUP, INC. Contents ARTICLE I DEFINITIONS 1 ARTICLE II THE MERGER 9 2.1 The Merger. 9 2.2 Closing. 9 2.3 Effective Time. 10 2.4 Effects of the Merger. 10 2.5 Effect on Outstanding Shares of Company Common Stock. 10 2.6 Exchange Procedures. 11 2.7 Effect on Outstandi |
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| December 11, 2018 |
EX-10.3 5 tv508945ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AGREEMENT This Agreement (the “Agreement”) is entered into and is effective as of December 11, 2018 by and between Berkshire Hills Bancorp, Inc., a Delaware corporation (“Buyer”), Berkshire Bank, a wholly-owned subsidiary of Buyer, SI Financial Group, Inc. (“Seller”), a Maryland corporation, Savings Institute Bank and Trust Company (“Seller Ba |
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| December 11, 2018 |
Joint News Release dated December 11, 2018 EX-99.1 6 tv508945ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT NEWS RELEASE Berkshire Hills to Acquire SI Financial Group Contiguous Market Transaction that Bolsters Deposit Profile BOSTON, MA and WILLIMANTIC, CT, December 11, 2018, Berkshire Hills Bancorp, Inc. (NYSE: BHLB) (“Berkshire”) and SI Financial Group, Inc. (NASDAQ: SIFI) (“SIFI”) announced today that they have signed a definitive merger a |
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| December 11, 2018 |
Exhibit 10.1 AGREEMENT This Agreement (the “Agreement”) is entered into and is effective as of December 11, 2018 by and between Berkshire Hills Bancorp, Inc., a Delaware corporation (“Buyer”), SI Financial Group, Inc. (“Seller”), a Maryland corporation, Savings Institute Bank and Trust Company (“Seller Bank”), a wholly-owned subsidiary of Seller, and Rheo A. Brouillard (the “Executive”). WHEREAS, |
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| December 11, 2018 |
SIFI / SI Financial Group, Inc. DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 11, 2018 |
December 11, 2018 Berkshire Hills Bancorp, Inc. announces acquisition of SI Financial Group, Inc. 1 EX-99.1 3 tv508856ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 December 11, 2018 Berkshire Hills Bancorp, Inc. announces acquisition of SI Financial Group, Inc. 1 Strategic & Financial Rationale Strategically Attractive • Opportunistic contiguous market transaction • Bolsters deposit profile with SIFI’s attractive deposit franchise • Enhances deposit funding profile with $1.3 billion of lower cost deposit |
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| December 11, 2018 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER DATED AS OF DECEMBER 11, 2018 BY AND BETWEEN BERKSHIRE HILLS BANCORP, INC. AND SI FINANCIAL GROUP, INC. Contents ARTICLE I DEFINITIONS 1 ARTICLE II THE MERGER 9 2.1 The Merger. 9 2.2 Closing. 9 2.3 Effective Time. 10 2.4 Effects of the Merger. 10 2.5 Effect on Outstanding Shares of Company Common Stock. 10 2.6 Exchange Procedures. 11 2.7 Effect on Outstandi |
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| December 11, 2018 |
EX-99.2 4 tv508856ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 JOINT NEWS RELEASE Berkshire Hills to Acquire SI Financial Group Contiguous Market Transaction that Bolsters Deposit Profile BOSTON, MA and WILLIMANTIC, CT, December 11, 2018, Berkshire Hills Bancorp, Inc. (NYSE: BHLB) (“Berkshire”) and SI Financial Group, Inc. (NASDAQ: SIFI) (“SIFI”) announced today that they have signed a definitive merger a |
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| December 11, 2018 |
BHLB / Berkshire Hills Bancorp, Inc. FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2018 BERKSHIRE HILLS BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-15781 04-3510455 (State or Other Jurisdiction of Incorporation) (Co |
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| November 8, 2018 |
EX-10.1 2 supplementalexecutiveretir.htm EXHIBIT 10.1 SAVINGS INSTITUTE BANK AND TRUST COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (as amended and restated effective December 20, 2006) The purpose of the Savings Institute Bank and Trust Company Supplemental Executive Retirement Plan is to provide Participants with supplemental retirement benefits in addition to those otherwise provided to emplo |
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| November 8, 2018 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended September 30, 2018, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as ad |
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| November 8, 2018 |
SIFI / SI Financial Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP |
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| October 24, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
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| October 24, 2018 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2018 Willimantic, Connecticut — October 24, 2018. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $2.7 million, or $0.23 diluted earnings per share, for the quarter end |
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| September 20, 2018 |
ex991investorpresentatio Investors’ Meeting September 20, 2018 Forward Looking Statements This presentation may contain forward-looking statements, which can be identified by the use of words such as “believes,” “expects,” “anticipates,” “estimates” or similar expressions. |
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| September 20, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organiz |
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| August 8, 2018 |
SIFI / SI Financial Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC |
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| August 8, 2018 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended June 30, 2018, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added b |
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| July 25, 2018 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2018 Willimantic, Connecticut — July 25, 2018. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $3.4 million, or $0.28 diluted earnings per share, for the quarter ended June 3 |
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| July 25, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization |
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| June 28, 2018 |
SIFI / SI Financial Group, Inc. 11-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54241 A. Full title of the plan and the addres |
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| May 10, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 9, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 9, 2018 |
sifi2018annualmtgpresent Annual Shareholders’ Meeting May 9, 2018 2 Forward Looking Statements This presentation may contain forward-looking statements, which can be identified by the use of words such as “believes,” “expects,” “anticipates,” “estimates” or similar expressions. |
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| May 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 8, 2018 |
SIFI / SI Financial Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, IN |
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| May 8, 2018 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended March 31, 2018, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added |
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| April 17, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizatio |
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| April 17, 2018 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2018 Willimantic, Connecticut — April 17, 2018. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $2.0 million, or $0.17 diluted earnings per share, for the quarter ended March 31, 20 |
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| April 11, 2018 |
SAVINGS INSTITUTE BANK & TRUST COMPANY DIRECTOR DEFERRED FEE PLAN SAVINGS INSTITUTE BANK & TRUST COMPANY DIRECTOR DEFERRED FEE PLAN This Savings Institute Bank & Trust Company Director Deferred Fee Plan (the “Plan”) reflects the consolidation of all individual deferral agreements which Directors maintained with the Bank prior to the Effective Date and provides a vehicle for eligible Directors to defer the payment of future Fees to a later date in accordance with the terms of this Plan. |
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| April 11, 2018 |
FORM OF AMENDED AND RESTATED DIRECTOR RETIREMENT AGREEMENT Exhibit 10.3: Form of Amended and Restated Director Retirement Agreement and related amendment between Savings Institute Bank and Trust Company and each of Mark D. Alliod, Roger Engle, Donna M. Evan, Michael R. Garvey and Robert O. Gillard. Savings Institute Bank and Trust Company entered into an Amended and Restated Director Retirement Agreement and related amendment with each of the directors li |
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| April 11, 2018 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K/A for the year ended December 31, 2017, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify, pursuant to 18 U.S.C. Section 135 |
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| April 11, 2018 |
SIFI / SI Financial Group, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54241 SI FINANC |
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| March 29, 2018 |
SIFI / SI Financial Group, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 29, 2018 |
SIFI / SI Financial Group, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 15, 2018 |
Exhibit 21.0 LIST OF SUBSIDIARIES Registrant: SI Financial Group, Inc. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Savings Institute Bank and Trust Company 100% Connecticut SI Capital Trust II(1) 100% Delaware SI Realty Company, Inc.(2) 100% Connecticut SI Mortgage Company(2) 100% Connecticut (1) In accordance with authoritative guidance on the consolidation of variabl |
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| March 15, 2018 |
SIFI / SI Financial Group, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC. (Exac |
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| March 15, 2018 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2017, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as a |
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| March 15, 2018 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN (as amended and restated effective December 1, 2017) The purpose of the Savings Institute Bank and Trust Company Executive Supplemental Retirement Plan is to provide Participants with supplemental retirement benefits in addition to those otherwise provided to employees of the Savings Institute Bank and Trust Company. |
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| March 15, 2018 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN II SAVINGS INSTITUTE BANK AND TRUST COMPANY EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN II The purpose of the Savings Institute Bank and Trust Company Executive Supplemental Retirement Plan II is to provide Participants with supplemental retirement benefits in addition to those otherwise provided to employees of the Savings Institute Bank and Trust Company. |
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| March 15, 2018 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY SPLIT DOLLAR LIFE INSURANCE AGREEMENT SAVINGS INSTITUTE BANK AND TRUST COMPANY SPLIT DOLLAR LIFE INSURANCE AGREEMENT THIS AGREEMENT entered into this 1st day of December, 2017 by and between the Savings Institute Bank and Trust Company (the "Bank"), a Connecticut-chartered savings bank, and Lauren Murphy (the "Employee"). |
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| March 15, 2018 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS General Management’s discussion and analysis of financial condition and results of operations is intended to assist in understanding changes in the Company’s financial condition as of December 31, 2017 and 2016 and the results of operations for the years ended December 31, 2017, 2016 and 2015. |
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| February 28, 2018 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2017 Willimantic, Connecticut ? February 28, 2018 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company for Savings Institute Bank and Trust Company (the ?Bank?), reported a net loss of $1.6 million , or $0.13 loss per share, for the quarter ended Dec |
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| February 28, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| February 14, 2018 |
SIFI / SI Financial Group, Inc. / EJF Capital LLC Passive Investment SC 13G/A 1 ja13ga4-sifinancialejf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) SI Financial Group, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appro |
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| February 12, 2018 |
SIFI / SI Financial Group, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 2)* SI Financial Group, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 78425V104 (CUSIP number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate th |
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| February 6, 2018 |
SC 13G/A 1 a2017esopschedule13ga-sav.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 6)* SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of |
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| January 26, 2018 |
SIFI / SI Financial Group, Inc. SI FINANCIAL GROUP, INC. (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
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| January 24, 2018 |
Exhibit PRESS RELEASE (NASDAQ: SIFI) SI FINANCIAL GROUP, INC. INCREASES WAGES AND DIVIDEND Willimantic, Connecticut?January 24, 2018. SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the parent of Savings Institute Bank and Trust Company (the ?Bank?), announced plans to raise minimum wages for approximately 25% of the Bank?s workforce as a result of the enactment of the new f |
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| January 24, 2018 |
SIFI / SI Financial Group, Inc. 8-K (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| January 3, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2018 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or o |
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| December 26, 2017 |
Contact: Cassandra Giovanni Marketing Manager 860-465-8659 Press Release Savings Institute Bank & Trust Announces Organizational Changes WILLIMANTIC, CT (December 2017) ? Rheo Brouillard, President and CEO, Savings Institute Bank & Trust has announced the promotions of several members of the organization, including: Laurie Gervias from Chief Administrative Officer to Chief Operating Officer Lauren |
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| December 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organiza |
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| November 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organiza |
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| November 20, 2017 |
SI FINANCIAL GROUP, INC. ANNOUNCES MANAGEMENT CHANGES Exhibit PRESS RELEASE (NASDAQ Global Market: SIFI) FOR IMMEDIATE RELEASE SI FINANCIAL GROUP, INC. |
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| November 8, 2017 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended September 30, 2017, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as ad |
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| November 8, 2017 |
SIFI / SI Financial Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP |
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| October 25, 2017 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2017 Willimantic, Connecticut ? October 25, 2017 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $2.2 million , or $0.19 diluted earnings per share, for the q |
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| October 25, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| October 17, 2017 |
SIFI / SI Financial Group, Inc. / Clover Partners, L.P. Activist Investment CUSIP No. 78425V104 Page 1 of 10 Pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) (Rule 13d-101) Under the Securities Exchange Act of 1934 SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78425V104 (CUSIP Number) Clover Partners, L.P. 100 Crescent Court, Suite 575 Dallas, TX 75201 (Name, |
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| September 21, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporati |
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| August 23, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or o |
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| August 23, 2017 |
SI FINANCIAL GROUP, INC. AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS Exhibit Exhibit 3.2 SI FINANCIAL GROUP, INC. AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS Section 1. ANNUAL MEETING The annual meeting of the stockholders of SI Financial Group, Inc. (the ?Corporation?) shall be held each year at such date and time as the Board of Directors shall, in their discretion, fix. The business to be transacted at the annual meeting shall include the election of di |
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| August 8, 2017 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended June 30, 2017, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added b |
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| August 8, 2017 |
SIFI / SI Financial Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC |
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| July 26, 2017 |
SI Financial Group 8-K (Current Report/Significant Event) Document . UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or o |
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| July 26, 2017 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2017 Willimantic, Connecticut ? July 26, 2017 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $2.8 million , or $0.24 diluted earnings per share, for the quarter en |
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| June 28, 2017 |
Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54241 A. Full title of the plan and t |
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| June 28, 2017 |
Consent of Independent Registered Public Accounting Firm Exhibit Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement of SI Financial Group, Inc. |
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| May 22, 2017 |
SIFI / SI Financial Group, Inc. / Clover Partners, L.P. Activist Investment CUSIP No. 78425V104 Page 1 of 8 Pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) (Rule 13d-101) Under the Securities Exchange Act of 1934 SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78425V104 (CUSIP Number) Clover Partners, L.P. 100 Crescent Court, Suite 575 Dallas, TX 75201 (Name, |
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| May 11, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 9, 2017 |
Annual Shareholders Meeting May 10, 2017 Exhibit 99.1 Annual Shareholders? Meeting May 10, 2017 2 Forward Looking Statements This presentation may contain forward-looking statements, which can be identified by the use of words such as ?believes,? ?expects,? ?anticipates,? ?estimates? or similar expressions. These forward-looking statements include, but are not limited to: statements of our goals, intentions and expectations; statements r |
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| May 9, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 9, 2017 |
SI Financial Group 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL |
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| May 9, 2017 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended March 31, 2017, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added |
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| April 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or or |
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| April 26, 2017 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2017 Willimantic, Connecticut ? April 26, 2017 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $1.7 million , or $0.14 diluted earnings per share, for the quarter ended Ma |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 31, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 29, 2017 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, of SI Financial Group, Inc., and further agree that this Joint Filing Agreement shall be included as |
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| March 29, 2017 |
SIFI / SI Financial Group, Inc. / Clover Partners, L.P. Activist Investment CUSIP No. 78425V104 Page 1 of 10 Pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. ) (Rule 13d-101) Under the Securities Exchange Act of 1934 SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78425V104 (CUSIP Number) Clover Partners, L.P. 100 Crescent Court, Suite 575 Dallas, TX 75201 (Name, Ad |
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| March 21, 2017 |
SI Financial Group FORM 8-K (Current Report/Significant Event) form8k32117.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporatio |
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| March 21, 2017 |
pr32117.htm Savings Institute Plimoth Investment Advisors Bank & Trust PRESS RELEASE (NASDAQ: SIFI) PLIMOTH INVESTMENT ADVISORS ACQUIRES THE TRUST AND ASSET MANAGEMENT DIVISION OF SAVINGS INSTITUTE BANK & TRUST Willimantic, Connecticut?March 17, 2017. Savings Institute Bank & Trust and Massachusetts-based Plimoth Investment Advisors today announced the execution of a definitive agreement in which |
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| March 15, 2017 |
SI Financial Group 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, I |
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| March 15, 2017 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY ONE-YEAR CHANGE IN CONTROL AGREEMENT EXHIBIT 10.20 SAVINGS INSTITUTE BANK AND TRUST COMPANY ONE-YEAR CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is entered into as of March 25, 2015, by and between the Savings Institute Bank and Trust Company (the “Bank"), Gerald D. Coia (the "Executive") and SI Financial Group, Inc. (the “Company"'), a Maryland corporation and the holding company of the Bank, as guarantor (the "'Agreement"). WHEREAS, |
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| March 15, 2017 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2016, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as a |
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| March 15, 2017 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS General Management’s discussion and analysis of financial condition and results of operations is intended to assist in understanding changes in the Company’s financial condition as of December 31, 2016 and 2015 and the results of operations for the years ended December 31, 2016, 2015 and 2014. |
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| March 15, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in SI Financial Group, Inc. |
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| March 15, 2017 |
Exhibit 21.0 LIST OF SUBSIDIARIES Registrant: SI Financial Group, Inc. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Savings Institute Bank and Trust Company 100% Connecticut SI Capital Trust II(1) 100% Delaware SI Realty Company, Inc.(2) 100% Connecticut SI Mortgage Company(2) 100% Connecticut (1) In accordance with authoritative guidance on the consolidation of variabl |
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| February 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* SI Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 78425V104 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 6)* SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78425V 104 (CUSIP Number) De |
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| February 6, 2017 |
SIFI / SI Financial Group, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 1)* SI Financial Group, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 78425V104 (CUSIP number) December 31, 2016 (Date of event which requires filing of this statement) Check the appropriate box to designate th |
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| January 30, 2017 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2016 Willimantic, Connecticut ? January 30, 2017 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company for Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $6.5 million , or $0.55 diluted earnings per share, for the quarte |
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| January 30, 2017 |
SI Financial Group 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| January 12, 2017 |
Financial Statements and Exhibits, Other Events sifinancial8kjan11.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2017 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of inc |
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| January 12, 2017 |
siexb99jan11.htm Press Release Savings Institute Bank & Trust Mourns the Loss of Director William R. Harvey WILLIMANTIC CT (January 11, 2017) ? SI Financial Group, Inc. announced that William R. Harvey, a member of the Boards of Directors of SI Financial Group and its wholly owned subsidiary, Savings Institute Bank & Trust, passed away on January 5, 2017. Mr. Harvey was a member of the Board of Di |
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| November 9, 2016 |
SI Financial Group 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP |
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| November 9, 2016 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended September 30, 2016, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as ad |
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| October 26, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| October 26, 2016 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2016 Willimantic, Connecticut ? October 26, 2016 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $1.6 million , or $0.13 diluted earnings per share, for the q |
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| October 13, 2016 |
SI Financial Group FORM 8-K SI FINANCIAL GROUP, INC. 10-10-2016 (Current Report/Significant Event) form8k101316.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorpora |
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| August 8, 2016 |
SI Financial Group (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC |
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| August 8, 2016 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended June 30, 2016, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added b |
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| July 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization |
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| July 27, 2016 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2016 Willimantic, Connecticut ? July 27, 2016 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $1.7 million , or $0.15 diluted earnings per share, for the quarter en |
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| June 28, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54241 A. Full title of the plan and t |
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| May 12, 2016 |
Submission of Matters to a Vote of Security Holders SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| May 10, 2016 |
Annual Shareholders’ Meeting May 11, 2016 Exhibit 99.1 Annual Shareholders? Meeting May 11, 2016 Forward Looking Statements This presentation contains forward-looking statements, which can be identified by the use of words such as ?believes,? ?expects,? ?anticipates,? ?estimates? or similar expressions. These forward-looking statements include, but are not limited to: statements of our goals, intentions and expectations; statements regard |
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| May 10, 2016 |
SI Financial Group 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 9, 2016 |
SI Financial Group 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, IN |
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| May 9, 2016 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended March 31, 2016, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added |
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| April 28, 2016 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE MONTHS ENDED MARCH 31, 2016 Willimantic, Connecticut ? April 27, 2016 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $1.5 million , or $0.13 diluted earnings per share, for the quarter ended Ma |
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| April 28, 2016 |
SI Financial Group 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organiz |
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| April 1, 2016 |
DEF 14A 1 a16-74681def14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Co |
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| April 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 11, 2016 |
SI Financial Group 10-K (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC. |
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| March 11, 2016 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2015, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as a |
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| March 11, 2016 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDMENT NO. 1 TO THE EXHIBIT 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of February 2016 by and among SI Financial Group, Inc. (the “Company”), Savings Institute Bank and Trust Company (the “Bank”), and RHEO A. BROUILLARD (the “Executive”). WHEREAS, the Company, the Bank and E |
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| March 11, 2016 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS General Management’s discussion and analysis of financial condition and results of operations is intended to assist in understanding changes in the Company’s financial condition as of December 31, 2015 and 2014 and the results of operations for the years ended December 31, 2015, 2014 and 2013. |
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| March 11, 2016 |
AMENDMENT NO. 3 TO THE SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Exhibt 10.14 AMENDMENT NO. 3 TO THE SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN This AMENDMENT NO. 3 TO THE SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (this “Amendment”) is hereby adopted by Savings Institute Bank and Trust Company (the “Bank”) on February , 2016. WHEREAS, the Bank adopted the Savings Institute Bank and Trust Company Supplemental Executive Retirement Plan, as amended and restated effective |
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| March 11, 2016 |
Exhibit 21.0 LIST OF SUBSIDIARIES Registrant: SI Financial Group, Inc. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Savings Institute Bank and Trust Company 100% Connecticut SI Capital Trust II(1) 100% Delaware SI Realty Company, Inc.(2) 100% Connecticut SI Mortgage Company(2) 100% Connecticut (1) In accordance with authoritative guidance on the consolidation of variabl |
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| March 2, 2016 |
Unassociated Document POWER OF ATTORNEY I, Gerald D. Coia, Senior Vice President and Chief Credit Officer SI Financial Group, Inc. (the ?Corporation?), hereby authorize and designate Rheo A. Brouillard, Lauren Murphy and Laurie Gervais, and Scott A. Brown, Jeffrey Cass and Kari Hicks, of the law firm of Luse Gorman, PC, as my agent and attorney-in-fact, each with full power of substitution and sig |
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| February 24, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or orga |
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| February 24, 2016 |
Exhibit EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2015 Willimantic, Connecticut ? February 24, 2016 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company for Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $1.4 million , or $0.12 diluted earnings per share, for the quart |
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| February 12, 2016 |
SIFI / SI Financial Group, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) SI Financial Group, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* SI Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 11, 2016 |
SIFI / SI Financial Group, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment SC 13G 1 d7042623sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* SI Financial Group, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 78425V104 (CUSIP number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropr |
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| February 9, 2016 |
SC 13G/A 1 a2015esopschedule13ga-sav.htm SC 13G/A DECEMBER 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 5)* SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 p |
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| January 27, 2016 |
SI FINANCIAL GROUP, INC. AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS exhibit12716.htm SI FINANCIAL GROUP, INC. AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS Section 1. ANNUAL MEETING The annual meeting of the stockholders of SI Financial Group, Inc. (the ?Corporation?) shall be held each year at such date and time as the Board of Directors shall, in their discretion, fix. The business to be transacted at the annual meeting shall include the election of direc |
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| January 27, 2016 |
SI Financial Group FORM 8-K RE: BYLAW AMENDMENT (1/27/16) (Current Report/Significant Event) form8k12716.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2016 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of (Commissio |
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| November 6, 2015 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED THIS AGREEMENT (the ?Agreement?) by and between THE SAVINGS INSTITUTE BANK AND TRUST COMPANY with its principal offices at 803 Main Street, Willimantic, Connecticut 06226 (the ?Bank?), LAUREN L. |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP |
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| November 6, 2015 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED THIS AGREEMENT (the ?Agreement?) by and between THE SAVINGS INSTITUTE BANK AND TRUST COMPANY with its principal offices at 803 Main Street, Willimantic, Connecticut 06226 (the ?Bank?), PAUL R. |
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| November 6, 2015 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) by and between SI FINANCIAL GROUP, INC. |
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| November 6, 2015 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED THIS AGREEMENT (the “Agreement”) by and between THE SAVINGS INSTITUTE BANK AND TRUST COMPANY with its principal offices at 803 Main Street, Willimantic, Connecticut 06226 (the “Bank”), LAURIE L. |
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| October 28, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
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| October 28, 2015 |
EX-99.1 2 exhibit991september302015.htm EXHIBIT 99.1 EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2015 Willimantic, Connecticut — October 28, 2015. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $974,000, or $0.0 |
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| September 29, 2015 |
SI Financial Group SI FINANCIAL GROUP, INC. (Current Report/Significant Event) sifinancialform8ksept29-15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdict |
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| August 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC |
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| August 5, 2015 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended June 30, 2015, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added b |
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| July 22, 2015 |
Exhibit 99.1 June 30 2015 EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2015 Willimantic, Connecticut ? July 22, 2015 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $1.0 million , or $0.08 diluted earnings per share, |
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| July 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form8-K June 30 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2015 |
401KFinancials-2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54241 A. Full title of the |
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| May 14, 2015 |
SI Financial Group 8-K (Current Report/Significant Event) Form8-K May 14, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 13, 2015 |
EX-99.1 Annual Shareholders? Meeting May 13, 2015 Forward Looking Statements This presentation contains forward-looking statements, which can be identified by the use of words such as ?believes,? ?expects,? ?anticipates,? ?estimates? or similar expressions. These forward-looking statements include, but are not limited to: statements of our goals, intentions and expectations; statements regarding o |
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| May 7, 2015 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended March 31, 2015, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added |
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| May 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, IN |
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| April 22, 2015 |
SI Financial Group 8-K (Current Report/Significant Event) Form8-K March 31 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 22, 2015 |
Exhibit 99.1 March 31 2015 EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER ENDED MARCH 31, 2015 Willimantic, Connecticut ? April 22, 2015 . SI Financial Group, Inc. (the ?Company?) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the ?Bank?), reported net income of $921,000 , or $0.07 diluted earnings per share, for the quarte |
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| April 3, 2015 |
SI Financial Group DEFINITIVE ADDITIONAL MATERIALS DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2015 |
SI Financial Group DEFINITIVE PROXY STATEMENT DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 12, 2015 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED This AGREEMENT ("Agreement'") originally entered into as of September 21, 2011, by and between Savings Institute Bank and Trust Company (the "Bank"), a federally-chartered savings bank with its principal offices at 803 Main Street, Willimantic, Connecticut 06226, Lauren L. |
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| March 12, 2015 |
MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS General Management?s discussion and analysis of financial condition and results of operations is intended to assist in understanding changes in the Company?s financial condition as of December 31, 2014 and 2013 and the results of operations for the years ended December 31, 2014, 2013 and 2012. |
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| March 12, 2015 |
Exhibit 21.0 LIST OF SUBSIDIARIES Registrant: SI Financial Group, Inc. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Savings Institute Bank and Trust Company 100% Connecticut SI Capital Trust II(1) 100% Delaware SI Realty Company, Inc.(2) 100% Connecticut SI Mortgage Company(2) 100% Connecticut (1) In accordance with authoritative guidance on the consolidation of variabl |
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| March 12, 2015 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2014, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as a |
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| March 12, 2015 |
SI Financial Group CURRENT REPORT (Current Report/Significant Event) sifinancial8kmarch12-15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of |
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| March 12, 2015 |
SI FINANCIAL GROUP, INC. TO INITIATE STOCK REPURCHASE PROGRAM sifinancial8kmarch12ex99.htm FOR IMMEDIATE RELEASE SI FINANCIAL GROUP, INC. TO INITIATE STOCK REPURCHASE PROGRAM March 12, 2015, Willimantic, Connecticut ? SI Financial Group, Inc., (the ?Company?) (Nasdaq: SIFI), the holding company for Savings Institute Bank and Trust Company, announced today that it has authorized a stock repurchase program to acquire up to 630,000 shares or approximately 5% of |
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| March 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC. (Exac |
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| February 25, 2015 |
EX-10.1 Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”), dated this 25th day of February, 2015, is by and among SI Financial Group, Inc. (the “Company”) and Savings Institute Bank and Trust company (the “Bank,” and collectively with the Company, “SIFI”), Seidman and Associates L.L.C. (“SAL”), Seidman Investment Partnership, L.P. (“SIP”), Seidman Investment Partnership II, L.P. (“SIPII”), L |
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| February 25, 2015 |
SI FINANCIAL GROUP, INC. ANNOUNCES APPOINTMENT OF NEW DIRECTOR EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE SI FINANCIAL GROUP, INC. ANNOUNCES APPOINTMENT OF NEW DIRECTOR Willimantic, Connecticut, February 25, 2015 — SI Financial Group, Inc. (the “Company”) (Nasdaq: SIFI), the holding company for Savings Institute Bank and Trust Company (the “Bank”), announced today that it has entered into an agreement with Lawrence B. Seidman and certain other affiliates, pur |
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| February 25, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2015 SI Financial Group, Inc. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation) (C |
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| February 17, 2015 |
SIFI / SI Financial Group, Inc. / EJF Capital LLC Passive Investment SC 13G/A 1 ja13ga2-sifinancialejf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) SI Financial Group, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appro |
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| February 12, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or |
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| February 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* SI Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 12, 2015 |
Sterne Agee Investor Conference EX-99.1 Sterne Agee Investor Conference February 11 – 13, 2015 Exhibit 99.1 Forward Looking Statements This presentation contains forward-looking statements, which can be identified by the use of words such as “believes,” “expects,” “anticipates,” “estimates” or similar expressions. These forward-looking statements include, but are not limited to: statements of our goals, intentions and expectatio |
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| February 6, 2015 |
SC 13G/A 1 savings13gaesopfeb2015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 4)* SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Se |
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| January 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of Incorporation or organizat |
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| January 30, 2015 |
SI FINANCIAL GROUP, INC. ANNOUNCES CASH DIVIDEND SI FINANCIAL GROUP, INC. ANNOUNCES CASH DIVIDEND Willimantic, Connecticut—January 28, 2015. The Board of Directors of SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI) has declared a cash dividend on the Company’s outstanding shares of common stock. The dividend of $0.04 per share will be paid on or about February 23, 2015 to stockholders of record as of the close of business o |
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| January 30, 2015 |
SI FINANCIAL GROUP, INC. ANNOUNCES MANAGEMENT CHANGES FOR IMMEDIATE RELEASE SI FINANCIAL GROUP, INC. ANNOUNCES MANAGEMENT CHANGES Willimantic, Connecticut, January 28, 2015 — SI Financial Group, Inc. (the “Company”) (Nasdaq: SIFI), the holding company for Savings Institute Bank and Trust Company (the “Bank”), announced today that Brian J. Hull, Chief Operating Officer and Chief Financial Officer, has announced his retirement effective April 10, 2015. |
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| January 29, 2015 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2014 Willimantic, Connecticut — January 28, 2015. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company for Savings Institute Bank and Trust Company (the “Bank”), reported net income of $1.4 million, or $0.11 diluted earnings per share, for the quarter ended De |
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| January 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
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| November 21, 2014 |
SI FINANCIAL GROUP, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS SI FINANCIAL GROUP, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I - STOCKHOLDERS Section 1. ANNUAL MEETING The annual meeting of the stockholders of SI Financial Group, Inc. (the “Corporation”) shall be held each year at such date and time as the Board of Directors shall, in their discretion, fix. The business to be transacted at the annual meeting shall include the election of directors and a |
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| November 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organiza |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP |
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| November 6, 2014 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended September 30, 2014, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as ad |
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| October 22, 2014 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2014 Willimantic, Connecticut — October 22, 2014. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $1.2 million, or $0.10 diluted earnings per share, for the quarter end |
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| October 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
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| August 27, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizati |
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| August 27, 2014 |
SAVINGS INSTITUTE BANK & TRUST SEEKS STATE CHARTER SAVINGS INSTITUTE BANK & TRUST SEEKS STATE CHARTER WILLIMANTIC, CT – August 27, 2014 – SI Financial Group, Inc. |
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| August 7, 2014 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended June 30, 2014, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added b |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC |
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| July 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or org |
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| July 29, 2014 |
EX-99.1 Exhibit 99.1 |
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| July 23, 2014 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2014 Willimantic, Connecticut — July 23, 2014. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $914,000, or $0.07 basic and diluted earnings per share, for the quarter ended |
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| July 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization |
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| June 19, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54241 A. Full title of the plan and the addres |
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| May 15, 2014 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organization) |
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| May 14, 2014 |
EX-99.1 Annual Meeting May 14, 2014 Exhibit 99.1 Forward Looking Statements 2 This presentation contains forward-looking statements, which can be identified by the use of words such as “believes,” “expects,” “anticipates,” “estimates” or similar expressions. These forward-looking statements include, but are not limited to: statements of our goals, intentions and expectations; statements regarding |
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| May 14, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
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| May 8, 2014 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended March 31, 2014, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as added |
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| May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, IN |
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| April 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizatio |
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| April 23, 2014 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER ENDED MARCH 31, 2014 Willimantic, Connecticut — April 23, 2014. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $906,000, or $0.07 basic and diluted earnings per share, for the quarter ended March 31, 2 |
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| April 11, 2014 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2014 |
DEF 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2014 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizatio |
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| March 27, 2014 |
IMPORTANT NOTICE CONCERNING THE NEWPORT FEDERAL SAVINGS BANK 401(k) PLAN AND YOUR ABILITY TO TRADE SHARES OF SI FINANCIAL GROUP, INC. |
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| March 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K o ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP, INC. (Exac |
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| March 13, 2014 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED This AGREEMENT (“Agreement”) originally entered into as of September 21, 2011, by and between Savings Institute Bank and Trust Company (the “Bank”), a federally-chartered savings bank with its principal offices at 803 Main Street, Willimantic, Connecticut 06226, Paul R. |
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| March 13, 2014 |
MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS General Management’s discussion and analysis of financial condition and results of operations is intended to assist in understanding changes in the Company’s financial condition as of December 31, 2013 and 2012 and the results of operations for the years ended December 31, 2013, 2012 and 2011. |
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| March 13, 2014 |
EX-21.0 5 sifi12312013ex210.htm EXHIBIT 21.0 Exhibit 21.0 LIST OF SUBSIDIARIES Registrant: SI Financial Group, Inc. Subsidiaries Percentage Ownership Jurisdiction or State of Incorporation Savings Institute Bank and Trust Company 100% United States SI Capital Trust II(1) 100% Delaware 803 Financial Corp.(2) 100% Connecticut SI Realty Company, Inc.(2) 100% Connecticut SI Mortgage Company(2) 100% Co |
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| March 13, 2014 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of SI Financial Group, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2013, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as a |
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| March 13, 2014 |
SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED SAVINGS INSTITUTE BANK AND TRUST COMPANY CHANGE IN CONTROL AGREEMENT, AS AMENDED AND RESTATED This AGREEMENT (?Agreement?) originally entered into as of September 18, 2013, by and between Savings Institute Bank and Trust Company (the ?Bank?), a federally-chartered savings bank with its principal offices at 803 Main Street, Willimantic, Connecticut 06226, Jonathan Wood (?Executive?) and SI Financial Group, Inc. |
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| February 26, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kdecember312013.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other juris |
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| February 26, 2014 |
EARNINGS RELEASE SI FINANCIAL GROUP, INC. REPORTS RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2013 Willimantic, Connecticut — February 26, 2014. SI Financial Group, Inc. (the “Company”) (NASDAQ Global Market: SIFI), the holding company of Savings Institute Bank and Trust Company (the “Bank”), reported net income of $1.0 million, or $0.08 basic and diluted earnings per share, for the quarte |
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| February 14, 2014 |
SIFI / SI Financial Group, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) SI Financial Group, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SI Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 78425V104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* SI Financial Group, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78425V 104 (CUSIP Number) De |
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| January 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2014 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizati |
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| November 21, 2013 |
UNAUDITED COMBINED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL DATA EXHIBIT 99.1 UNAUDITED COMBINED CONDENSED CONSOLIDATED PRO FORMA FINANCIAL DATA The following unaudited combined condensed consolidated pro forma financial data and explanatory footnotes show information about SI Financial Group, Inc.’s (“SI Financial”) financial position and operations, including per share data, after giving effect to the merger with Newport Bancorp, Inc. (“Newport Bancorp”). The |
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| November 21, 2013 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2013 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incor |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0-54241 SI FINANCIAL GROUP |
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| November 8, 2013 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADDED BY SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the report of SI Financial Group, Inc. (the “Company”) on Form 10-Q for the quarterly period ended September 30, 2013, as filed with the Securities and Exchange Commission (the “Report”), the undersigned hereby certify pursuant to 18 U.S.C. Section 1350, as ad |
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| November 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2013 SI FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Maryland 0-54241 80-0643149 (State or other jurisdiction of incorporation or organizat |
